Evolution and Bahá’í Belief
Published by Kalimát Press, Los Angeles, 2001.
[Note:
This electronic copy includes the Foreword and Keven Brown’s article “
‘Abdu’l-Bahá’s Response to Darwinism: Its Historical and Philosophical Context.
For Eberhard von Kitzing’s article “The Origin of Complex Order in Biology:
‘Abdu’l-Bahá’s Concept of the “Originality of Species” Compared to Concepts in
Modern Biology,” click on the link. This electronic version may contain some
discrepancies with the published version. For example, to make this text
readable to all web browsers the transliteration of Arabic letters requiring
subscript dots has been removed. In addition, this version contains some new
material and revisions added by the author since publication, most of which are
indicated by brackets.]
It
is now 140 years since Darwin published his famous book The Origin of
Species, but the intense controversy surrounding his theory of evolution
has not died down, especially in America. The classical world view that
predominated up until the middle of the nineteenth century understood all
species as having been created by God in essentially their present form all at
one time. Modification of populations was allowed in recognition of the fact
that organisms do adapt to changing environmental conditions, but any change
beyond the strict bounds of a species’ essential characteristics was not
considered possible. This is also the view accepted by many contemporary
fundamentalist Christian denominations, a view that a 1993 Gallop poll found to
be supported by 47% of Americans.[1]
This view, however, stands in stark contrast to the position put forward by
Darwin, and now accepted by the scientific community, which holds that no act
of supernatural creation is necessary to explain the origin of the diverse
biological populations that inhabit our planet. Instead, the mechanical
processes of random variation and natural selection of the fittest are
sufficient to account for all the divergent organisms that exist on earth today.
In contrast to the classical view, which believes that all kinds were specially
created for a preexisting purpose, many modern writers propose that no
preexisting plan or purpose is necessary for the origin of man or any other
species.[2]
Darwin’s
theory had profound repercussions not only for every scientific discipline
(including history and social science), but also for religion. By denying
special creation, Darwin’s theory threatened to undermine one of the most
cherished doctrines of religion. If the diversity of species didn’t need a
creator, the role of God was diminished. If speciation is arbitrary and occurs
through a blind, natural process, then the laws that govern human beings could
also be arbitrary and constructed on a merely pragmatic basis, not in accord
with an intelligible order created by God. Social Darwinism, which viewed
society and the economy as an arena in which the fittest nation should rise to
the top at the expense of other nations, was one consequence of this view.
Materialism, which denied the existence of an incorporeal soul and a spiritual
world, also gained fresh converts on account of Darwin’s theory.
It is not surprising,
therefore, that during the twentieth century religion and science have
continued to find themselves at odds with each other, not only in people’s
minds but in the courts. In 1925, a young biology teacher named John Scopes was
put on trial and fined $100 for defying a Tennessee state law prohibiting the
teaching of “any theory which denies the story of the Divine creation of man as
taught in the Bible” in public schools. Although the Tennessee appellate court
overturned the verdict two years later, such laws were not declared
unconstitutional until 1968. In the late 1970s, Arkansas and Louisiana passed
laws requiring that whenever evolution is taught in public schools “creation
science” must also be taught. A number of other states introduced similar
“creation science” bills in their state legislatures before the United States
Supreme Court rejected such laws in 1987.[3]
The latest effort to promote “creation science” in public schools occurred in
1999 when the Kansas Board of Education voted to remove evolution theory from
the state’s science curriculum, while not formally banning its instruction or
insisting on equal time for “creation science.”
At the beginning of the
twentieth century, the controversy between the materialistic interpretation of
Darwin’s theory and biblical special creation was even more intense in the
public mind. Fundamentalists saw it as a confrontation between “theism versus
atheism, morality versus immorality, angel-man versus monkey-man,” while
scientists and others saw it as a contest between “reason versus superstition,
enlightenment versus obscurantism, scientific skepticism versus blind
commitment to religious dogma.”[4]
It was in this divisive
atmosphere that ‘Abdu'l-Bahá, during his visits to Europe and America between
1911 and 1913, presented the Bahá'í principle
that true religion and sound science are complementary and can never oppose one
another. `Abdu'l-Bahá repeated this principle again and again in his talks to
Western audiences. For example, in Paris on November 12, 1911, he said:
If a religious statement
is found which categorically contradicts reason and science, then that statement
is mere fancy….Therefore make all of your beliefs congruent so that science and
religion are in harmony, for religion is one wing of man and science is the
other. Man can fly with two wings but not with one. All religious beliefs that
are contrary to reason and science are not part of the reality of religion.
Rather, such blind beliefs and absolute convictions are the cause of hatred and
enmity between the children of men. But if religion is made congruent with
science, the truth will appear. Therefore, let your aim be this: to make
science in accord with religion and religion in accord with science.[5]
In a talk given at a Unitarian Church on June 9,
1912, he affirmed:
Science must recognize
the truth of religion, and religion must recognize the truth of science. A
perfect relationship must be obtained between them, for this is the root of
truth….Therefore, we must abandon superstitions and investigate reality, and
that which we see corresponding to reality, we should accept. That to which
science does not assent and reason does not accept is not reality; rather it is
blind imitation. We must cast these misguided beliefs far away from us and hold
fast to reality. Any religion that is in harmony with science and reason is
worthy of acceptance.[6]
It was from this perspective of the
complementarity of religion and science, and the need to maintain harmony
between them, that ‘Abdu'l-Bahá addressed the question of evolution. Although
‘Abdu'l-Bahá accepted evolution, as he understood the meaning of this word, as
a fact, he did not accept Darwin’s theory as it was taught by the scientists of
his time. Instead, ‘Abdu'l-Bahá presented an understanding of evolution
harmonious with the religious idea of creation and the philosophical concept of
essences. The details of his manner of reconciling evolution and creation are
discussed in the articles that follow.
It is important to detemine here
what ‘Abdu’l-Bahá means by the term “science” (‘ilm), since it is
obvious ‘Abdu’l-Bahá is referring to something that does not necessarily accord
with any particlular scientific theory or even with the scientific consensus of
an age. Let us consider the following statement:
You have asked how we can harmonize scientific
theories with the ideas of religion. Know that this material world is the
mirror of the Kingdom, and each of these worlds is in complete correspondence
with the other. The correct theories of this world which are the result of
sound scientific thinking are in agreement with the divine verses without the
slightest divergence between them, for the truth of all things is laid away in
the treasuries of the Kingdom. When that truth is manifested in the material
world, the archetypes and realities of beings attain realization. If a
scientific theory does not correspond with the divine verses, it is certain
that it is the essence of error.[7]
In other words, the Bahá’í principle
of the harmony of science and religion is based on the assumption that the
world of the Kingdom (i.e., the atemporal, placeless dimension) contains all
the realities and potentialities upon which the material world is founded.
Since divine revelation is also based upon the same source, its true meaning
cannot be in conflict with any categorical facts of the external world. In the
same letter quoted above, ‘Abdu’l-Bahá goes on to explain how for over a
thousand years learned consensus followed the Ptolemaic system in which the
earth was viewed as the fixed center of the universe around which the sun
moved, while two verses of the Qur’án, according to ‘Abdu’l-Bahá’s
interpretation, indicated the fixity of the sun relative to the planets and the
movement of the earth around it.
This does not mean, however, that
particular religious ideas and doctrines are inherently superior to particular
scientific theories, and vice versa, because ‘Abdu’l-Bahá also explains that
the criteria by which humans judge the veracity of a proposition (i.e., sense
perception, reason, scriptural authority, and inspiration) are all liable to
error due to human subjectivity. Consequently, he concludes that the most
reliable standard of judgment is all four in combination:
But a statement presented to the mind accompanied by
proofs which the senses can perceive to be correct, which the faculty of reason
can accept, which is in accord with traditional authority and sanctioned by the
promptings of the heart, can be adjudged and relied upon as perfectly correct,
for it has been proved and tested by all the standards of judgment and found to
be complete.[8]
In
another place, he adds that the standard of the “inmost heart” (mízán
al-fu’ád) through the aid of the Holy Spirit is capable of apprehending the
truth of things.[9] In summary,
the Bahá’í principle of the harmony of science and religion not only implies
the essential unity of the material and spiritual dimensions of existence, but
means that human beings must rely upon both science (empirical data interpreted
through reason and inspiration) and religion (scripture interpreted through
reason and inspiration) to obtain a truer picture of reality.
Originally this volume
was planned to include three articles, one by a historian, one by a physical
scientist, and one by a practicing evolutionary biologist. Unfortunately, the
third article being prepared by Dr. Ronald Somerby, the biologist, was not
ready in time and he has urged us to publish without him. As such, the views
presented do not represent the full richness of different backgrounds that this
subject deserves. Somerby’s article proposed to cover such questions as the
meaning of complementarity, the principle of “unity in diversity” in modern
evolutionary theories, and the need for a new paradigm shift that transcends
both classical metaphysics and the modern mechanization of nature. We urge him
to complete his article soon.
Eberhard
von Kitzing’s article, “The Origin of Complex Order in Biology,” focuses on
`Abdu'l-Bahá’s concept of the originality of species, places it within
the context of the nineteenth century conflict between the views of classical
biology and Darwin’s theory of evolution, and compares `Abdu'l-Bahá’s views
with concepts in modern biology and cosmology. Kitzing explains that his essay
is based on the assumption that `Abdu'l-Bahá’s statements on the subject of
evolution are not intended to be explanations of biological fact. In other
words, `Abdu'l-Bahá was not a biologist; rather he approached the subject from
the standpoint of religious knowledge. As such, his arguments reflect his
interest in the philosophical and spiritual consequences of Darwinism as it
relates to questions of religion, such as the purpose of life. He was
especially concerned with the theory’s potential, as popularly represented by
“certain European philosophers,” to undermine the essential principles of
religion.
If
all of ‘Abdu'l-Bahá’s statements on evolution are to be understood literally as
referring to biological fact, then these statements need to be supported by
evidence from applied biology just like any other hypothesis, if they are to be
taken seriously. Kitzing proposes that the parallel evolution model,
which results from interpreting ‘Abdu'l-Bahá’s statements literally and as
doctrine, not argument, “produces more problems than it solves.” He presents a
series of five questions that he believes need to be successfully answered for
parallel evolution to be accepted as a serious theory by scientists. Kitzing
also gives a non-literal interpretation of ‘Abdu'l-Bahá’s statements on
evolution that he finds more in harmony with current scientific thought. For
should the literal meaning of ‘Abdu’l-Bahá’s statements become categorically
proven to contradict biological facts, Bahá’ís will have to answer this
question posed by historian Susan Maneck: “Should Bahá’ís feel compelled to
accept that earlier theory [of parallel evolution] because of ‘Abdu’l-Bahá’s
use of it, or is it sufficient to simply accept the point of it all, that our
Reality is ultimately related to our intended end, not our origins, and allow
science to figure out the rest of it?”[10]
My
own article, “‘Abdu'l-Bahá’s Response to Darwinism,” presents in detail the
philosophical and historical context within which ‘Abdu'l-Bahá spoke and from
which he and his audience drew the understanding which informed their
discourse. I start with the conflict between the essentialists and Darwinists
during the latter half of the nineteenth century in Europe and America, and
then move to the parallel controversy that took place over Darwinism in the
Near East. Since ‘Abdu'l-Bahá indicated in one of his talks that his views on
evolution are generally congruent with the system of thought of the
“philosophers of the East,” by which he means Plato and Aristotle, and the
philosophers of Iran, I devote a lengthy chapter to examining the ideas of
these philosophers as they relate to the concepts of “species,” “essence,” and
“becoming.”
With the views of the
“philosophers of the East” presented as necessary background, my last chapter
is devoted to a careful analysis of ‘Abdu'l-Bahá’s teachings on evolution based
on the context presented in the first three chapters. The original Arabic or
Persian writings and talks of ‘Abdu'l-Bahá are relied upon throughout, and
revised translations are provided where necessary.
My approach is to assume
that ‘Abdu’l-Bahá intended his words on this subject to be taken at face value,
and that he was responding to Laura Clifford Barney’s questions on “the
modification of species” and “the theory of the evolution of beings” with
unambiguous and non-symbolic language.
Both
authors agree, however, that `Abdu'l-Bahá’s response to Darwinism was more
philosophical in nature than scientific and that his main objective was to
establish by rational arguments the existence a divinely ordained
purpose for life, the special place of humanity in creation, the need of final
causes (i.e. teleology), and the existence of timeless natural laws in the
universe.
Numerous
religious leaders and scientists during the twentieth century have found
science and religion to be not the least bit contradictory. Each, working in
the sphere that it knows best, gives us a fuller and truer picture of reality
than either could by itself. Neither should dominate the other, but each should
recognize the complementary and mutually beneficial role of the other in human
society. As ‘Abdu'l-Bahá desired: “Science must recognize the truth of
religion, and religion must recognize the truth of science. A perfect
relationship must be obtained between them, for this is the root of truth.”[11]
The Catholic Church is
to be praised for its recent efforts to harmonize the teachings of the Bible
with the facts of science and the fruits of reason. As the Vatican II Council
expressed it: “Research performed in a truly scientific manner can never be in
contrast with faith because both profane and religious realities have their
origin in the same God.”[12]
The Catholic Church therefore deems evolution and Christianity to be
compatible. It holds that “God created the matter and laws of the universe” and
that “evolution is the manner in which these laws have unfolded.”[13]
In another move on the side of science and reason, Pope John Paul II recently
declared that “rather than a place, hell indicates the state of those who
freely and definitively separate themselves from God.” He added that hell is
“not a punishment imposed externally by God” but the natural consequence of the
unrepentant sinner’s choice to live apart from God.[14]
The
Bahá'í principle of the harmony between science and religion is connected to
another Bahá'í principle which holds that “religious truth is not absolute but
relative.”[15] This means
that religious statements should be understood from the perspective of the
historical and cultural context within which they were revealed and in the
light of the purpose for which they were revealed. It is with respect to the
purpose of religious statements that universality applies, whereas the literal
words and images of sacred writings are very time and culture bounded. The
changing understanding of the concept of hell is illustrative of this point.
According to a Catholic scholar, “to people living in early Christian
centuries, infernal images of hell no doubt conveyed quite effectively the
horrific consequences of rejecting God. One thing people feared most then was
the burning and pillaging of their towns. If you had described hell to them in
terms of relationships and psychological experiences like loneliness, they
wouldn’t have known what you were talking about.”[16]
Such time- and
culture-bound concepts and statements are also found in the writings of
Bahá'u'lláh and ‘Abdu'l-Bahá. For example, when Bahá'u'lláh refers to “the
fourth heaven” of classical astronomy in the Kitáb- Íqán, Shoghi Effendi
explains that this book “was revealed for the guidance of that sect [the
Shí’ah],” where “this term was used in conformity with the concepts of its
followers.”[17] In the same
manner, such terms as “essence,” “species,” “evolution,” and “creation” have
specific meanings to ‘Abdu'l-Bahá relative to the cultural and philosophical
background with which his audience was familiar. One should not automatically
assume that such terms, or ‘Abdu'l-Bahá’s usage of them, are limited by that
background. But their meaning should be properly understood through a careful
study of their original context, and then they should be interpreted and
applied in terms that make sense today. This is in keeping with the dynamic
character of the Bahá’í Faith, which Shoghi Effendi says, has the capacity
“even as a living organism, to expand and adapt itself to the needs and
requirements of an ever-changing society” and “has been so fashioned” as “to
keep it in the forefront of all progressive movements.”[18]
How
should the Bahá'í Community interact with scientists and discuss scientific
theories? With a combination of frankness and humility, in the spirit of a
fellow seeker searching for the truth about reality, questioning assumptions
that preclude the existence of metaphysical causes, but willing to discard
preconceptions and always being open to new perspectives. Why is this
important? Because, as ‘Abdu'l-Bahá states: “religion is one wing of man and
science is the other. Man can fly with two wings but not with one.”[19]
Furthermore, ‘Abdu'l-Bahá explains that “if religion is contrary to science and
reason, it is not possible for it to instill confidence in the heart….Therefore,
religious teachings must be congruent with reason and science so that the heart
may be assured and mankind find true happiness.”[20]
The articles presented
in this volume have as one of their aims, in addition to exploring the
philosophical and historical background of the evolution question in Europe and
the Near East at the end of the nineteenth century, presenting interpretations
of ‘Abdu'l-Bahá’s statements on evolution (from the side of religion) that may
be more congruent with reason and scientific facts. The full answer of how
evolution and creation work together to bring the universe into existence is
very complex, and many more questions need to be explored and answered. It is
our hope that this volume will help stir our fellow Bahá'ís and interested
scientists to work harder to raise the science and religion dialogue to new
heights of agreement and understanding.
Keven Brown
March 2001
‘Abdu’l-Bahá’s Response to Darwinism:
Its Historical and Philosophical Context
by Keven Brown
1.1 Teleological
Thinking vs. Population Thinking
1.2 Evidences Favoring
Darwinism
1.3 Essentialist
Objections to Darwinism
1.4 Essentialist
Alternatives
1.5 Rizqullah al-Barbárí’s Description of
Darwinism
1.6 Yaqub Sarruf’s Article
Supporting Darwin
1.7 James Denis’ Refutation of
Darwinism
1.8 Edwin Lewis Responds to James
Denis
1.9 Yusuf al-Há’ik Responds to One
of Lewis’ Critics
1.10 Shiblí Shumayyil and Ludwig
Büchner
1.11 Refutations of Materialism
1.12 Arabic Speaking Essentialists
1.12.1 Jamál al-Dín al-Afghání
1.12.2 Hussein al-Jisr
1.12.3 Abu al-Majd al-Isfahání
Section 3: Species,
Essence, and Becoming: The Views of the “Philosophers of the East”
3.1 Aristotle
3.2 Plato
3.3 The Middle Platonists and the
Church Fathers
3.4 William of Ockham
3.5 Alfarabi
3.6 Avicenna
3.7 Averroes
3.8 Suhrawardí
3.9 Mullá Sadrá
3.10 Shaykh Ahmad al-Ahsá’í
3.11 Summary of the Views of the
“Philosophers of the East”
4.1 The Principle of Cause and
Effect
4.2 Formation by God’s Voluntary
Will and Species Essences
4.3 The Question of Evolution
4.4 Some Non-References to Evolution
4.5 `Abdu'l-Bahá’s Arguments Against
Darwinian Transmutation
4.6 A Model for Temporal
Creation
4.7 Saltation
4.8 The Question of Uniqueness
4.9 ‘Abdu’l-Bahá’s Criticism of the
“Struggle for Survival”
Conclusion
Acknowledgments
I would especially like to thank Eberhard
von Kitzing for encouraging me to write this article. It was he who, in the
beginning, asked me if I would assist him by checking the original Persian and
Arabic writings of ‘Abdu’l-Bahá on the subject of evolution and by examining
the philosophical background with which ‘Abdu’l-Bahá was familiar. He has
remained throughout this project a source of support and of constructive
criticism. I would also like to give a special thanks to David Garcia who took
the time to read this essay carefully and respond with many specific criticisms
that helped me to see new perspectives on ‘Abdu'l-Bahá’s words. Without his
input the subject of this essay would have received a less balanced treatment.
Equally critical was the feedback of Ronald Somerby, who pointed out to me the
importance of reading Arthur Lovejoy’s book The Great Chain of Being and
Ernst Mayr’s The Growth of Biological Thought. Both books proved to be
indispensable sources for the subject of this article. Lastly, thanks to
Stephen Friberg for reading the manuscript and helping me to avoid the dangers
of excessive “historical contextualism.”
Preface
Many Westerners first
became acquainted with ‘Abdu’l-Bahá (1844-1921) during his missionary journeys
to Europe and America between 1911 and 1913 for the purpose of spreading the
teachings of his father, Bahá’u’lláh, founder of the Bahá’í Faith. During his
busy schedule of meeting his American followers, visiting dignitaries, speaking
at churches, social organizations, and universities, and associating with people
from all walks of life, he emphasized his father’s progressive social
principles, which included such teachings as the equality of men and women, the
oneness of the human race, the establishment of a world federal government, the
adoption of a universal auxiliary language, and the harmony of science and
religion.
‘Abdu’l-Bahá’s
views on the theory of evolution, as it was understood at the beginning of the
twentieth century, fall within the context of the last principle. In one talk
of ‘Abdu’l-Bahá at the Open Forum in San Francisco, dated 10 October 1912, he
speaks particularly about the theory of evolution and contrasts the modern
Western idea of the transmutation of species with the idea of evolution within
a species of the “philosophers of the East” (falásifiyyih sharq), with whom he associates his own views (see
Section 3). Among these philosophers he includes “Aristotle and Plato, and the
philosophers of Iran.”[21]
‘Abdu’l-Bahá had previously discoursed on this subject to Laura Clifford
Barney, an American who visited him in ‘Akká’ between 1904 and 1906. She
records at least five talks of ‘Abdu’l-Bahá specifically addressing the
questions of evolution and the diversification of species. In several of his
letters, ‘Abdu’l-Bahá also writes on this subject.
In
order to accurately analyze ‘Abdu’l-Bahá’s ideas and compare them to the
understanding educated Westerners had of Darwin’s theory at the time, it will
be necessary to use the original texts of ‘Abdu’l-Bahá and ensure their
accurate translation into English. It will also be necessary to study in depth
the views of the “philosophers of the East” and the responses of Darwin’s
contemporaries to his theory. The tasks to be accomplished in this article,
therefore, are four-fold: (1) to present revised translations of ‘Abdu’l-Bahá’s
writings and talks on the subject of evolution where necessary;[22]
(2) to explain the relevant theories of certain Greek and Islamic philosophers
on the ideas of “species,” “essence,” and “becoming”; (3) to describe the
contemporary response to Darwinism during the last half of the nineteenth
century and the beginning of the twentieth century in Europe and, more
especially, in the Arab world; and (4) to analyze ‘Abdu’l-Bahá’s doctrine in
the light of this historical context and philosophical background.
After
having accomplished these tasks, I believe it will be demonstrated that
‘Abdu'l-Bahá is a teleologist (or essentialist), who maintains the original
creation of “species” by God outside of time, and that he was a proponent of
evolution in a sense that is harmonious with the doctrine of creation. As the
essay will attempt to make clear (especially in sections 2 and 3), ‘Abdu'l-Bahá
is not an Aristotelian essentialist but a Platonic one. In other words,
‘Abdu'l-Bahá’s essences (máhiyát) and species (naw‘iyát) are
equivalent to Platonic Forms, not to Aristotelian substances and the logical
essences derived from them.
Section 1: The
Historical Context
Europe[23]
Darwin’s
The Origin of Species by Means of Natural
Selection (published in 1859) disturbed the scientific community, for it
struck at the foundations of a long established worldview in which religion and
science worked side by side without interfering in any fundamental way in the
domain of the other. That God had created all species according to a divine
plan and linked them together in the great Chain of Being was taught by
religion and almost universally accepted; it was the role of scientists to
discover the material details of that plan and reveal the wisdom of the Creator.
English naturalist John Ray’s work The
Wisdom of God Manifested in the Works of the Creation (1691) is typical of
the thinking of the time. The pre-Darwinian worldview was well summed up by
Newton, who said: “A God without dominion, providence, and final causes, is
nothing else but Fate and Nature....All the diversity of natural things which
we find, suited to different times and places, could arise from nothing but the
ideas and will of a Being necessarily existing.”[24]
1.1.
Teleological Thinking vs. Population Thinking
The
assumption of the design and creation of the natural world by a supreme being
are fundamental to teleological thinking, which had been dominant since the
days of Plato and Aristotle, and which is still favored by the general American
population.[25] In this
view, each species was created by design and for a purpose in the great plan of
life. In other words, it is not by chance that humanity is at the apex of the
animal kingdom. According to the Judeo-Christian tradition, every species of
plant and animal was independently created prior to the creation of Adam.
Called “special creation,” this view holds that an essential discontinuity
separates species from each other. As the French biologist, Georges Cuvier
(1769-1832), wrote to a friend: “We imagine that a species is the total
descendence of the first couple created by God.”[26]
The British physiologist, William Carpenter (1813-1885), summed up the
prevailing belief at the time Darwin published The Origin of Species:
Now it seems to be a
received article of faith, both amongst scientific naturalists and with the
general public, that all these reputed species have a real existence in nature;
that each originated in a distinct act of creation; and that, once established,
each type has continued to transmit its distinctive characters, without any
essential change, from one generation to another, so long as the race has been
permitted to exist. This idea of the permanence
of species...is commonly regarded at the present time [1860] as one of those
doctrines which no man altogether in his right senses will set himself up
seriously to oppose.[27]
At
the present time, this view of the special creation of species is still widely
believed, especially among fundamentalist Christians for whom it is an
essential doctrine. One of the leading contemporary proponents of special
creation is Dr. Duane Gish of the Institute for Creation Research. He explains:
By creation we mean the bringing into
being of the basic kinds of plants and animals by the process of sudden, or
fiat, creation described in the first two chapters of Genesis….We do not know
how God created, what processes He used, for God used processes which are not
now operating anywhere in the natural universe. This is why we refer to divine
creation as special creation….
During
the creation week God created all of the basic animal and plant kinds, and
since then no new kinds have come into being, for the Bible speaks of a
finished creation (Gen. 2:2)….
The
concept of special creation does not exclude the origin of varieties and
species from an original created kind. It is believed that each kind was
created with sufficient genetic potential, or gene pool, to give rise to all of
the varieties within that kind that have existed in the past and those that are
yet in existence today.[28]
The
problem with explaining the origin of species by special creation, argued the
critics, is that it does not explain how species have actually appeared,
survived, and vanished in the real world. No one had witnessed an act of
special creation taking place, and it was evident by this time from the fossil
record that innumerable different species had appeared and then become extinct
in the long course of geologic time. Did this mean that the Creator continued
to create new species independently as older species vanished? Charles Lyell,
author of Principles of Geology,
thought so; he proposed that God uniformly replaced extinct species by new
special creations after each extinction.[29]
But if this was true, then an act of special creation should at some time be
observable.
Darwin’s
theory excited the scientific community because his proposed natural mechanism
for the origin of species was feasible and explained many observable facts of
nature that had not been satisfactorily explained by earlier theories. In
short, it brought the explanation of species forms into the realm of science
and out of the realm of theology. Darwin was saying that most ancient extinct
species did not really vanish but were earlier evolutionary stages of the
species on earth today.[30]
His field observations of structurally similar but reproductively isolated
populations in close geographic proximity suggested to him that biological
species are not specially created by divine intervention nor are they fixed
realities of nature. Instead, he proposed that the diversity of species is due
solely to the natural selection of the random individual variations of
organisms which best suit them to adapt to a changing environment. All the
species existing today have resulted, he said, from the gradual transformation
of one or several first primitive forms into which God breathed the spirit of
life. Although Darwin allowed special creation for the first primitive form,
the new theory contradicted the fundamental premise of special creation: the
real existence of distinct species in nature and their essential discontinuity
from each other.
Darwin’s
view is called “population thinking” by modern biologists because it considers
only the individual members of populations as real, not the “species,” which is
a mental construct used for classification. Darwin explained: “I look at the
term species as one arbitrarily given, for the sake of convenience, to a set of
individuals closely resembling each other.”[31]
Since every individual has variations or unique characteristics, Darwin
proposed that if some members of a homogeneous population become geographically
separated from the parent population, they can become--through the gradual
evolution of those unique variations--a new reproductively isolated population,
or a new “species.” Darwin felt he had found sure evidence of this with many
similar but reproductively isolated species on the Galapagos Islands.
Mayr
explains: “The concept of a static type is replaced by that of a highly
variable population. New variations are produced continuously, some of them
superior and some of them inferior to the existing average.”[32]
Superior variations that help the population adapt to changes in the
environment or compete better with similar populations tend to be preserved in
the gene pool--this is natural selection.[33]
The random variations, according to Darwin, occur accidentally, but their
“selection” is neither accidental nor predetermined. Beneficial variations are
simply preserved because they better meet the survival needs of an organism.
Given time and geographic isolation, this is how Darwin conceived of new
species gradually deriving from parent species. By implication, Darwin
postulated that all organisms, including man, have descended from common
ancestors by a continuous process of branching. Each animal, plant, or
micro-organism is but a link in a chain of ever-changing, never-repeated forms,
and these forms are determined solely by the environment.
The
significance of this change of view to Western thought has been eloquently
expressed by Thomas Kuhn:
All the well-known
pre-Darwinian evolutionary theories--those of Lamarck, Chambers, Spencer, and
the German Naturphilosophen--had
taken evolution to be a goal-directed process. The “idea” of man and of the
contemporary flora and fauna was thought to have been present from the first
creation of life, perhaps in the mind of God. That idea or plan had provided
the direction and the guiding force to the entire evolutionary process. Each
new stage of evolutionary development was a more perfect realization of a plan
that had been present from the start. For many men the abolition of that
teleological kind of evolution was the most significant and least palatable of
Darwin’s suggestions. The Origin of
Species recognized no goal set either by God or nature. Instead, natural
selection, operating in the given environment and with the actual organisms
presently at hand, was responsible for the gradual but steady emergence of more
elaborate, further articulated, and vastly more specialized organisms. Even
such marvelously adapted organs as the eye and hand of man--organs whose design
had previously provided powerful arguments for the existence of a supreme
artificer and an advance plan--were products of a process that moved steadily from primitive beginnings but toward no goal. The belief that natural
selection, resulting from mere competition between organisms for survival,
could have produced man together with the higher animals and plants was the
most difficult and disturbing aspect of Darwin’s theory.[34]
Darwin
never pretended to explain how life arose to begin with. He proposed that God
had breathed life into one or several first primitive forms. Then he thought
God had stepped back from His work and allowed the mechanism of natural
selection, which Darwin had just discovered, to take over and “select” the
random variations best suited for survival in an ever-changing environment. The
forms of the species resulting over the vast course of time were determined
strictly by natural forces, not by conscious design. “There is a grandeur in
this view of life,” explained Darwin, “with its several powers, having been
originally breathed by the Creator into a few forms or into one; and...from so
simple a beginning endless forms most beautiful and most wonderful have been,
and are, being evolved.”[35]
Although his theory dealt a blow to teleology, as traditionally understood, he
allowed that God had established the general laws of nature but not the
details. In his words:
There seems to me too
much misery in the world. I cannot persuade myself that a beneficent and
omnipotent God would have designedly created the Ichneumonidae with the express
intention of their feeding within the living bodies of Caterpillars, or that a
cat should play with a mouse. Not believing this, I see no necessity in the
belief that the eye was expressly designed....On the other hand, I cannot
anyhow be contented to view this wonderful universe, and especially the nature
of man, and to conclude that everything is the result of brute force. I am
inclined to look at everything as resulting from designed laws, with the
details, whether good or bad, left to the working out of what we may call
chance.[36]
1.2
Evidences Favoring Darwinism
Just as Newton had deduced an invisible force
called gravity to explain the movements of the heavenly bodies (now more
accurately explained by Einstein’s general theory of relativity), Darwin
deduced his theory from a wide range of observable evidence, which gave his
theory scientific credibility. That scientists were not able to find a
particular set of “essential characteristics” universally distinguishing one
biological species from another was an apparent victory for the Darwinists.
Geometrical figures and atomic elements are universally and clearly defined,
but the situation with organic species, when these are defined by reproductive
isolation, is more problematic. For example, except for inability to
interbreed, two or more species of finches may look and act nearly identical to
each other. By what then are their essences (i.e., their essential
characteristics) distinguished?[37]
Still, Darwin’s critics saw no reason for one species to evolve into another;
this would be, they thought, like lead evolving into gold.[38]
To them, the kinds of biological organisms required by nature should be just as
fixed as the kinds of elements in physics.
Other
evidences used by Darwin and his followers to support evolution include the
following: (1) The existence of vestiges or rudimentary organs no longer used
suggests that the species has evolved from a form in which those organs were
necessary. (2) The similarity of reproductively isolated species in geographic
proximity suggests that they have branched from each other recently. This is
especially evident in the case of the animals in Australia, which bear a family
resemblance. (3) The taxonomic hierarchy and morphological similarity of
organisms is evidence of descent from a common ancestry (the tree model of
evolution).[39] (4) The
stages of embryological development (ontogeny) appear to recapitulate the
stages of evolution (phylogeny). For example, if biological species had been
specially created, asked Darwin, why shouldn’t their ontogeny take them by the
most direct path to the adult stage, so that the wing of a bat or the fin of a
porpoise would be “sketched out with all their parts in proper proportion, as
soon as any part became visible [in the embryo],”[40]
but instead we find detours, such as the embryos of land-living vertebrates
going through a gill-arch stage. (5) Darwin’s strongest evidence, he felt, was
in the ability of breeders and domesticators to alter the shape and
constitution of wild species. Given time and a larger gene pool, nature should
be able to alter a species into a completely different species. Based on such
evidences, Darwin asserted against the essentialists: “On the ordinary view of
each species having been independently created...I do not see that any
explanation can be given.”[41]
1.3
Essentialist Objections to Darwinism
(1) The Role of Natural Selection
and Chance.
What biologists who favored the special creation of species by a transcendent,
ruling mind (such as Lyell, Herschel, Cuvier, Owen, Agassiz, and von Baer)
found most objectionable in Darwin’s theory was, as Frederick Hutton put it,
“its reliance on natural causes and chance in effecting the changes. We
should be more inclined,” he continued, “to refer to the modifications which
species of animals or plants have undergone to the direct will of God.”[42]
Most essentialists accepted that random variations did occur in nature, but
these variations, they claimed, could never stray from the limits set by the
“species essence.”
Darwin’s
critics held that every species has an immutable essence, or law, or idea
present in the mind of God which determines the essential attributes of its
biological counterpart, such as the important organs, basic body structure, and
behaviors necessary to fulfill a niche in an environmental system. These remain
constant through time and make each species what it is. Accidental properties,
like color, amount of body hair, and size, in contrast, may vary from
individual to individual depending on the environment. Natural selection, from
this perspective, merely serves to ensure that accidental characteristics that
stray too far from the norm are eliminated, while the essential form is
preserved through time. This was the general position of classical biology,
which is designated today as typological thinking, because of the
assumed close correlation between fixed essences (types) and static biological
populations.
Classical biology also
held that these essences and their biological counterparts formed an
unchanging, continuous Chain of Being. The Creator “did not make kinds separate
without making something intermediate between them,” so that a “wonderful
linkage of beings” exists, wherein “the highest species of one genus coincides
with the lowest of the next higher genus, in order that the universe may be
one, perfect, and continuous.”[43]
The static understanding of the Chain of Being, however, began to change after
Leibniz (1644-1716) added the concept of dynamic becoming to it (see Section
1.4).
One
of Darwin’s arguments was that natural selection could, over time, transmute
the so-called essential form just as domesticators modified animals and plants
by artificial selection. But Agassiz countered:
It is not true that a
slight variation, among successive offspring of the same stock, goes on
increasing until the difference amounts to a specific distinction. On the
contrary, it is a matter of fact that extreme variations finally degenerate or
become sterile.[44]...Our
domesticated animals, with all their breeds and varieties, have never been
traced back to anything but their own species, nor have artificial varieties,
so far as we know, failed to revert to the wild stock when left to themselves.[45]
Darwin
remained adamant, however, that it is precisely the accidental properties, the chance individual variations, that,
if beneficial, in time could become typical of a group, and hence, the basis of
a new species. He stressed: “Unless such [profitable variations] occur, natural
selection can do nothing.”[46]
Herschel
in his Physical Geography of the Globe
objected strongly to this line of thinking:
We can no more accept
the principle of arbitrary and casual variation of natural selection as a
sufficient condition, per se, of the
past and present organic world than we can receive the Laputan method of
composing books [by randomly striking the keys of a typewriter] as a sufficient
account of Shakespeare and the Principia....Equally in either case, an
intelligence, guided by a purpose, must be continually in action to bias the
directions of the steps of change--to regulate their amount--to limit their
divergence--and to continue them in a definite course. We do not believe that
Mr. Darwin means to deny the necessity of such intelligent direction. But it
does not, so far as we can see, enter into the formula of this law; and without
it we are unable to conceive how far the law can have led to the results.[47]
(2) The Lack of Intermediate Forms. The
slow and gradual change of an older species into a new species was another
component of Darwinism that nineteenth century essentialists found difficult to
accept. On the whole, the essentialists agreed that Darwin’s theory was based
on assumptions. If what Darwin proposed was true, then there should be a wealth
of transitional fossil forms in the geological strata, which would prove that
one class of animals had gradually evolved from another. For example, there
should be many intermediates between fishes and amphibians, between reptiles
and mammals, and so forth. Many of the essentialists were paleontologists, and
what they found in the fossil record was exactly the opposite of what Darwin
required. Instead, they said, species appear suddenly in the fossil record,
persist relatively unchanged for most of their existence, and then abruptly
disappear from the fossil record. As the British paleontologist, Richard Owen
(1804-1892), observed:
When we see the
intervals that divide most species from their nearest congeners, in the recent
and especially the fossil series, we either doubt the fact of progressive
conversion, or, as Mr. Darwin remarks...one’s “imagination must fill up very
wide blanks.”...The last ichthyosaurus, by which the genus disappears in the
chalk, is hardly distinguishable from the first ichthyosaurus....The oldest
pterodactyle is as thorough and complete a one as the latest.[48]
The
same objection was put forth by the American paleontologist, Louis Agassiz
(1807-1873):
[Darwin’s] doctrines, in
fact, contradict what the animal forms buried in the rocky strata of our earth
tell us of their own introduction and succession upon the surface of the
globe....Let us look now at the earliest vertebrates, as known and recorded in
geological surveys. They should, of course, if there is any truth in the
transmutation theory, correspond with the lowest in rank or standing. What then
are the earliest known vertebrates? They are the selachians (sharks and their
allies) and ganoids (garpikes and the like), the highest of all living fishes,
structurally speaking....The Silurian deposits follow immediately upon those in
which life first appeared, and should therefore contain not the highest fishes,
but the fishes next in order to the myzonts [“fishes structurally inferior to
all others”]....The presence of the selachians at the dawn of life upon earth
is in direct contradiction to the idea of a gradual progressive development.[49]
Cuvier
had similarly objected against Lamarck’s evolutionary theory: “If the species
have changed by degrees, we should find some traces of these gradual
modifications; between paleotherium and today’s species we should find some
intermediary forms: This has not yet happened.”[50]
He also called attention “to the fact that the mummified animals from the
Egyptian tombs which were many thousands of years old were quite
indistinguishable from the living representatives of these species.”[51]
Though
Darwin recognized the lack of evidence in the geological strata for
intermediate forms, he attributed such lack of evidence to “the extreme
imperfection of the geological record.”[52]
Today evolution biologists claim to have discovered a number of preserved
transitional species in the fossil record. One of the most famous is Archaeopteryx,
considered to be an intermediate between reptiles and birds. Contemporary
evolutionists Stephen Jay Gould and Niles Eldredge do not argue against
transitional lineages between kinds, but they do contest Darwinian gradualism
between them. Their theory of punctuated equilibrium, says Gould, accounts for
“two outstanding facts of the fossil record—geologically ‘sudden’ origin of new
species and failure to change thereafter (stasis).”[53]
Another
paleontologist, Francois Jules Pictet (1809-1872), pointed out another problem
with the gradual development of intermediate forms:
Admit, for instance,
that they [birds] sprang from a common progenitor with mammals and reptiles.
The wing then must have been formed by successive alterations in the anterior
limb of the prototype. But I do not see how natural selection could act for the
conservation of future birds, since this modified member, this future wing,
being neither a real arm nor a real wing, could not possibly be of any
physiological value.[54]
He also noticed that the explosion of diverse,
complex life forms appearing in the earliest part of the fossil record, with
nothing more complicated than bacteria beforehand, contradicted Darwin’s idea
of life starting from only one or a few primitive types.[55]
1.4
Essentialist Alternatives
For some essentialists, such as T. H.
Huxley and William Bateson, the only way evolution was viable was by the sudden
origin of new species by saltation, i.e. evolutionary jumps in which earlier
species are used as building blocks for new species via an extensive mutation.[56]
In this way, distinct species essences are preserved and act as the laws
defining the field of favorable mutations. This idea was also noticed by the
physical scientist, Fleeming Jenkin. In 1867, he wrote in The North British Review:
If...the advantage given
by the sport [a radical mutation] is retained by all descendants...then these
descendants will shortly supplant the old species entirely, after the manner
required by Darwin. But this theory of the origin of species is surely not the
Darwinian theory [of gradual change]; it simply amounts to the hypothesis that,
from time to time, an animal is born differing appreciably from its
progenitors, and possessing the power of transmitting the difference to its
descendants. What is this but stating that, from time to time, a new species is
created? It does not, indeed, imply that the new specimen suddenly appears in
full vigour, made out of nothing.[57]
Jenkin also argued that
just as there is a set number of chemical elements and possible combinations of
these, the forms of species and possible variations are also limited, though
seemingly infinite. He explained that
organized beings may be
regarded as combinations, either of the elementary substances used to compose
them, or of the parts recurring in many beings, ...[so it is not] surprising
that newly discovered species and varieties should almost invariably occupy an
intermediate position between some already known, since the number of varieties
of one species, or the number of possible species, can only be indefinitely
increased by admitting varieties or species possessing indefinitely small
differences one from another.[58]
Another
possibility, which was foreshadowed by Leibniz, is that evolution is really
change within the same species,
in other words, the temporal unfoldment of the preexisting potentialities of
the original kinds created by God. Leibniz stated:
Although many substances
[species] have already attained a great perfection, yet on account of the
infinite divisibility of the continuous, there always remain in the abyss of
things slumbering parts which have yet to be awakened, to grow in size and
worth, and in a word, to advance to a more perfect state....There is a
perpetual and a most free progress of the whole universe in fulfillment of the
universal beauty and perfection of the works of God, so that it is always
advancing towards a greater development.[59]
According to Mayr, although Leibniz’s idea
“helped to prepare the ground for evolutionary thinking,” it was not a genuine
theory of evolution, in a strict Darwinian sense, since it did not allow for
the transmutation of one species into another. Transformation within a
species and the development of varieties out of original kinds does not count
as “evolution” to Mayr. He argues that Leibniz’s view, which maintains fixed
underlying essences but allows for the gradual transformation of physical forms
toward greater perfection, should be called, as Lovejoy coined it, “the
temporalizing of the Chain of Being.”[60]
In other words, the Chain of Being became construed by Leibniz and his
followers “as a process in which all forms are gradually realized in the order
of time.”[61]
Although
the British naturalist, Thomas Wollaston (1821-1878), chose special creation
over evolution, he allowed a greater range of plasticity within the species
limit to help account for Darwin’s observations: “Whilst ‘individual variation’
in each species is literally endless, it is at the same time strictly
prescribed within its proper morphotic limits (as regulated by its specific
range), even though we may be totally
unable to define their bounds.”[62]
Because of this, “if a formerly acknowledged species can be shown to be
descended from another formerly acknowledged species, then these two forms were
not actually species but varieties [even if they can no longer interbreed].”[63]
This again is a form of “evolution” within
an original species or kind, and can be termed “parallel evolution” since the
original kinds develop in parallel or independently from each other. (The
modern concept of “microevolution,” which recognizes the undisputable fact that
living things change as they adapt to their environment, is amenable to both
the supporters of special creation and of parallel evolution.) These two
essentialist alternatives will be examined again when we come to the writings
of ‘Abdu'l-Bahá on this subject.
As
early as 1690, the English philosopher John Locke had given an answer as to why
a particular set of “essential characteristics” universally distinguishing one
biological species from another would never be found. This, as mentioned in
Section 1:2, was one of the main objections Darwinists held against the
essentialist claim that each natural species has an essence which determines
it. Locke granted the existence of “real essences” that are known by God, but
he distinguished these from the purely “nominal essences” conceived by human
beings. Because of the essential limitation of human knowledge and its
inability to encompass every detail of an entity, he proposed that the precise
boundaries of real essences cannot be known. Thus, he says, “our distinguishing
substances into species by names is not at all founded on their real essences;
nor can we pretend to range and determine them exactly into species, according
to essential internal differences.”[64]
In other words, real essences, just like real laws of nature, can never be
completely defined and will always be the subject of further inquiry. What
humans deal with are nominal and provisional representations of these real
things.
Morphologists
also answered this same objection by proposing that there is no one-to-one
correspondence between the species essence and what Darwinists define as a
biological species. In other words, mutual interbreeding does not define a
single species in the metaphysical sense; instead an ideal type determining a
common form and common function in a certain environmental niche underlie the
evident variability of things.[65]
Under the naturalists’ definition of “real species” as “all forms related by blood descent to a common ancestor,” Darwin would have to say, had he believed in species as other than nominal constructs, that there is only one or several species and countless varieties. This is because Darwin allowed special creation to one or several first primitive organisms, from which everything else has subsequently derived by slow and gradual variation. But, as already mentioned, Darwin’s theory represents a radical change in thinking, because he proposed that God had no preconceived plan for how the first organism(s) should evolve. This was left to the mechanism of chance variations followed by their necessary selection by the environment.
Since
Mayr says most biologists did not agree on the significance of natural
selection as the main agent of evolution until the “evolutionary synthesis” of
the 1930s and 40s, we can assume that during ‘Abdu'l-Bahá’s visits to Europe
and American between 1911 and 1913, the debates between the essentialists and
the Darwinists were far from settled.[66]
The implications of the two alternatives (species as fixed realities of nature
determining biological populations versus biological populations as productions
of natural selection and species as mere theoretical constructs) would not have
been lost to his educated audience. We may now turn to the reception of
Darwinism in the Arab world.
The Arab
World[67]
Under the impact of Western ideas, the
late nineteenth century in the Arab world was a period of intellectual ferment
and increasing interest in secular learning and social change. One of the most
important vehicles for the dissemination of Western scientific ideas into the
Arab world was the magazine al-Muqtataf,
founded by Yaqub Sarruf and Faris Nimr in Beirut in 1876. It moved to Egypt in
1885. The editors of al-Muqtataf were
open-minded Christian Arabs who were generally favorable to Darwin’s theory.
The discussion on Darwinism in al-Muqtataf was frequently countered by the journal al-Mashriq, founded in 1898 by an Arab
Catholic, Father Louis Cheikho.[68]
Darwin’s theory was introduced and discussed in al-Muqtataf in its first volume in an article by Rizqullah
al-Barbárí.[69]
1.5
Rizqullah al-Barbárí’s Description of Darwinism
Barbárí
commences with the biblical view that the first man was created at once by
God’s power, not by evolution. Contrary to the Biblical view, he says that
certain ancient philosophers believed in the spontaneous generation of all
organisms. “They assumed that the earth was full of the ‘seeds’ or ‘germs’ of
all organic species, which then evolved of their own accord with the appearance
of suitable conditions.”[70]
Some modern scientists have returned to this view, Barbárí continues, which
teaches that creatures arise “from inert matter by their own power when
conditions are right...emerging by natural causes without needing an
intelligent creator. To be sure, many natural scientists oppose this...and say
that every living thing is due to fixed natural laws.”[71]
Darwin,
he says, is not to be counted among the materialists, because he accepts a
Creator as the cause of existence. Both groups agree, though, that “all the
differences among animals and plants occur solely from natural causes without
the interference of a conscious power in their production.”[72]
At the end of his article, Barbárí refutes this theory for four reasons: (1)
Matter or the original germ cannot by itself differentiate into all that exists
today; an intellectual power is needed. (2) Although Darwin did not deny the
existence of God, his theory leads to the refutation of all the proofs for
God’s existence. (3) This theory requires that everything now existing was
generated from a single germ in the space of 500 million years by a natural
action; but no proof for this exists. (4) This theory is against sound
intelligence.[73]
As
Ziadat notes, “Arab interest in Darwinism centered on its philosophical,
social, and political implications, rather than on its status as a biological
theory.”[74]
In other words, the educated public was more interested in knowing how this
theory affected their religious and political views than in understanding how
well it stood up to empirical evidence. This explains Barbárí’s cursory review
of Darwinism and his focus on its philosophical and theological meaning. In the
Arab world, Darwin’s The Origin of
Species was not known firsthand until 1918 with the translation of the
first five chapters by Ismail Mazhar. Before that, Darwin’s theory was known
through translations of works by some of his commentators, like Herbert
Spencer, Ernst Haeckel, and Ludwig Büchner, and through articles in journals
like al-Muqtataf.
The
real debate over Darwinism began in 1882 when an American professor, Edwin
Lewis, gave a speech appearing to favor Darwinism to the graduating class at
the Syrian Protestant College in Beirut. As a result, several professors who
sided with Lewis were forced to resign. The debate continued in the pages of al-Muqtataf between Louis, supported by al-Muqtataf’s editor, Yaqub Sarruf, and
an Egyptian, Yusuf al-Há’ik, on one side, and James Denis, an American
theologian, and other dissenters, on the other side.[75]
1.6 Yaqub
Sarruf’s Article Supporting Darwin
Darwin’s
position, explains Sarruf, is that everything on earth, whether extinct or
living, has derived gradually from something else, so biological species, in
this case, could not be independently created. This chain of descent goes back
to one or several roots for all plants and animals. Sarruf reminds us that
Aristotle also spoke of the “great Chain of Being” and saw nature as one
interconnected whole linked together from the lowest plant to the highest
animal with very little difference between neighboring links, but it was a
fixed and eternal whole that did not evolve.[76]
Arabic speaking philosophers, states Sarruf, adopted Aristotle’s concept of a
fixed Chain of Being, but they added to it the ideas of creation and “progress
toward perfection” (taraqqí ila’l-kamál),
“not in the sense that man was an ox and became a donkey, then a horse, an ape,
and finally man,” but in the sense that independently created species progress
within themselves. For example, according to medieval natural science, gold is
a metal that gradually reaches perfection by first passing through less perfect
stages. So first it is lead, tin, copper, and silver, before becoming gold, but
all the while it has remained within the same species.[77]
In other words, these metals were not recognized as separate elements in
essence. Sarruf says this view is called “independent creation” (al-khalq al-mustaqill), wherein species
have remained independent from each other since the beginning of their
creation.[78] The
position of Sarruf’s “Arabic speaking philosophers,” by which he probably means
those after Suhrawardí (see Section 3.8), is obviously very similar to that of
Leibniz (see Section 1.4).
In
the remainder of the article, Sarruf discusses some of the problems with the
independent creation of biological populations. First, he says, as more and
more species became classified scientists began to recognize that they could no
longer find unique attributes distinguishing one species from another. For
example, butterflies were found to consist of many different species with no
apparent fixed distinction between them.[79]
“Furthermore,” continues Sarruf, “when scientists examined the composition of
plants and animals, they found that all plants and animals belonging to one
taxon or one class are formed according to a common pattern, so that
vertebrates, for example, all have bones according to one pattern, no matter
how different the species....Thus the bones in the hand of a man, the foot of a
horse, the wings of a bird, and the fins of a fish are all homologous.”[80]
This similarity of structure indicates common descent.
Another
evidence against independent creation, explains Sarruf, was the discovery of
trace organs, or vestiges, no longer being used by a species. For example, the
whale has teeth which never break through its gums and the boa constrictor has
vestiges of legs hidden under its skin, each of which indicate its descent from
other vertebrates which had use for these organs.[81]
Scientists
also used to believe, he says, that just as mature animals differ in their
forms, their embryos similarly differ. But then it was proven by close
examination that the embryos of different species are virtually
indistinguishable, a sign of their common origin. If the species were
independently created, why don’t their embryos differ?[82]
With
the discovery of fossils buried in the strata of rock, scientists found that
the living animals of one region resembled the extinct animals of the same
region, although their species were apparently different; thus the marsupials
of Australia resemble the extinct marsupials of the same continent, and these
species are not found elsewhere. The same geographical isolation and species
resemblance was found with the armadillo and its extinct predecessors, which
are found only in South America. “Therefore,” asks Sarruf, “if the species of
animals had been created independently, why do the animals living now in one
country resemble those that lived there formerly and are now extinct?”[83]
He proposes that Darwin’s answer is more satisfying: “some species descended
from others, so those living today are naturally similar to their now extinct
ancestors.”[84]
The
fossil remains in the great depths of sedimentary rock also provided evidence
favoring Darwin’s theory, claims Sarruf. “It was found that the animals of the
earth since the beginning of its existence until today had succeeded one
another gradually....The most ancient layers of rock contained nothing but sea
shells and the bones of fishes very different from those living today....The
next layer contained traces of animals having legs.”[85]
Sarruf concludes that the more recent geological strata contain the fossils of
mammals and primates, and that those animals more recent in time resemble each
other more closely than those more distantly separated. “The links connecting
these species to each other,” he explains, “are not seen because it is said
that one species has changed into another species gradually by the change of
its individual members.”[86]
Although he adds that the discovery in America of the fossilized remains of an
animal with the body of a bird and the jawbone and teeth of a reptile provides
a link between the reptile and the bird.
As
for the reason organs change and variations appear, Sarruf holds that this is
due to an organism’s need to adapt to the environment to survive. For example,
the giraffe’s long neck developed from its need to feed on the leaves of high
branches. “God did not create its front legs longer than its hind legs or its
neck very long, as is widely believed, but it was compelled to eat the leaves of
trees; its preference for this over moving to a more verdant region changed its
body from its original form.”[87]
The snake, he says, also lost its legs because of its need to adapt to a
changing environment.
Darwin’s
great law of natural selection, by which beneficial variations are preserved,
depends on two things, says Sarruf. The first is that all creatures multiply in
large numbers in a short time, but only the fittest survive to reproduce and
carry on subsistence. Were it not for this the earth would soon become
overpopulated and resources would become depleted. The second is that offspring
inherit the characteristics of their parents, so if a parent has a
characteristic that increases its life span or ability to reproduce, it is sure
that some of its offspring will inherit this quality, and they, in turn, will
pass it on to their descendants. In this way, over a long period of time, the
species changes.[88] Darwin’s
most famous evidence for this, continues Sarruf, is in how far human breeding
of domesticated plants and animals has altered them from their wild relatives.
Nature does the same thing, only much more slowly.[89]
As for species that do not change
over time, Sarruf says this is because they are well-suited to their
environments, and this situation may continue indefinitely.[90]
As for how today’s species reached their present state from one origin, “it is
not,” clarifies Sarruf, “that the flea became a frog, the frog became an eagle,
the eagle became an ox, and the ox became an elephant, but their first ancestor
was the same. The flea was produced from one branch [of the evolutionary tree]
and the elephant from another over a long period of time.”[91]
So it is not correct to say that man has descended from the ape, because these
are contemporary species, but both descended from a common primate ancestor.[92]
Sarruf
ends his defense of Darwinism by acknowledging that certain of its proofs are
weak, as Darwin also admitted, but he says, despite this, “it contains
established truths, has greatly benefited scientists, and opened a number of
doors to hidden mysteries.”[93]
His depiction of Darwinism is surprisingly accurate and very similar to Mayr’s
construction, which I have summarized in section 1.1-2.
1.7 James
Denis’ Refutation of Darwinism
Referring
to Sarruf’s article and Edwin Lewis’ address, the theologian, James Denis,
complains that Darwin completely separated religious truth from the conclusions
of science and denied God’s role in creating plants and animals as they appear
today. He accuses Darwin of being an unbeliever and rejecting the truth of the
Bible. The whole of Denis’ refutation consists in summoning authorities to back
him up. The Apostle Paul, for example, refutes Darwin, when he wrote: “For by
Him were all things created that are in heaven and that are in earth, visible
and invisible” (Colossians 1:16). Denis next turns to certain scientists of his
time: A German naturalist states that “none of the human fossils found so far
prove that man was at one time inferior to his present state.”[94]
The French philosopher, Pouchet asserts: “Species are not theoretical concepts
created by human intellects, but they are created by the all-powerful Hand of
God in numerous stages. They cannot change into other species, but they change
independently...and are limited by certain timeless laws.”[95]
The American Geologist, Professor Dana, claims: “The distance between man and
the ape is enormous. The area of the brain in the lowest humans is 68 square
inches and in the highest apes only 34....No links between man and the apes
have been found in the geological strata.”[96]
In short, many brilliant scientists, including Agassiz, Dawson, Beal, Pasteur,
and Owen, have objected to Darwin’s theory. Denis ends by arguing that Darwin’s
theory should not be confused with a religious theory of “evolution by a divine
power” (al-irtiqá’ bi-quwat ilahiyah),
because evolution may be a law by which the Creator operates, so long as
self-creation and the transmutation of species are not included.[97]
1.8 Edwin
Lewis Responds to James Denis
In his response to Denis, Lewis focuses
on his belief that science and religion are in essential harmony. Denis had
accused Darwin of being an unbeliever. Lewis explains that Darwin only meant
that one’s relationship with God is a personal matter, which does not conflict
with a scientist’s duty to investigate reality impartially. Whatever we think
of Darwin’s theory, he was a model example of using the scientific method to
further our knowledge of reality. “We should not make a rigid judgment against
the value of this theory, since it hasn’t been sufficiently tested yet.”[98]
Lewis continues: “It is clear that the scientific method correctly applied does
not make men turn away from their religion,” and Darwin had testified to God’s
greatness and acknowledged Him as the Creator of the laws of nature. “By
studying nature, we learn about the way God established it, but through
revelation we learn who and what God is.”[99]
Lewis concludes that whoever follows a revealed religion should rejoice in God
and in the progress of science, for whatever appears in one contrary to the
other will vanish in the course of time and the reality will be made manifest.[100]
1.9 Yusuf
al-Há’ik Responds to One of Lewis’ Critics
A scholar had written a letter to al-Muqtataf objecting to Lewis’ speech
to the graduating class at the Protestant College. The scholar wrote: “He
[Lewis] referred to Darwin as a model scientist, showed esteem for his ideas,
and did not attempt to refute them, nor did he mention that many of the
greatest scientists of our time consider them to be absurd and devoid of
proof.”[101] Há’ik
counters this criticism in a reasonable manner:
We know that many of the
scientists are unbelievers, but this does not mean their works, discoveries,
and inventions should not be accorded great respect....True religion does not
contradict science...for what is science except an explanation of the laws by
which God causes the universe to operate. Both scientists believing in God and
those who don’t agree in investigating realities, but they differ in that the
former recognize God as the originator of the laws and the latter do not. There
is no objection, therefore, if a believer refers to the theory of a learned
nonbeliever in a scientific meeting....If it is not correct, science itself will
disprove it; if it is correct, man will not be lowered from his high station.[102]
1.10
Shiblí Shumayyil and Ludwig Büchner
In
1884, Shiblí Shumayyil, a Lebanese Catholic, published his translation of
Ludwig Büchner’s commentary Sechs
Vorlesungen über die Darwinsche Theorie[103]
in his book Falsafat al-Nushú’
wa’l-Irtiqá’ (The Theory of Evolution), raising a vehement intellectual
response among Muslims and Christians alike. The reason for this response was
that Shumayyil, via Büchner, understood Darwin’s theory as a call to
materialism. Büchner wrote, in defense of materialism: “Perhaps the greatest
philosophical achievement of Darwin’s theory is its removal, by categorical
proofs, of the belief in final causes from the sphere of the natural sciences
and from science in general....His theory has explained to us the correct
causes [of speciation], and its proofs are derived not only from philosophy but
from nature and living specimens as well.”[104]
The materialist does not accept as
explanations for natural phenomena what the senses or scientific instruments
cannot detect. Thus Shumayyil states: “Man...and whatever is in him derives
from nature. This is the truth, and there is no reason for doubting it
today....Nothing in his composition indicates a connection to the world of
spirit or to a hidden reality....He is like the animal physiologically and like
the mineral chemically. He is distinguished from them only in quantity, not
quality, and in form not essence.”[105]
Büchner
held that matter never disappears but is simply transformed from one form or
state into another according to the law of change, which applies not only to
living organisms, as Darwin demonstrated, but to energy and the atomic elements
as well. All result from the continuous transformations of matter.[106]
Matter and its motion, therefore, are the ultimate, self-evident basis of all
that exists.[107] Shumayyil
says that Darwin proved the transmutations of biological populations with
scientific certainty and disproved the fixity of species through special creation,
showing instead that they are produced necessarily by the laws of nature and
never cease to be generated and destroyed as one succeeds another.[108]
One
of Shumayyil’s followers, Salama Musa, wrote Muqdimat al-Superman (The Advent of Superman) and Nazariyat al-Tatawwur wa Asl al-Insán
(The Theory of Evolution and the Origin of Man). He was very interested in
eugenics and wished his countrymen to discontinue allowing physically or
mentally handicapped persons to marry. Instead of natural selection, which he
felt was no longer feasible in the case of human beings, he wanted to use
artificial selection to produce children with optimum physical and mental
characteristics.[109]
1.11
Refutations of Materialism
The
editors of al-Muqtataf, unlike
Shumayyil, denounced materialism. Faris Nimr in an address titled Fasád Falsafat al-Máddiyín (“The Falsity
of Materialistic Philosophy”), published in al-Muqtataf
in 1883,[110] rejected
the opinion of the materialists that the actions of the soul are no more than
the effects of matter, and likewise that feelings, intelligence, and human will
are merely the actions of the brain.[111]
He upheld instead that mind is independent of the brain, which is only the
instrument of the former.[112]
Sarruf, in his own commentary against materialism at a latter date, called
World War I the end result of materialistic philosophy unguided by morality and
disbelieving in the divine force that created, organizes, and controls the
world.[113]
Another
critic of the materialists’ use of “struggle for survival” to justify the war
was Jurji Zaydan, the editor of al-Hilal.
Influenced by Henry Drummond’s philosophy in The Ascent of Man, that “love, cooperation, and friendship are also
laws of nature and are necessary for evolution in all living organisms,” he emphasized
that the more a society exhibits cooperation and self-sacrifice, the more
evolved it is.[114]
A letter of ‘Abdu’l-Bahá
(which will be discussed in Section 4) makes the very same points. Although not
favoring religion, Ismail Mazhar also opposed materialism because it did not
answer the question of the origin of life. He admitted that the forces acting
to produce speciation were still unknown and he interpreted the law of struggle
for survival to mean “struggle against an adverse environment,” whereas “mutual
aid governed living organisms.”[115]
1.12
Arabic Speaking Essentialists
Among
the Arab Christians, Father Louis Cheikho took a strong stand against Darwinism
and opposed the moderates at al-Muqtataf.
In regard to species, he held that each was a special creation, similar to a
“small seed which contains in it the roots, branches, and flowers of a tree,”
such that “wheat seeds do not produce beans and the seeds of beans do not yield
wheat. Therefore, animals could not produce humans or man evolve from animals.”[116]
Another Christian, Rufail Hawawini, writing in 1906 in the Arabic paper al-Kalimah published in New York, said
that “all species were created separately and that man, no matter how diverse,
came from one root, Adam.”[117]
1.12.1 Jamál al-Dín al-Afghání
Among
Muslims, Jamál al-Dín al-Afghání was a firm opponent of Darwin’s theory. He
wrote al-Radd ‘ala al-Dahriyín (The
Refutation of the Materialists) in 1881 in Persian; it was later translated
into Arabic by his follower, Muhammad Abduh, and published in Egypt. Although
he was not well-informed about Darwin, whom he classified among the
materialists, his views were typical of many of his fellow Muslims. He
commences by reminding his readers that one of the first materialists was
Democritus, who believed that the “whole universe is composed of small hard
particles that are naturally mobile, and that they appear in their present form
by chance.”[118]
Referring
to Darwin and his supporters, he explains that they “decided that the germs of
all species, especially animals, are identical, that there is no difference
between them, and that the species also have no essential distinctions.
Therefore, they said, those germs transferred from one species to another and
changed from one form to another through the demands of time and place,
according to necessity and moved by external forces.”[119]
Mistakenly, he relates that Darwin has man descending from the ape and the
orangutan. In short, he is especially critical that the diversity of species
and the perfection of organs could occur by chance without the benefit of
intelligent direction. He says:
If one asked him
[Darwin]: What guided those defective, unintelligent germs to the production of
perfect and sound external and internal members and limbs, whose perfection and
soundness the wisest men are unable to fathom, and whose benefits the masters
of physiology are unable to enumerate; and how could blind necessity be the
wise guide of the germs toward all these perfections of form and
reason--naturally he could never raise his head from the sea of perplexity.[120]
Against
the idea of some materialists that the simple elements form themselves into
complex and stable forms, he asks:
How did these separate,
scattered particles become aware of each other’s aims and by what instrument of
explanation did they explain their affairs? In what parliament and senate did
they confer in order to form these elegant and wonderful beings? And how did
these separate particles know that if they were in a sparrow’s egg they must
there take on the form of a grain-eating bird, and that its beak and maw should
be so formed as to make its life possible?[121]
1.12.2 Hussein al-Jisr
Hussein
al-Jisr, a Shi`ite jurist from Lebanon, won a prize from his patron, Sultan
‘Abdu’l-Ḥamíd, for his book Al-Risála
al-Hamídíya fí Haqíqa al-Diyána al-Islámíya wa Haqqíya al-Sharí`a
al-Muhammadíya (The Praiseworthy Epistle on the Truth of Islam and Islamic
Canon Law) published in Beirut in 1887. In one part of the book he argues
against Darwin’s theory and supports “the theory of creation and the
independence of species” (madhhab
al-khalq wa istiqlál al-anwá`). He is reasonable enough, however, to
state that should the evolution “hypotheses become established by categorical
proofs which haven’t a chance of contradiction or refutation, Muslims should
accept them” and interpret the Holy Book so that the two views are compatible.[122]
But he is clear that Muslims would continue to hold God as the real First Cause
of the universe, who had chosen to create the world via natural laws and
secondary causes. Whether God created the species independently and all at once
in the beginning or gradually by means of evolution, deriving some from others,
Jisr maintains that “either of these two beliefs...would suffice Muslims to
prove the existence of God and to ascribe to Him the attributes which these
signs indicate.”[123]
Jisr argues, however, that the
proofs for the theory of evolution are weak and against the obvious meaning of
the Qur’án and the Bible, which indicate that God created species
independently, not derivatively (cf. Genesis 1:10-31). He adds that although
the Holy Texts are clear on independent creation, they are not clear on whether
species were created all at once or gradually.[124]
As
for the proofs used to support Darwin’s theory, Jisr relates and then refutes
three of them, saying that none are categorical evidence for evolution. The
first proof is that the existence of trace members or vestiges, which now have
no use, indicate that the species has changed. If each species was
independently created, why are these useless vestiges present? They must have
been of use to an earlier species which has since evolved so that they are no
longer necessary, and only their traces remain; or they indicate that the
species is currently changing into something else where they will be of use.[125]
In response, Jisr asks: “What prevents these vestiges from having a use? They
may have a wisdom which is hidden to you, just as the uses of many things
existing in plants and animals are hidden from you.”[126]
The
second proof is that the oldest layers of sedimentary rock contain fossils of
the most primitive plants and animals, and the layers higher up contain more
evolved species. If the theory of independent creation is true, both the most
primitive and the most advanced species should be found in each of the
geological strata, but this is not the case. Consequently, the origin of the
higher species must be the ancient primitive species, which changed in form and
evolved until they appeared as they do today.[127]
Jisr counters that God may have created the most primitive plants and animals
first in accordance with the earth’s primitive state. Then when the earth’s
environment began to change, He created independently a new group of more
advanced species suitable to the new conditions, not deriving them from the
more primitive species. The old species became extinct due to natural disasters
or from competition with the new species. This process of new independent
creation and extinction continued, proposes Jisr, until the present species
appeared and accounts for the fossils of ancient extinct species found in the
strata of rocks.[128]
This was also the position of the British geologist Charles Lyle mentioned
above.
The
third proof constitutes the four laws by which the transmutation of species and
the extinction of the primitive by evolution take place. The first is the law
of inheritance, which states that the offspring will inherit the
characteristics of the parents. The second is the law of variation, which
means, inheritance notwithstanding, the offspring will differ in some
characteristics from the parents. The third is the law of struggle to survive,
in other words, species compete with each other to acquire the means of
subsistence, and some are destroyed by others or by natural disasters. The
fourth is the law of natural selection, which means the strongest and most fit
will endure, while the weakest and least fit will perish.[129]
Jisr accepts two of the laws without hesitation, because they do not contradict
creation. He says: “As for the law of inheritance, this is an evident thing
which Muslims do not deny....Similarly, we do not object to the struggle to
survive. As a result of this law some species survive while others perish and
return to God.”[130]
But he interprets the law of variation in a different way. Similar to other
essentialists, he says the variations which occur in individuals are accidental
and not essential, so that they cannot become the means of transforming one
species into another.[131]
Even if the variations of individuals within a species continue for millions of
years, this could not change the species, which is fixed. The law of natural
selection, explains Jisr, is a natural
consequence of the other three, so it is also compatible with the existence of
species by creation.[132]
With his refutation finished, Jisr concludes that the theory of creation is
superior to that of evolution.
1.12.3
Abu al-Majd al-Isfahání
The
last Muslim thinker to be considered here, also a contemporary of ‘Abdu'l-Bahá,
is Abu al-Majd Muhammad Ridá al-Isfahání, a Shi`ite theologian from Iraq. He
was acquainted with the views of Darwin’s critics and supporters and wrote a
two volume work called Naqd Falsafah
Darwin (Critique of Darwin’s Philosophy), which appeared in 1914. Of all
the critiques of Darwinism yet presented, his is the most knowledgeable and
penetrating. He accepted evolution in a special sense, as long as God remained
the Creator of all things by design (qasd)
and choice (ikhtiyár). In his
introduction he warns his fellow believers to not thoughtlessly reject
Darwinism, and he castigates the materialists for denying God:
As for how things were
created, although all these species were created independently and came into
existence from the seal of nonexistence without changing from what they were at
the beginning of their creation, there is no clear text in the Book or the
Sunna which is in opposition to this theory. Whether the primordial ancestor of
the camel was a camel or not, or the most distant ancestor of the elephant was
an elephant or not, the evidence of their creation in each case is manifest and
testifies to the existence of a wise Creator. Therefore the rejoicing of the
materialists over this theory and making it the basis of their heresy is most
strange.[133]
By
the materialists, Isfahání means specifically Ludwig Büchner and his Lebanese
follower, Shiblí Shumayyil, who were promoting a concept that Isfahání
considered extremely dangerous to the positive teachings of religion. He is
eager to disassociate Darwin’s name from the materialists and he affirms that
Darwin was a believer in God by quoting his words in The Origin of Species: “ ‘The origin of all these genera is five or
six [ancestors] into which the Creator breathed the spirit of life.’ But,”
laments Isfahání, “the ignorant among his supporters eclipsed this star and
brought the utmost dishonor upon him and his theory.”[134]
Another reason Isfahání admired Darwin was because he admitted the hypothetical
nature of his ideas, and Isfahání quotes him again, this time from The Descent of Man: “Many of the ideas I
have proposed are very hypothetical and I do not doubt that some will be
disproved by categorical proofs.”[135]
Isfahání
believed that scientific theories can only be established by categorical
proofs, and that no categorical proofs can contradict the essential truth of
religion. The believers, he is quick to point out, do not deny the natural laws
by which the Creator causes things to occur.[136]
Despite
his praise for Darwin, Isfahání has some serious criticisms of Darwin’s theory.
He starts with Darwin’s affirmation that man is able to change just like other
animals and is subject to the law of inheritance, which allows the transmission
of new characteristics to the offspring.[137]
He observes: “The utmost that is proved by the capacity to change is the
possibility of transformation, but the acquisition of the human form by this
means does not refute its occurrence by another cause, like creation.”[138]
A
second proof of Darwin for the descent of man from the animal is based on the
similar construction of their bodies, so that the pattern of human bones,
muscles, nerves, blood vessels, cells, and brain are like that of an ape, bat,
seal, and so on, indicating that man is physiologically closely related to the
animal and that they share common descent. Isfahání states that Muslim thinkers
have long noted the physiological similarity between men and certain animals,
especially the ape, but they have not deduced from this their descent from a
common ancestor. That the organs are analogous does not mean they are also
homologous, i.e., they may be similar by design but not necessarily because of
a common physical ancestor. He includes an especially interesting statement
attributed to the Imam Ja`far al-Sádiq, according to al-Mufaddil, from the Kitáb al-Tawhíd:
Ponder upon the creation
of the ape and its resemblance to man in most of its organs, i.e. its head,
face, and shoulders. Its intestines are also like the intestines of man. It is
endowed with a mind and nature by which it understands its master and imitates
many of the things it sees man doing, so much so that it is the nearest among
created things to man. Its characteristics...serve as an example to man with
respect to himself that he should know he is from the clay of beasts and their
origin....Were it not for the excellence which makes man superior to the beasts
in thought, intellect, and speech, he would be like some of the beasts.
Although the ape has different features in the nose-mouth structure, hanging
tail, and hair enveloping its body, this would not prevent the ape from
catching up to man, were it given thought, intellect, and speech like those of
man.[139]
Notwithstanding physiological similarity, Isfahání
argues that “mere resemblance between two things does not require their
transmutation from a third thing, or the change of one into another,” because
these species are different in essence.[140]
Darwin’s third proof is that the
embryo of man in the beginning is almost no different from the embryos of other
vertebrates, then gradually differences appear, indicating that the legs of
lizards, the limbs of mammals, the wings of birds, and the arms and legs of man
have all evolved from one original form. Isfahání rejects this idea that
ontogeny recapitulates phylogeny, firstly, because of the revelation of
Haeckel’s forgeries of the stages of embryonic forms, but also for the
following reasons: (1) the comparison is limited to species that reproduce
sexually; (2) some animals jump from one stage to another but omit the stages
in between; (3) some animals may advance, then decline, then advance again. As
an example of the second, Isfahání says: “You find two animals of one
species...whose embryos grow in different ways. Frogs usually pass through the
stage of having gills, but in America there is a species of frog that doesn’t
pass through this stage.”[141]
Darwin’s
fourth proof is that the existence of vestiges, or trace organs, in man and the
higher animals, such as breasts in the human male, the wisdom teeth, etc.
indicate common descent. They have become vestiges due to lack of use.[142]
Isfahání counters that the science of physiology, which studies the functions
of organs, did not at first know the functions of many of the organs. For
example, heart valves used to be considered trace organs until their use in the
circulation of the blood was discovered. The small number of remaining vestiges
may also have functions of which we are still unaware.[143]
Isfahání also undermines the proof in another respect:
If we agree there is no
actual use for these organs now, how do we know they were functional to man in
the past. Perhaps they will be functional in the future. According to
evolution, the organs do not come into existence all at once, but they are
completed gradually....They began to appear in one of the ancient epochs and
did not cease to become more perfected over millions of years until they
reached maturity and were ready to perform their functions. It is evident that
in those past eras, these presently active members would have been considered
an excess.[144]
As
an example, Isfahání says the breasts of a girl at first are not functional,
but they grow gradually until maturity, when their function is realized for nursing
children. He holds that such changes to species through evolution do not negate
the immutability of the species forms of things. He concludes: “The utmost they
have proven is that these organs were in man formerly, and he had need of them,
but is now independent of them. This does not prove that he was an animal, even
according to their principles....Rather, the hand of divine wisdom produced
them [changes in organs] as they were needed.”[145]
Isfahání
also discusses the discovery of fossil remains like Neanderthal and Java man,
which were being put forward as intermediate links to prove the descent of man
from the animal. He says of Java man: “Its skull being intermediate in size
between apes and man does not prove that its owner was intermediate between
them. Some men have brains smaller than some animals, and some animals have
larger brains.”[146]
In regard to the discovery of Neanderthal man, he similarly concludes: “All
that these discoveries succeed in proving is the existence of a kind of
primate...nearer to man than the presently evolved apes. The descent of man
from it is not proved.”[147]
The
depth of Isfahání’s understanding of Darwinism is evident in his criticism of
some contemporary scientists who were trying to find a link between man and
present-day apes. Iṣfahání asserts they have misunderstood an important
aspect of Darwin’s theory, which is that no present forms derive from other
present forms; rather Darwin holds that each species is the end of a long
series of transformations from a common unknown ancestor.[148]
Similar
to Jisr’s response to the four laws of evolution above, Isfahání has no trouble
accepting them from the standpoint of religion, except for the law of
variation. Darwin based this law on the premise that no two individuals are
alike. Everything has some new variations, and these variations are the cause
of new species by continuous deviation from the parent population.[149]
Isfahání responds: “These philosophers insist that this [i.e. random variation]
is the cause of all beings....but it is necessary for them to prove that these
variations are not limited by a law or that there is not a law behind the
species which derives some of them from others.”[150]
Later in his book he perceptively notes that the main problem with Darwin’s
“theory are the laws of differentiation, which still aren’t known, and are
preserved for the twentieth century to discover.”[151]
At
this point, Isfahání has arrived at the heart of the controversy between the
essentialists and the Darwinists, and he is commendably candid about the
problems both sides face on the issue of speciation: “What they say [i.e. in
favor of Darwinism] could be true if there is no distinction between accidental
and essential attributes, or they are able to prove that variations apply to
essential things.”[152]
He next quotes Büchner’s response to the essentialists:
The opponents of
Darwin...claim changes apply to accidents only, like color, skin, and stature,
and say such changes do not apply to the essence (jawhar), but Darwin explained the error of their claim and
established that the tendency to change does extend to the essence. He said
that the distinction between the species and the variants is difficult to
ascertain and scientists maintain many differences over this issue; they do not
have an accepted definition for it [species].[153]
Isfahání answers Büchner in a manner reminiscent
of John Locke and Thomas Wollaston (see 1.4 above): “We say that establishing
[the limits of] the species is a question belonging to the Exalted Wisdom, and
it cannot be attained by way of the natural sciences.”[154]
In other words, Isfahání believes that the laws determining independent species
are known only to God and cannot be ascertained by physical classification.
The
next part of Isfahání’s criticism turns upon the supposition of the Darwinists
that random variation and natural selection are sufficient to explain the
countless variety of living beings. These laws do not explain, he argues, “the
causes by which things exist” nor the causes of their order and perfection.
“They only explain the causes of their survival and the reason they are not
destroyed after their existence.”[155]
Like Pictet (see section 1.3), he objects to the idea that natural selection by
itself should select organs that as yet have no benefit, and which may even be
detrimental to the organism’s immediate survival, because “nature according to
them [Darwin and his supporters] is blind; if this is so how can it single out
the augmentations which have no benefit except after a long period of time?”[156]
Isfahání,
having undermined Büchner’s materialistic interpretation of Darwinism, explains
that “what is meant by the philosophy of creation is the theory of the
independence of species (istiqlál
al-anwá` ) and their non-evolution from each other. If we have defended
this philosophy, it is a purely scientific defense, not religious.”[157]
Although upholding independent creation, Isfahání combines it with a special
understanding of evolution. A definition of evolution (al-irtiqá’), which he finds acceptable is the following: “It is the
movement of living bodies toward perfection.”[158]
“The universe,” he says, “has a wise director who brings all things into
existence as they are needed and annihilates them when they serve no purpose.
He does so gradually, both bringing into existence and destroying, according to
the requirements of the divine system.”[159]
In
other words, he believes that species are more or less evolved in relation to
themselves but not in relation to each other, because each creature is perfect
in its place and its organs suit its environmental niche. So he argues against
Spencer who defined evolution as a decrease in homologous organs and increase
of diverse organs:
In short, if one organ
fulfills a number of functions without deficiency and fulfills all the animal’s
needs, then there is no need for other organs to divide up its functions; nay,
those organs would be an excess and could be harmful....The existence and state
of these things is not evolution and their lack is not considered a decline. For
example, you may consider the mole primitive because its eyes are undeveloped,
but it does not need its sight.[160]
As
for how evolution and creation work together, Isfahání concludes with the
following conception:
What can we say against
the Divine Power if He created the horse after numerous transformations due to
His knowledge that it cannot at once become the form of a horse, but according
to the most perfect system, must first wear other more primitive forms? Or what
can we object if different exigencies due to different times, new changes in
the environment, and changes in the means of subsistence, required the forms of
the ancestors of the horse to change, so that the shape in each stage was
conformable with what suited the circumstances and conditions of the
environment. How absurd to consider the destruction of the pillars of teleology
the fruit of this philosophy![161]
* * *
In
summation, Muslim thinkers, in general, rejected Darwin’s theory insofar as it
called for speciation by random variation and natural selection alone and
failed to allow for the role of God’s wisdom in the creation of species. This
is because they belonged to the same teleological worldview supported by a
large number of Darwin’s contemporaries in Europe (see section 1.1). Very few Arab thinkers, whether Christian or
Muslim, accepted materialism, and most rejected it as a dangerous and
unworkable doctrine. The editors of al-Muqtataf,
Sarruf and Nimr, can be considered deists like Darwin who believed that God had
set the laws of nature into motion but did not preplan the boundaries of
species.
From
the writings and talks of ‘Abdu'l-Bahá on the subject of evolution, which will
be examined in Sections 2 and 4, it is evident that ‘Abdu'l-Bahá was familiar
with the contemporary debate on this theory in the Arab world and knew,
generally, the views of Darwin’s supporters and detractors. It is also possible
that ‘Abdu'l-Bahá subscribed to the journal al-Muqtataf,
and that he had an opportunity to familiarize himself with the issues.[162]
In his table talks, published as Some
Answered Questions, given to Laura Clifford Barney in ‘Akká’, Palestine,
between the years 1904-1906, ‘Abdu'l-Bahá does not mention by name any of
Darwin’s supporters. He calls those who uphold speciation by transmutation
“certain European philosophers,” and designates those who believe in the divine
creation of species “theologians” (iláhíyún).
He reserves the term “materialists” (máddíyún)
for those who allow for no ultimate reality beyond matter.
Among
the key concepts that ‘Abdu'l-Bahá proposes in his talks on evolution is the
concept of the “originality of species” (asálat-i
naw‘), which is pivotal to understanding his response to Darwinism. By
“originality” here is probably meant the state of being “the source or cause
from which something arises” or “not secondary or derivative.” The expression asálat-i naw' (originality of species)
is used by ‘Abdu'l-Bahá in Some Answered
Questions,[163]
twice in Chapter 47, twice in Chapter 49, and once in Chapter 50 in the variant
form aslíyah. In each case, it is used as an alternative to the Western
theory of the “transmutability of species” (taghyír-i naw' ) proposed by “certain
European philosophers” (i.e., Darwin, Spencer, Büchner, etc.). The position of
the latter theory is that all species, including man, are successive
modifications of earlier species through the natural selection of random
variations in the struggle to survive. ‘Abdu'l-Bahá, standing within the
teleological tradition, counters this theory by asserting that species are not
derived from each other; rather each has its own originality, or primary
reality (asálat), and independence (istiqlál).
While
affirming that evolution (taraqqí) of
the biological form has occurred, he qualifies this by saying that “progress
and development take place within the species itself,” not “from the genus to
the species.”[164] Various
Arabic words have been used by Arabic speakers to translate “evolution,” such
as taraqqí, above, and its variant irtiqá’, both of which mean to ascend,
progress, and advance. The word nushú’,
meaning to grow and develop, is also used, and the theory of evolution has been
specifically termed madhhab al-nushú’
wa-l-taraqqí. These words, however, do not capture the significance of
Darwin’s particular use of the term “evolution,” which implies the
transmutation of one species into another without any underlying goal. It is
clear that when ‘Abdu'l-Bahá uses “evolution” favorably, it is not in the
particular Darwinian sense of the word, but in the general sense of progress leading to greater
complexity and perfection over time. Confusion may arise for the reader of
‘Abdu'l-Bahá’s writings because he uses the same term to refer both to Darwin’s
theory, and to his own idea of evolution within the boundaries of species.
Because of this, it is important to remember that when ‘Abdu'l-Bahá uses the
term “evolution” (taraqqí) favorably,
he means it in the general sense of the term.
Some may maintain that
what ‘Abdu'l-Bahá is supporting is not evolution at all but rather the
temporalization and continuous becoming of the great Chain of Being, a concept
posited by some of the philosophers already discussed. This is true if one
defines “evolution” in the Darwinian sense, but it is clear that “evolution”
has many other connotations, all of which are widely accepted in the English
language and all of which would be acceptable to ‘Abdu'l-Bahá. For example, Merriam Webster’s Collegiate Dictionary (10th edition) defines “evolution” as (1)
“a process of change in a certain direction: unfolding”; (2) a process of
continuous change from a lower, simpler, or worse to a higher, more complex, or
better state”; (3) “a process of gradual and relatively peaceful social,
political, and economic advance”; (4) “the historical development of a
biological group (as a race or species): phylogeny”; (5) “a theory that the
various types of animals and plants have their origin in other preexisting
types and that the distinguishing differences are due to modifications in
successive generations”; (6) “a process in which the whole universe is a
progression of interrelated phenomena.” Since only definition number five is
the Darwinian definition, it is fully justified to say that ‘Abdu'l-Bahá
supported evolution in the general meaning of this word.
The
doctrine of the originality of species and the idea that species only progress
within themselves but do not transform gradually into other species are
consistently maintained by ‘Abdu'l-Bahá in both his talks and his letters. For
example:
Question.--What do you
say with regard to the theory held by some European philosophers on the
evolution of beings? Answer....Briefly, this question will be decided by
determining whether species (naw‘)
are original or not. For instance, has the species (naw‘íyah) of man been established from the beginning, or was it
afterward derived from the animal?[165]
Now assuming that the
traces of organs which have disappeared actually existed, this is not a proof
of the lack of independence and nonoriginality of the species (naw‘). At most it proves that the form,
appearance, and organs of man have progressed. But man has always been a
distinct species (naw‘), man, not
animal. So, if the embryo of man in the womb of the mother passes from one form
to another so that the second form in no way resembles the first, is this a
proof that the species (naw‘íyah) has
changed? that it was at first an animal, and that its organs evolved until it
became a man? No, indeed! How puerile and unfounded is this idea and this
thought! For the originality of the human species (naw‘), and the independence of the essence (máhíyah) of man, is clear and evident.[166]
In regard to “creation,”
say to the historian that in the same way that “divinity” and “lordship” have
no beginning, “creativity” and “provision,”
and the other original divine perfections, also have no beginning and no
end. In other words, creation has existed from the beginning that has no
beginning and will last until the end that has no end. The species (naw‘íyah) and essences of all things are
permanent (báqí) and established (bar qarár). Only within the limits of
each species (naw‘íyah) do progress
and decline occur.[167]
In
these quotations, as well as in other passages on this subject, ‘Abdu’l-Bahá
frequently uses the term naw‘íyat (specificity or species-ness), which
is the abstract noun form of naw‘
(species). Since translating naw‘íyat
as “specificity” or “species-ness” is awkward in English and also confusing,
both naw‘ and naw‘íyat have been translated in this article by the single English
term “species.” What is critical now is to determine what ‘Abdu’l-Bahá intended
by the term “species” (naw' and naw‘íyah).
It is the opinion of the author that
‘Abdu’l-Bahá had a particular meaning in mind for “species” different from what
most modern readers understand by this term. Today, “species” primarily
indicates the theoretical classification of a biological form as determined by
its ability to reproduce sexually with similar organisms. This view was
probably also held by many of ‘Abdu’l-Bahá’s European and American listeners in
1912 under the influence of Darwinism. Although ‘Abdu'l-Bahá often does use the
term species in a biological sense,[168]
it is evident that he understood “species” primarily in a Platonic sense. This
is supported by the fact that he uses “essence” (máhíyah) correlatively with “species” above. Among the philosophers
of Iran the term máhíyah has two
precise philosophical meanings. Professor Izutsu explains:
Máhíyah in Islamic philosophy is used in two different senses: (1) máhíyah “in the particular sense” (bi-al-ma‘ná al-khass), which
refers to what is given in answer to the question about anything “what is it?”,
the expression, má huwa or má hiya “what is it?” being the source
of the word máhíyah in this sense;
and (2) máhíyah “in the general
sense” (bi-al-ma‘ná al-‘ámm)
referring to that by which a thing is what it is, i.e. the very “reality” (haqíqah) of the thing.[169]
Máhíyah in the particular sense is best
translated by the term “quiddity,” which refers to “what something is” without
requiring its actual existence. In other words, it is strictly a concept in the
mind, such as when we think of “man” in
general apart from any concrete instances of man. Man, in this sense, is
called a “universal,” which in philosophy means the logical classification of
individual beings under a certain general type. Thus, individual human beings
are classified under the “species” humanity, which has been conceptually
abstracted from those same individuals, and so forth for other species.
“Species,” “quiddities,” and “universals” in this sense refer to mental
constructs derived from actual biological particulars. This is exactly the way
modern science uses the concept of “species” and it was also Aristotle’s
understanding. But ‘Abdu’l-Bahá is not using the terms máhíyah and naw‘íyah in
this sense.
It is the second meaning of máhíyah, “that by which a thing is what it is,” which corresponds to
‘Abdu'l-Bahá’s meaning. This is the Platonic understanding, in which the terms máhíyah (essence) and naw‘íyah (species) refer to a divine
reality existing in a realm outside of space and time, not to a human concept (see sections
3.1 and 3.2 for more on the differences between Plato’s and Aristotle’s views).
The Greek eidé, translated into English as Platonic “Form” or “Idea,” was the
same word used for “species” among the Greek philosophers. In Sufi terminology
such a reality is also called a “fixed archetype” (al-‘ayn al-thábitah), in other words, the universal idea of
something posited in God’s knowledge prior to its actual manifestation as
concrete existents in time. This usage of the term ‘ayn was commonly accepted among Islamic philosophers and mystics
by the time of Mullá Sadrá, who identified ‘ayn (pl. a‘yán) with
the Platonic Ideas.[170]
William Chittick points out, however, that in Ibn ‘Arabí’s writings ‘ayn should not be translated as
“archetype,” but rather as “entity,” because Ibn ‘Arabí did not regard it as a
model for many individual things in the Platonic sense.[171]
Though the archetypes of things are commonly said to be “fixed” (thábitah),
this term would probably be better translated in the technical sense of
“posited.” In other words, they are posited in God’s knowledge, not necessarily
fixed in God’s knowledge. Among Islamic philosophers, máhíyah is also closely related in meaning to dhát (quintessence) and haqíqah
(reality).
Given
this context, where “species” is the correlative of “essence” in a Platonic
sense (Izutzu’s second definition above), it is seen that ‘Abdu'l-Bahá’s
concept of “species” (naw' or
naw‘íyah) is not equivalent to the modern scientific definition. Therefore,
in order to avoid the ambuiguity that the term “species” standing alone
conveys, the expression “species essence” will often be used in this essay to
signal the Platonic meaning (as opposed to the modern or Aristotelian meaning)
of ‘Abdu'l-Bahá’s concept of species. Although some readers trained in modern
sciences will find this expression awkward, it is not altogether contrived,
since Shaykh Ahmad also uses it (see Section 3.10).
Such species essences
are necessary, according to Mullá Sadrá, for two reasons: First, there must be
one director for each biological species which regulates, determines, and
preserves its members; otherwise those species will not be continuous but
discontinuous, so that a non-horse could eventually evolve from a horse, and a
non-human from a human, etc.[172]
Second, God must know things as universals before He knows them as particulars
in order to have a plan (‘ináyah) for
the cosmos; otherwise the universe would not be a system but a haphazard flow
of events.[173]
As
an archetype, the species essence is in
a special sense a universal, but in an entirely different way than the
logical universal. In God’s knowledge, archetypes are causative of actual existents, not derivative from them (as are logical universals). Because it is one
in relation to the many that it causes, it is in this sense only a universal.
Temporal or biological existents are accidents dependent on their species
essences. ‘Abdu’l-Bahá also follows this way of thinking. For example:
This general [external]
existence is one of the accidents occurring to the realities of beings, while
the essences (máhíyát) of beings are
the substance (jawhar)....Certainly,
that which is the substance is superior to that which is the accident, for the
substance is the origin, and the accident is the consequence; the substance is
dependent on itself, while the accident is dependent on something else; that is
to say, it needs a substance through which it subsists.[174]
The word jawhar, usually used to translate Aristotelian “substance,” is
another Arabic philosophical term which is sometimes used in a sense nearly
equivalent to máhíyah.
Inasmuch
as the essences or potentialities of all possible creatures exist timelessly
“with” God, ‘Abdu’l-Bahá proposes that “the species and essences of all things
are permanent and established.”[175]
In short, when ‘Abdu'l-Bahá refers to a “species,” he means the species
reality, not its accident or reflection in matter at some particular time point
in its changing reflection. Although the biological definition of a species as
“able to have fertile offspring” is a good working definition, at root it is
the characteristics of the definer of the species, the actual species essence,
that determine the species (cf. John Locke’s idea of a “real essence” in
Section 1.4).
The debate, then,
between ‘Abdu’l-Bahá and “certain European philosophers” who have proposed the
theory of the transmutation of species is more philosophical than scientific in
nature. The question is: Does the present form of a biological population
depend solely on material factors (such as natural selection and random
mutations), or does it depend also on timeless laws designed by a transcendent
Creator? This is not a scientific question, according to scientists, because
its answer, one way or the other, cannot be falsified by observation and
experimentation.[176]
To be scientific, a hypothesis must be subject to a process of empirical
verification which may falsify it. A philosophical argument, on the other hand,
may have as its object things which cannot be proven or disproven by science
(such as the existence of God, purpose, and timeless laws of nature) but which
can be established by reason and rational proofs.
The difference between how
‘Abdu’l-Bahá and his Western audience understood the implications of the term
“species” would account for the ambiguity that is apparent in discussions of
the writings and talks of ‘Abdu’l-Bahá on this subject. ‘Abdu’l-Bahá concurred
with the views of “the philosophers of the East,” in other words, the
philosophers of Islam and the Greek philosophical tradition from which they
borrowed. In one of his talks, as already mentioned, he associates his views on
the originality of species with these Eastern philosophers. It is this
tradition which will now be examined in hopes of coming to a clearer
understanding of ‘Abdu’l-Bahá’s position.
Section 3:
Species, Essence, and Becoming:
The Views of the “Philosophers of the East”
3.1
Aristotle
The
two variant understandings of what a species is go back to the dispute between
Plato and Aristotle on the nature of form. Is a species: (a) determined solely
by the biological form and, therefore, a mental construct? or (b) determined by
an immaterial, archetypal form which is beyond the direct grasp of the human
mind and is, therefore, a reality of nature? For Aristotle (384 - 322 BCE) the only form of things is the
form immanent in the matter of actual
existents, the form of particular individuals: this tree, this man, this horse,
etc., which he called “primary substances.” Mayr says that historians of
science have recently recognized in Aristotle’s immanent form the equivalent of
the genetic program of modern biology by which the next generation assumes the
form of its parents.[177]
According to Aristotle,
primary substances are the fundamental realities of the world to which
accidents, such as quantity, quality, relation, place, position, time, state,
activity, and passivity can be predicated. “All the other things,” he
explained, “are either said of the primary substances as subjects or in them as
subjects….If the primary substances did not exist it would be impossible for
any of the other things to exist.”[178]
Although individual entities undergo change in respect to coming-into-being and
going-out-of-existence, alteration of quality, growth or diminution, and change
of place (motion), the essences of these primary substances are fixed and
unchanging. In other words, it is not the substance itself, as subject, that is
changing but only its accidental qualities. Change is the exchange of one
accidental quality for another, and is therefore an accidental feature of
reality. This type of philosophy, based on unchanging primary substances, is
therefore called substance metaphysics--as opposed to process
metaphysics, which places change itself into the category of substances.
The very first things predicated of primary substances, before any other qualification, are species and genera, which Aristotle termed “secondary substances.” Secondary substances do not subsist independently, but because of things predicated they most reveal the primary substance, they have been honored by the designation “secondary substance.” They are not, however, true substances, because they have only a mental reality. Aristotle says:
Of the secondary substances the species is more a substance than the
genus, since it is nearer to the primary substance. For if one is to say of the
primary substance what it is, it will be more informative and apt to give the
species than the genus. For example, it would be more informative to say of the
individual man that he is a man than that he is an animal.[179]
As regards the primary
substances, it is indisputably true that each of them signifies a certain
“this”; for the thing revealed is individually and numerically one. But as
regards the secondary substances, although it appears from the form of the name
(when one speaks of man or animal) that a secondary substance likewise
signifies a certain “this,” this is not really true; rather, it signifies a
certain qualification, for the subject is not, as the primary substance is,
one, but man and animal are said of many things.[180]
The species form,
Aristotle stated, is coincidentally identical in all members of a species but
not numerically one. Only primary substances, i.e. actual individuals, are one.
The logical universal abstracted by the mind from concrete individuals (which
are the primary realities), such as “man” abstracted by observing human
individuals, corresponds to the real specific form immanent in them. But it
does not exist apart from individual concrete beings in any manner whatsoever,
except as a derivative mental construct.[181]
In
such a cosmos, where the individual entities themselves are the ultimate
realities, Aristotle did not see the need for Forms, or Ideas, separated from
the physical world, as taught by Plato, to act as causes to the biological
forms of species taken as a whole. For Aristotle another member of the same
species is sufficient to provide the form (concealed in the seed or sperm)
unchanged to the next generation of the species. “So it is evident that there
is no need at all of setting up a Form as a pattern...but that which begets
[i.e., a man, a horse, etc.] is sufficient to produce and to be the cause of
the form in matter.”[182]
In other words, the species form is passed on by the biological begetter, which
is Aristotle’s “efficient cause,” and this efficient cause must precede that
which it generates and be fully developed itself.[183]
A
beginning for this process, or a source of its existence, is not envisioned by
Aristotle. In Aristotle’s system, God, or the First Mover, is the "final
cause" of things, not actively, but passively as an object of desire, for
God’s only act is to eternally contemplate himself. In other words, as the
supreme and most perfect being in the universe, He indirectly moves other
beings to emulate Him and thus obtain their own inherent perfection.[184]
God does not bestow existence on anything, nor is He concerned with the other
beings in the universe, since He confines His activity to contemplating himself
as the only object worthy of His thought. Unlike Plato, for whom species are
planned by a ruling, ordering Mind (Phaedo
97c) and are materially created in time, for Aristotle biological species are
causes-to-themselves, always have been as they are, and repeat themselves
endlessly in a universe co-eternal with God. There is no possibility of an act
of divine creation in the biblical or qur’ánic sense in Aristotle’s system, nor
for any form of evolution. However, his conception of species as mental
constructs and not realities of nature, and his emphasis on the individual, is
almost identical to the position held by modern population biologists.
3.2 Plato
Plato
(428 - 348 BCE), on the other hand, taught the existence of a Creator existing
independently of the physical universe, who fashioned the cosmos out of
pre-existing materials, which were in a state of chaos, by means of eternal,
primary patterns, which Plato called Forms, or Ideas.[185]
These are not the conceptual universals originated and comprehended by the
human mind taught by Aristotle, but eternal, objective, incorporeal realities,
such as “Beauty itself,” “Justice itself,” “Man himself,” etc. Plato arranged
these realities (not beings) into a hierarchy of more universal and less
universal Ideas, and said it is only possible to know them in this world by the
process of dialectic.
The Ideas, which in modern
terms are equivalent to laws of nature, correspond to reality itself. To know
them is to know the truth about the best order of things, the pursuit of which
Plato called the purpose of human existence. For example, Socrates, Plato’s
principal speaker in the dialogues, would ask: “What is it that makes a
beautiful thing beautiful or a just act just?” If what makes something
beautiful or just is only relative to the thing itself, as the Sophists
claimed, then how is an objective criterion for these attributes in the real
world possible? Socrates’ answer was that beauty and justice are not relative;
rather they subsist in themselves, apart from their particular, temporal
expressions, as part of an intelligible natural order of things. It is by the
degree of their reflection of “Justice itself” that the acts of particular
human beings can be called just. The best society, therefore, will be that in
which the acts of its citizens mirror the principle of justice laid down in the
natural order. But none of these acts are Justice itself, only imperfect
approximations of it. Similarly, what makes a flower or a work of art both
beautiful is their common participation in an ideal standard of beauty in the
world of Forms. What determines the forms of natural species is also not
relative or haphazard to Plato, since objective criteria for all species and
all natural functions required for the harmonious functioning of the whole
cosmos exist in the domain of separate Ideas.
Since
the Forms cannot be known directly, one can only approach them through their
particular likenesses in sensory experience. This requires one to use inductive
reasoning and to engage in dialectic, an objective process of questioning and
answering, until one finds an answer coherent with observable facts. Plato
explained that insofar as such an answer is based on fluctuating particulars,
it is called opinion; but insofar as it accurately reflects the Idea-Forms, it
is true knowledge.[186]
Some Forms are inclusive
of others, and the supreme, all-encompassing Form Plato called the Form of the
Good, which provides both being and reality to all the other Forms.[187]
This is a crucial point, because it implies that the system of Forms is
determined by the Good. In other words, the Forms are related to each other in
the way they are because this relation is good and results in the best possible
universe. The Creator, who is an actual existent with a “mind,” is not the same
as the Form of the Good, which is a reality. Plato says: “Mind in producing
order sets everything in order and arranges each individual thing in the way
that is best for it.”[188]
So the Idea of the Good contains in itself all the kinds of goodness necessary
to make a cosmos out of the inherent disorderliness of the preexisting matter.[189]
Proclus,
one of Plato’s commentators, explains that the hierarchy of causative Ideas
ranges from the most general to the most specific. He says:
By the most general I
mean those that are participated in by all beings, so that nothing at all
exists without a share in them--for example, Being, Identity, and Otherness,
for these extend to all things....By the most specific I mean those Ideas that
are participated in by individuals, such as Man, Dog, and others of the sort.
Their “makings” have as their immediate result the generation of individual
unities--Man [the making] of individual men, Dog of particular dogs, and Horse
and each of the rest in like manner. I call intermediate those ideas that have
wider application than these, but are not active in things. Justice, for
example, belongs to souls; but how could it be an attribute of
bodies....Justice in itself, apart from all other ideas, illuminates only the
beings that are capable of receiving it, and that is not all things in general.[190]
Two
of Aristotle’s criticisms of Plato's Forms, which include the species essences
of biological beings, were that Plato did not explicitly locate them anywhere,
nor, according to Aristotle, adequately explain how they could be a cause of
material forms while they are separate.[191]
To Aristotle, a form must be in a material thing to cause something, so how
then can the same form be both in one particular thing and in many other things
at the same time? Plato’s answer, of course, was that the Form is
separate and acts as the model for the many material forms which bear its
likeness. In other words, the material (or biological) form and the archetypal
form are two different things. Aristotle, it appears, did not accept Plato’s
explanation that the connection between the separate Form and the material form
is the creative action of the
Creator, who is the ultimate mover of the forms in matter (cf. Timaeus 28a, 53b, etc.). In other words,
the Creator fashions the material forms as a whole by taking the eternal Ideas
as His patterns, and in this sense the many “participate” in the one of which
they are a likeness.[192]
(The theory of Natural Law is founded upon this system of Plato.)
According
to Plato, the separate Forms “always are and never become,” whereas the
material forms are “always becoming but never are.”[193]
The first are “intelligible and unchanging models” (the causes of
that-which-changes), the others “visible and changing copies of them.”[194]
Here we have the beginning of the idea that physical beings progress toward a goal, which is such an
important concept to the essentialists who opposed Darwin (see sections 1.4 and
1.6). In other words, physical beings are always in a state of motion and
naturally inclined to fulfill the potentiality determined by their immaterial
causes. Plato also proposed a third reality, akin to Aristotle’s matter, as
necessary for changing things to come into actual existence. He called this
“the receptacle” and “the nurse of all becoming and change.” It is a formless,
receptive medium in which images of the models are enabled to appear and
disappear as continually recurrent, similar qualities (cf. Timaeus 49a - 51b).[195]
In sum, both Plato and Aristotle made valuable contributions to the
question of the nature of form, but from radically different perspectives.
Aristotle, recognizing no transcendent cause for the existence of things, saw the universe as self-existent and
self-ordering, and from the perspective of biology, he determined that an
earlier member of one species is sufficient to pass on the specific form,
forever unchanged, from one generation to the next. Plato proposed, on the
other hand, that a temporal individual is insufficient to account for the
existence of the specific form of the whole species, and he recognized the need
of a separate organizing and existentializing cause to act as its ultimate
origin. Although the terminology is different, it is amazing that here at the
very beginning of Western philosophy the basic outlines of the debate between
the essentialists and Darwinists of the nineteenth century are already evident.
3.3 The
Middle Platonists and the Church Fathers
As
time and distance separated Aristotle and Plato from latter thinkers, a
movement grew, especially among Neoplatonists, to harmonize the ideas of the
two greatest philosophers of the ancient world. Many forgot or overlooked that
there were critical differences between the two.
As for where the Forms are located and
what their relationship is to the Creator, Plato was ambiguous on this point.
In one passage, he does admit that they are created by God (Republic x, 597b-e), though elsewhere he
says they are uncreated (Timaeus
52a). It was left up to latter thinkers to make the connection between God and
the Ideas clear. The Middle Platonist, Albinus (ca. 2nd century CE), said: “The
Idea, in relation to God, is his act of thinking,” and Wolfson explains, that
“by saying that there are Ideas he means that God acts by certain rules and
plans and that the order observed in nature is not the result of mere chance.”[196]
Philo of Alexandria (b. ca. 15 BCE) and the Fathers of the Church placed
Plato’s Ideas in God’s Word, or Logos, by which He created the world at the
beginning of creation. Thus, the Word of God functioned as a kind of
intelligible blueprint, synonymous with Plato’s domain of transcendent Forms,
by which God voluntarily fashioned the form of the world.
Plotinus
(205 - 270 CE) posited a trinity of three universal causes each separate in
substance: The One, who is beyond being; the Intellect, which is both mind and
being; and the Soul, which is the intermediary between the Intellect and
changing beings. Plotinus placed Plato’s Ideas in the subordinate Intellect,
not the One. The doctrine of the Church, on the other hand, held that the three
persons of the trinity are one in essence and being, implying that since the
Platonic Ideas are the living and eternal thought of the Creator, they are
uncreated.
Augustine
(354 - 430 CE) developed an idea, which he borrowed from the Stoics, which
places him close to the thinking of Darwin’s essentialist opponents on how the
Chain of Being might unfold in the procession of time.[197]
The early Stoics viewed God as the Active Principle containing “the active
forms of all the things that are to be,” which are like seeds, “through the
activity of which individual things come into being as the world develops.”[198]
Augustine termed these “seeds” “seminal reasons” (rationes seminales).
He has God create these seminal reasons at the beginning of the world in the
humid element, and they unfold in time and manifest themselves as environmental
conditions become suitable for their development. They are not purely passive,
but tend to self-development. As Copleston explains Augustine:
All plants, fishes,
birds, animals, and man himself, He created invisibly, latently, potentially in
the germ, in their rationes seminales. In this way God created in the
beginning all the vegetation of the earth before it was actually growing on the
earth, and even man himself….For example, God created in the beginning the rationes
seminales of wheat, which, according to God’s plan and activity, unfolded
itself at the appointed time as actual wheat, which then contained seed in an
ordinary sense….Each species, then, with all its future developments and
particular members, was created at the beginning in the appropriate seminal
reason.[199]
3.4 William of Ockham
The
view of the Church Fathers was upheld by almost all Christian philosophers in
one form or another until the time of Latin Scholasticism, when the nature of
universals became an issue. Against the doctrine of Realism, which taught the
independent existence of universals as unitary realities outside the human
mind, the opposing doctrine of
nominalism, primarily associated with William of Ockham (1299 - 1350
CE), was a return to Aristotle’s emphasis on the individual form immanent in
material things and the mere conceptual existence of species. The term
“nominalism” implies that what we call a universal is a name only with no
reality outside the human mind, so that what exists in actuality are only
singular, separated individuals. It is significant that Mayr singles out
scholastic nominalism as the precursor of modern population thinking.[201]
Ockham’s way marks the beginning of modern empiricism.
3.5
Alfarabi
Alfarabi
(ca. 870 - 950 C.E.) was the first of the well-known Islamic philosophers who
attempted to harmonize the views of Plato and Aristotle. Most Islamic
philosophers considered themselves loyal to Aristotle in one sense or another,
but they were really Neoplatonists, influenced by that unique blend of
Platonism and Aristotelianism formulated by the successors of Plotinus. Many
Islamic philosophers were led astray in regard to Aristotle’s genuine position
because of the early misidentification of Plotinus’ Enneads with Aristotle. They did not know Plotinus by name, but
knew his work as The Theology of
Aristotle.[202]
Since
Alfarabi’s ideas on species are the same as Avicenna’s below, I will just
mention here his theory of “becoming” as representative of the Arabic speaking
philosophers in general. At the basis of all material things is prime matter,
which they share in common. Prime matter receives in succession alternating and
contrary forms, which Alfarabi says emanate directly from the Active Intellect,
an intellect intermediate between God and creation. The first things to arise
from this interaction are the elements, which in turn combine into more complex
bodies, such as vapors and solids. In these elements and first simple bodies
“arise forces by which they move spontaneously toward the things for which they
exist...and forces by which they act and are acted upon.”[203]
Alfarabi continues:
From these the existence
of all the other bodies follows by necessity. First the elements mix with one
another, and out of that many contrary bodies arise. Then these contrary bodies
mix either exclusively with one another, or with one another and with the
elements, so that there will be a second mixture after the first, and out of
that, again, many bodies with contrary forms arise. In each of these, again,
arise forces by which they act and are acted upon....These mixtures go on being
performed, one mixture following the previous one, but so that the following
mixture is always more complex than the previous one, until bodies arise which
cannot mix with one another....The minerals arise as the result of a mixture
which is nearer to the elements and is less complex, and their distance from
the elements is less in rank. The plants arise as the result of a more complex
mixture than theirs, and they are a further stage removed from the elements.
The animals which lack speech and thought arise as a result of a mixture which
is more complex than that of the plants. Man alone arises as the result of the
last mixture.[204]
Alfarabi’s
theory of how material things come into being is not a precursor of Darwin’s
theory of evolution, because the species which appear as a result of the
various mixtures of the elements are predetermined by the Active Intellect, and
there is no mention of any modification of form after a mixture is completed.
There is also no indication here of how long this process of “becoming” takes.
Another element that is missing from this description is the idea of “progress
toward perfection,” which Sarruf noted was a concept that the Arabic speaking
philosophers added to Aristotle’s great Chain of Being (see Section 1.6).
3.6
Avicenna
In
his definitions of naw‘ and máhíyah, Avicenna (980 - 1037 CE) uses
these terms in the customary manner of the Aristotelian logicians. He says: “As
for the species (naw‘), it is the
essential universal which is said of many beings in answer to the question:
‘What is it?’” or “The species is described as that which is said of many beings
multiple in number in answer to the question: ‘What is it?’, like ‘human’ said
of Zayd and ‘Umar.”[205]
In regard to máhíyah, he defines it
in the sense of “quiddity”: “Whoever asks ‘what is it?’ only asks what is the
quiddity (máhíyah)...which is realized
in the sum of its essential constituents...that enter into the quiddity in the
intellect.”[206] Avicenna
reserves the term ‘ayn for concrete,
particular existents, equivalent to Aristotle’s use of the term “primary
substance” (see section 2.1).[207]
As mentioned in Section 2, the Sufis and Hikmat philosophers of Iran later adopted this term and used it in
the special sense of an immaterial causative essence.[208]
Avicenna
maintained unchanged Aristotle’s division of being into substance and accident.
He also misunderstood the nature of Plato’s Forms and made the typical
Aristotelian critique: in other words, he understood Plato to say the Forms
exist both separately and, at the
same time, in the many particulars of
which they are the form. He logically rejects this view, saying: “It is
impossible for the universal animal to be a particular real animal, for it
would then have to be both walker and flyer, as well as not walker or flyer,
and be both biped and quadruped. It becomes evident, then, that the idea of
universality, for the very reason that it is a universal, is not an actual
existent except in thought.”[209]
But
with his conception of God as not merely the agent of motion but also the giver
of existence, Avicenna did come to a position similar to what Augustine found
to be implicit in Plato: God’s thoughts are the causes of the existence of all
things.
The Necessary Existent
[God] is...a knower of Its own essence. Its essence is the existentiator of
things according to the order in which they exist....All things are known to
It, then, due to Its own essence. It does not become a knower of things because
It is caused by them, but on the contrary, Its knowledge is the cause for the
existence of all things. Similar to such knowledge is the (scientific)
knowledge of the builder with regard to the form of the house he has conceived.
His conception of the form of the house is the cause of this form in the
external reality.[210]
Though Avicenna has God creating
things by His knowledge, God does not create anything directly in Avicenna’s
system, except one thing, which is the first and only thing to emanate from
God. This is based on a philosophical principle accepted by most Islamic
philosophers that only one thing can emanate from what is itself one. But this
first emanation, commonly called the First Intellect, has multiplicity
introduced into it; it is hence a unity-multiplicity, a one-many. Avicenna
says: “This intellect is not...the True God, the First. For although in one
respect this first intellect is one, it is multiple inasmuch as it consists of
the forms of numerous universals. It is thus one, not essentially, but
accidentally, acquiring its oneness from Him who is essentially one, the one
God.”[211]
Avicenna did not stop, however, with
the universals in the First Intellect as the formal causes of things. He went
on in good Neoplatonic fashion to add nine additional separate intellects, each
one emanating from the one above it, and each one also emanating a soul and a
heavenly sphere corresponding to its level in the celestial hierarchy. The
lowest of these intellects, called the Active Intellect, emanated not only the
matter of the sublunar world but all of its forms.[212]
3.7 Averroes
Among the Islamic philosophers, Averroes (1126 - 1198 CE) was the
most faithful student of Aristotle. He made it his life’s work to attempt to
return to the true teachings of Aristotle, from which earlier philosophers had
strayed, and he was surprisingly successful. In the words of Gilson: “Aristotle
had taught (De Anima i.1) that the
notion of animal is...posterior to the individuals from which it is formed by
the intellect. Averroes had concluded that the definitions of genera and
species are not definitions of real things outside the soul, but of
individuals, and that it is the intellect that produces universality in them.”[213]
Although
Averroes accepted the hierarchy of eternal incorporeal intelligences
corresponding to the celestial spheres, he rejected the emanation scheme of
Alfarabi and Avicenna and returned to Aristotle’s position that the
intelligences owe the existence of their matters to themselves, while God is
their formal cause only indirectly as the supreme object of desire in the
universe.[214] He also
held the Aristotelian position that physical forms are due only to physical
factors, not to the influence of incorporeal realities as held by Plato. His
final view is summed up by Davidson: “At all events, Averroes’ Long Commentary
on the Metaphysics [of Aristotle]
unambiguously excludes the Active Intellect or any other incorporeal agent from
the process whereby natural forms emerge; no incorporeal being serves as...the
emanating source of animate forms....In inanimate nature--according to
Averroes’ final view of things--mechanical physical forces bring forms already
existing potentially in matter to a state of actuality.”[215]
Averroes’
ideas had little influence on other Islamic philosophers, many of whom did not
know of his work, but they did have a lasting influence in Europe in the
movement known as Latin Averroism, which in turn influenced the thinking of
William of Ockham and other Latin scholastics (see Section 3.4).
3.8 Suhrawardí
With
the post-Avicennan philosopher, Suhrawardí (1154 - 1191 CE), a more genuinely
Platonic view of Plato’s theory of Forms is seen by Islamic philosophers for
the first time. Avicenna, as mentioned above, did not have a place for Platonic
Forms (as he conceived them) in his system, though he did have God’s knowledge,
generally speaking, as the cause of the existence of things. Suhrawardí, however,
revived a fully Platonic position. He criticized Avicenna for holding that only
ten intellects can account for the multiplicity of species in the world while
also holding to the principle that a simple cause can only emanate a simple
effect.
Suhrawardí’s
solution, in brief, was to allow each lower intellect in the main vertical
order to receive effects both directly and mediately from the intellects above
it, so that a horizontal order of intellects could also come into being by
these accidental relationships. The number of intellects in the horizontal
order is finite, though as numerous as the number of species in the world and
the number of stars in the heavens.[216]
In Suhrawardí’s system, all intellects are self-conscious, self-subsistent,
abstract lights, and the horizontal order corresponds to Plato’s realm of
transcendent Forms. Each Platonic Form is the lord of a terrestrial species (rabb al-naw‘) or lord of an image (rabb al-sanam), from which each member
of a biological species ultimately derives the image of its species. The
Platonic Forms, to Suhrawardí, are not realities, but self-conscious beings;
they are celestial angels. He calls them “celestial lords of species images”
that correspond to biological species. He argues: “The species do not occur in
our world simply by chance; otherwise a non-human could appear from man, and
non-wheat from wheat.”[217]
[He further adds, in perfect line with Darwin’s essentialist opponents: “The
intelligible essence (mahíyah) encompasses all of its individuals, perfect
or deficient, but their change (taghyír) does not lead to a change in
the essence.[218]]
In several places Suhrawardí
corrects the common Aristotelian misunderstanding of Platonic Forms (i.e.
understanding them as “universals” meant in logic) and explains how they can be
unitary in themselves while common to the many and not in the many:
They [Platonists] did
not deny that predicates are mental and that universals are in the mind [as in
logic]; but when they said, “There is a universal man in the world of
intellect,” they meant there is a dominating [immaterial] light containing
different interacting rays and whose shadow among [physical] magnitudes is the
form of man. It is a universal, not in the sense that it is a predicate, but in
the sense that it has the same relation of emanation to these individuals.[219]
Do not imagine that
these great men [e.g., Plato, Socrates, Hermes], mighty and possessed of
insight, held that humanity has an intelligible that is its universal form and
that is existent, one and the same, in many. How could they allow something to
be unconnected to matter yet in matter?...It is not that they considered the
human archetype, for example, to be given existence as a copy of that which is
below it [referring to the Aristotelian view on logical universals]. No men
held more firmly that the higher does not occur because of the lower.[220]
In
Suhrawardí’s view, then, Platonic Forms are the immaterial roots of the
biological members of species. Unlike the Church Fathers, though, Suhrawardí has
the Forms function independently of their ultimate Source; in other words, they
are not the contents of God’s mind. God, therefore, does not create the world
through His providence, but instead it necessarily overflows from God and
cannot be other than it is.[221]
It will be recalled that in Plato’s system, the Ideas are “realities,” not
“conscious beings,” and that one Form, although it is unitary, can be
associated with many subordinate Forms.
3.9 Mullá
Sadrá
The
seventeenth century Persian philosopher, Mullá Ṣadrá (ca. 1571 - 1640),
was responsible for making an important innovation in the traditional
substance-based philosophy of Aristotle and Plato that had been the mainstay of
the philosophers of the East up until this time. Both Plato and Aristotle had
taught that the world subsists by means of fixed and unchanging realities to
which ever-changing, impermanent qualities, called accidents, become
predicated. While for Plato the fixed realities are Forms or laws beyond this
physical reality, for Aristotle they are the immanent forms (or substances) of
individual material entities (see sections 3.1 and 3.2). This view of a
harmonious cosmos kept in order by static essences dominated Western philosophy
until the time of Darwin and underlay the thinking of Darwin’s essentialist
opponents. Sadrá maintained the idea of a harmonious cosmos based on static
essences in God’s mind, but he made the novel move of adding motion, or
becoming, to the category of substance.
Traditional philosophy
had categorized motion as an accident occurring in accidents, i.e., in place,
quantity, quality, etc., while the substance or substratum of the moving body
(its locus of being) remained unchanged. This view implies that motion as a
process is subjective, not real. Sadrá argued, as Rahman explains, that
“movement cannot be established on the basis of a stable entity. Such an entity
can have a stable essence, but not a stable being which must
consist simply of change and mutation. There is, therefore, beneath the
change of accidents, a more fundamental change, a change-in-substance.”[222]
This underlying, dynamic substance, according to Mullá Sadrá, is existence
itself and identical to God’s self-manifestation, and it “has a natural
impulsion toward taking ever new forms.”[223]
A “thing” for Sadrá is a particular “structure of events” or an “event system”
arising from the continuous movement of existence and given temporal coherence
and unity by the Platonic Forms, or stable essences, in God’s mind. The
substance of existence is called ambiguous (tashkík) by Sadrá
because it remains the same while unfolding itself in ever different forms,
like clay that can be molded into infinite forms yet retains its identity. The
movement of existence in Sadrá’s system is both evolutionary and teleological,
because, driven by God’s love for the beauty of His own Essence, existence
moves unidirectionally and irreversibly toward states of greater perfection as
it strives to realize the divine intelligible order and reveal the mysteries of
the divine being.
Like Augustine and
unlike Suhrawardí, Sadrá identified the contents of God’s mind with the
transcendent Ideas of Plato, and so with the species essences of things. He
removed entirely the hierarchy of separate intellects of Alfarabi, Avicenna,
and Suhrawardí, and, unlike Suhrawardí, he recognized the Platonic Forms as
realities, not separate self-conscious beings. God’s providence, or purposive
plan (‘ináyah), is responsible for
the order of the universe.[224]
Rahman explains, though, that according to Sadrá: “God and His knowledge...are
not two things in any sense except in our conception of Him. Rather, God, by
merely being what He is, gives rise to an ideal system of existence--which we
may call His mind or the contents of His mind--and the contents of His mind,
merely by being what they are, generate the universe.”[225]
Despite
his differences with Suhrawardí, Mullá Sadrá agrees with the former in regard
to the causative function of the Platonic Forms. He says:
If you would ponder upon
the appearance of species in this world of ours, you will find that they do not
occur by mere chance; otherwise those species would not remain preserved and it
would be possible for a non-human to be generated from a human, a non-horse
from a horse, a non-date palm from a date palm, and a non-wheat grain from a
wheat grain. This is not the case; rather, these species are continuous and
permanent without alteration or change....The truth is as the ancients have
stated: It is necessary for each species among the physical species to have a
luminous, incorporeal substance subsisting by itself, which regulates,
determines, and preserves it. It is a universal to that species, but they did
not intend by this that universal whose conception requires participation [in
particulars, i.e. a logical universal].[226]
Mullá
Sadrá argues here precisely as Darwin’s essentialist opponents argued two
centuries later. Biological species do not occur by pure chance; otherwise the
kind of non-teleological transmutation of species that Darwin proposed would
occur. Sadrá and his predecessors held that species are fixed realities of
nature on account of the divinely ordained laws which determine and preserve
them. Sadrá also understood that the Aristotelians, like latter population
thinkers, gave the Platonic Forms, or laws of nature, a mere nominal existence.
He states:
As for the error of the
Aristotelians, it is in making the divine Forms mere accidents, deficient in
existence, and making what is connected to them and subordinate to them in
existence [i.e. physical forms] more subsistent, substantial, and real than
them....But if this error is laid to rest by making them real entities (mawjúdát ‘ayníyah), not conceptual
entities, then in this sense, they become like the Forms of Plato. As for the
error of the Platonists [i.e. Suhrawardí and his followers], it is in making
God’s knowledge of things [which consists of these divine Forms] separate from
His Essence.[227]
According
to Sadrá, if existence itself is in constant flux, then the only thing that can
give order to the universe are the permanent essences in God’s mind. Although
these essences are conceptual in relation to God, they are real in relation to
things. Sadrá followed the Sufis, and Plato in the Timaeus, in saying that what we call a stable material form is
really a constantly recurring and moving image of a fixed archetype from which
we, in turn, abstract a stable concept, such as man, tree, dog, and the like.[228]
Physical species and environments emerge (takawwun)
in the world process, which is the systematic, unidirectional flow of
existence, as soon as matter attains the capacity to receive them. This is
progress, movement, and development, but not “evolution” in the Darwinian
sense.
3.10
Shaykh Ahmad Ahsá’í
Shaykh
Ahmad Ahsá’í (1753 - 1825 CE) is considered by Bahá’ís to be one of the
forerunners of the Báb, whom Bahá’ís believe to be the forerunner of their own
prophet, Bahá’u’lláh. Shaykh Ahmad wrote two voluminous commentaries on two
important works of Mullá Sadrá called the Sharh
al-Mashá‘ir and the Sharh al-Hikmat
al-‘Arshiyyah. Due to these, and other works like the al-Fawá’id al-Hikmiyyah, he is a very important transitional
thinker between the earlier “philosophers of the East” and ‘Abdu'l-Bahá. For
the purposes of this article a fully systematic study of Shaykh Ahmad’s thought
was not possible, and reference is only made to his commentary on the Mashá‘ir.
Shaykh
Ahmad’s works contain many original philosophical ideas which distinguish him
from his predecessors.[229]
Among the most important is his development of a true process metaphysics
whereby he makes process or action (fi‘l),
not substance, the ultimate foundation of contingent existence. He also rejects
the emphasis of earlier philosophers on the primacy of either existence or essence,
and asserts instead the unbreakable polarity of essence and existence.
God creates all things
by His action, which is identical to His Will and other attributes connected to
creation. He does not create by His Essence. In other words, the acting of God
is a separate reality originated through itself but depending on God as its
agent. As Shaykh Ahmad explains: “The actor (fá‘il) originates the
acting through itself, that is, through that very acting. As the Imám Ja‘far
al-Sádiq has said: Allah created the Willing through itself. Then He created
creation through the Willing.”[230]
Shaykh Ahmad argues that an infinite regress of causes is avoided in this way
because an act does not require another act by which to subsist, just as
primary matter does not require another matter to act as its substratum.
The first expression of
God’s action is matter, or created existence, which necessarily gives rise to
form, or essence. Essence and existence denote form and matter to Shaykh Ahmad,
and these two together are the inseparable common ground of all creatures,
whether they be eternal and intelligible or perishable and material. Matter (máddah), being coextensive with God’s
action, is itself active (fá‘il), but
it requires its complement, form (súrah),
which is receptive (infi‘ál), to be
realized. (Note that Shaykh Ahmad is reversing traditional hylomorphism in
which matter is receptive and form is active.) Matter has no actual existence
apart from form, just as form has no realization apart from matter.[231]
Idris Hamid terms this the “ontological polarity principle” by which “every
created, contingent thing is a complex of acting (fi‘l) and
becoming-in-yielding-to-acting (infi‘ál).”[232]
Shaykh
Ahmad conceptually divides the actional Will, by which God creates, into two stages
depending on the relation this single reality has to things. It is within the
actional Will that we find the first hint of Platonic Forms or species essences
of things:
He created the Will from
itself, not from another Will besides it, and this is...the domain of “tipping
the scales” toward existence. By it He made possible the Possible (al-imkán), which is the substratum of
all possible things and the Most Great Chasm. This is called the possible Will
[or Will for the possible], which is connected to all possible things. It is
the knowledge which nothing encompasses....When the Eternal Providence ordained
that something be brought into being, He created it by His generative Will (takwíníyah), and it is connected to all
generated things....These are one thing and only differ with respect to the
difference of its relation....So the realities of possible things in the first
stage are generated in the second stage. The fixed archetypes exist only in the
first stage [that of the possible], not in the Essence of God....So when He
desired to manifest something from what is in the treasuries of the first stage
and cause it to descend to the treasuries of the second stage, He created
matter and form for it by His generative Will. He created it in these two things.[233]
All things, in short, exist first in the
possible Will as possible (not actual) realities, and this is why Shaykh Ahmad
says the first stage of every creature is the Will (al-mashíyah). He says elsewhere that the durational mode of
the Possible is eternal (sarmad), meaning it is timeless, having neither
a beginning nor an end.[234]
As
we saw earlier, Sadrá identified the archetypes or species essences of things
with Plato’s transcendent Forms, and Shaykh Ahmad does the same. He calls them
the “first creation” because they are the foundation through which individual
entities, termed the “second creation,” are called into being. In one reference
he says:
Some have charged that
Plato established the forms of things, which are their realities, in...the Essence
of God [which is Mullá Sadrá’s position]....But those who know the intent of
Plato recognize that he means by that which contains the Platonic Forms (al-muthul) the original foundation from
which all things were created, for he follows the meaning of his predecessors,
who derived most of philosophy from the Prophets.[235]
[translation revised since publication]
It is important to point
out here that Shaykh Ahmad’s conception of Platonic Forms differs from that of
his predecessors in one critical way: Platonic Forms, to him, are not immutable
or fixed in themselves, because they are (to use Hamid’s translation of infi‘ál)
“becoming-in-yielding-to-acting.” Although they are active and constant in
relation to what is created through them, they are receptive of God’s action,
and hence their very essences are also acts of becoming. Whatever is created through the Platonic
Forms can only become because they also change in themselves. It is not enough,
as Sadrá proposed, just for the being of entities to be changeable; the essence also must be changeable in itself. Idris Hamid terms this Shaykh
Ahmad’s “causal principle” whereby “every impression (athar) resembles the actional quality of its proximate agent (mu’aththar).” The result of this is that, unlike for earlier philosophers who
denied the external reality of action and passion, (1) motions or actions are
recognized as real, and (2) “whatever characteristics…manifest in a given
outcome-of-acting (maf‘úl) are latent in the acting (fi‘l) from which the outcome-of-acting originated.”[236]
Without
this even Mullá Sadrá’s universe, which posited motion in substance, is doomed
to a set of fixed, unchanging forms because Sadrá located the archetypes of
things in God’s changeless Essence. But static essences are incapable of
capturing the constantly changing modes of delimited existence. Consequently,
Shaykh Ahmad’s causal principle allows for a real process of continuous
evolution or becoming within individuals and species. All whole systems in the
universe are subject to this kind of evolution. It does not, however, allow for
one species or system to randomly cross over into another, as in Darwinian
evolution.
Furthermore, the
Platonic Forms, in Shaykh Ahmad’s conception of them, are not sheer essences
devoid of matter. Rather, they are composites of form and matter, or essence
and existence, which he terms al-dhawát (pl. of dhát), which we can
translate as “quintessence” or “real essence” to distinguish it from essence
conceptually abstracted from matter (máhíyah). Using the customary symbolism of
his religious milieu, Shaykh Ahmad says: “In short, what is meant by the
foundation [containing the Platonic Forms] is the Inkwell, which is both the
receiver [form] and what is received [matter]. The Pen, which more properly speaking
is the [First] Intellect, draws from the Inkwell and produces the Tablet”[237]
[translation revised since publication].
Shaykh
Ahmad shares the doctrine of Suhrawardí that God knows things by His created
knowledge when He creates them. Before He creates a thing He does not know it,
because it does not yet exist and the created knowledge is also identical to
His act of creating.
We say that He knows
Zayd in His Essence in the stage of Zayd, not Zayd in the stage of His Essence;
otherwise Zayd would be eternally existent....You are hearing, although there
may be no one speaking so that you can hear his words. So when an individual
speaks, you hear him; and this occurrence is generated by the generation of
what is heard. This is what they mean by “presential illuminational
knowledge.”...So when He created things, then they became known....This
knowledge which is connected to and corresponds to things is created with their
creation.[238]
From
this it should not be inferred that God does not know the Platonic models or
universal forms of things (i.e. their species essences) before their particular
manifestations in concrete individuals in time, since this atemporal
foreknowledge is itself part of God’s created knowledge. As stated above, God’s
“first creation” is the timeless creation of the Platonic Forms. In regard to
God’s knowledge in the stage of His Essence, Shaykh Ahmad affirms that we can
know nothing about this state:
As for Allah…His
existentiation of a thing is not preceded by that thing’s having a state in
Himself as those ignorant ones, who make comparisons between Him and His
creation, profess….From every consideration, drawing parallels with creation
constitutes assimilation [of Allah with His creation]….We only ascribe
knowledge to Him because He created knowledge within us; with life due to His
creating life within us; with existence due to our existentiation; none of this
is similar to the state wherein He is.[239]
Shaykh
Ahmad describes the priority of the universal species form to the individual or
particular form as follows: “For every possible particular there is a related
unlimited universal, which is God’s knowledge of things preceding His
generative Will....Then He desired by His generative Will the creation of what
He had first desired its possibility.”[240]
This act of creation through the generative Will takes place in four stages,
all of which constitute God’s existentiational motion (harakat ijádiyyah):
The creative action that
is connected to existence is the Will, and by the archetype (al-‘ayn), i.e. the species form (al-súrat al-naw‘íyah), it becomes
Purpose (irádah), and by the [intelligible] limitation of the created,
i.e. design, like length and breadth, stability and change, fixed time, and the
like, it becomes Predestination (qadar), and by the realization of the
act of creation and the thing itself, it becomes Fate (qadá’ )....The
fashioning of each existent is completed by these four actions [i.e. Will,
Purpose, Predestination, and Fate]”[241]
However,
in explaining the sustaining causes by which things subsist, Shaykh Ahmad
relies upon the Aristotelian four causes. He says: “Each thing needs four
causes to be brought into being: two causes by which it subsists
foundationally, which are matter and form; a cause by which it subsists through
emanation (sudúr), which is the
active cause;...and a final cause, which is its reason [for being].”[242]
To show that the composite things created in the real world are not composed
from (minhu) God’s action but rather
by it (bihi), Shaykh Ahmad often
repeats the analogy of a writer composing writing: “For the motion of the hand
of the writer is not the source of the writing itself, but only the cause of
its coming-into-being. But the writing is composed from the ink and the form of
the ink....The recipient of the action (al-maf‘úl)
is not composed from the action but existentiated by the action and composed
from matter and form.”[243]
In agreement with earlier
philosophers, Shaykh Ahmad has more simple and indeterminate realities act as
the building blocks of more complex and determinate realities in the divine
intelligible order, so that each is matter in one respect and form in another
depending on its relation. For example, wood is the form of the elements of
wood, but wood is the matter of chair, bed, and the like. At the highest level,
the totality of universals in the possible Will comprise a hierarchy in which
some are matter in relation to what is below them and form in relation to what
is above them. For example, Shaykh Ahmad writes: “What belongs to Zayd of
existence and essence is the same as what is in ‘Umar, because their matters
are portions of ‘animal’ and their essences are portions of ‘rational’.”[244]
Shaykh
Ahmad appears to be saying that the individual members of species, which
correspond to the quintessences in the intelligible order, become realized by
these quintessences. Shaykh Ahmad states:
So the species essence (al-máhíyat al-naw‘íyah), which is the
[active] matter of the real individual at the time of its actualization in the
external world, is a general universal belonging to the category of
quintessences (al-dhawát), as
we stated before. A portion of this is “taken” for Zayd and for ‘Umar, from
which each derives his quintessence....But the characteristics belonging to a
particular individual in the external world are delimitations of that
existential portion....[for] individuals differ with respect to their
particular qualities by intensity and deficiency, paucity and abundance, and
with respect to degree, aspect, place, time, and situation. For this reason the
individuals of a species differ in most of their states, attributes, stations,
and appointed times[245]
despite their equality in respect to species.[246]
The quintessence (dhát), thus, has “manifestations
(mazáhir) and effects in the domain
of bodies,” which Shaykh Ahmad calls “its accidents.”[247]
But the quintessence (dhát) is
not absolute, inasmuch as it is itself an accident in relation to the agent
from which it emanates. The quintessence, which is the first composite effect
of God’s creative action, then becomes by further emanation the cause of
another quintessence, which is accidental in relation to it. Shaykh Ahmad
explains: “The truth is that...all created things are quintessences in one
respect and accidents in another. So the cause is a quintessence to its effect,
and the effect in relation to it is an accident, but in relation to its own
effect and attribute, it is a quintessence. This is the requisite of all
things.”[248] All things
other than God are called, in this sense, correlational accidents (a`rád
idáfiyyah) by Shaykh Ahmad.[249]
What
Shaykh Ahmad delineates here is a typically Neoplatonic process of emanation,
but it is combined with a simultaneous process of manifestation at each level
of the entity being created. In other words, to Shaykh Ahmad, every created
thing is a multi-dimensional being with its highest aspect in the possible Will
and its lowest aspect in corporeal matter. But each level of the
multi-dimensional creature is distinct and has no connection to other levels
except through emanation, since each level is an active cause by which
subsequent lower levels subsist through emanation. Only mutually necessary form
and matter exist at every level of a creature’s existence as that by which it
subsists foundationally, but form and matter in each level stay within their
own level.[250] Each level
also shares the characteristics of the level below it, but “in a more sublime
way” (`alay nahw ashraf). As
Shaykh Ahmad puts it in several places:
The lower was only created from the radiation
of the more exalted....Every stage of a reality with respect to its
substratum...is an effect of what is above it....In this way, until the earth,
He created every lower from the attribute of a higher....Every individual in
each of these stages [of its being] has a portion which is its configuration,
or its form. Whatever of the two kinds of portions [form and matter] exists in
each stage, it subsists by what is above it through emanation. Thus, each
individual subsists foundationally by its matter and form but subsists through
emanation with respect to the stage above it....Understand what I mean;
subsistence by emanation is like the subsistence of speech by a speaker,
notwithstanding that the foundational subsistence of the speech is in the
air....The stages of every lower thing are the rays from higher things; it is
not that the higher things descend to its level...nor does anything belonging
to the lower stage ascend to the higher stage.[251]
Lastly,
Shaykh Ahmad’s “creation principle,” also coined by Hamid, should be explained.
This means that God has created everything in the universe in the best possible
way in accordance with the dictates of His eternal wisdom. Nothing can be
better than it already is. As he so aptly expresses it in the Eighteenth
Observation of al-Fawá’id al-Hikmiyyah: “Allah…created what He created in
accordance with the most perfect of what ought to be, in the way of that which
is necessitated by Wisdom deriving from Possiblity.”[254]
God stands outside of and separate from the world-process, and the beings He
creates are not fixed substances but units of becoming or “actings.”
Furthermore,
Shaykh Ahmad holds that “the act of becoming generated constitutes an act of
choice on the part of the created entity in the second creation,” which implies
that the individual essences of things are, in a certain sense, acts of
self-creation.[255] Shaykh
Ahmad derives this idea from a principle of Ibn Síná, overlooked by Mullá
Sadrá, which recognizes that everything except God is a real composite of
essence and existence. Existence, or active matter, is the part bestowed by
God; essence, or receptive form, is the part chosen by the creature, according
to its disposition, from the set of what is possible. The reason Shaykh Ahmad
includes choice in receiving the act of creation and denies pure determinism is
based on his causal principle, explained above, that “every impression [or
effect] resembles the actional quality of its proximate agent.” Therefore, he
explains: “The choice of the Acting is an impression of the Choice of His
Quintessence. In the entirety of existence, there is no sheer coercion and no
pure compulsion. Rather, everything is a chooser. Every mote of existence is a
chooser because the impression of a chooser is a chooser.”[256]
3.11
Summary of the Views of the “Philosophers of the East”
Except
for Averroes, who had very little influence on other Islamic philosophers, the
philosophers of the East were united in the view that a divine intelligible
order--either the contents of God’s mind or will, or belonging to the
subordinate Active Intellect--is the formative cause of the compositions of
biological species when they first appear on earth. These compositions appear
as soon as the physical environment is suitable to receive them, with simpler
compositions, like minerals and plants, appearing first, and more complex
structures, like animals and human beings, appearing last. The essential
attributes of each of these beings is created in accordance with the
predetermined intelligible order, not because of chance.
Although
Avicenna mistakenly identified Plato’s Idea-Forms with logical universals, he
was still a Platonist in the sense that he had the material forms of things
result from an incorporeal intellect and in making God’s knowledge the cause of
the existence of things. The main difference between a logical universal and a
Platonic Form is that while the former is abstracted from individuals, the
latter is causative of individuals.
Mullá
Sadrá’s novel move of incorporating motion and transformation into the category
of substance, and Shaykh Ahmad’s extension of this principle to the essences of
things themselves, allowed for the real, continuous, and dynamic transformation
and evolution of things in the temporal dimension. This was a dramatic
departure from the eternal static cosmos of classical biology, a departure
which was paralleled by the ideas of Leibniz among the European philosophers.
The
views presented represent mainly a “vertical order of becoming” from God to
physical things and from physical things back to God, not a “horizontal order
of becoming” restricted to the material world, as is the concept of Darwinian
evolution. Things “become” as a result of their realities, whether this be
gradually or at once. According to Shaykh Ahmad, a thing’s “coming-into-existence”
is not completely up to God’s will, but is also a voluntary act on the part of
the created to receive existence. The important notion here is that everything
that exists in the universe exists by design and has a purpose. Movement toward
that goal implies the unfoldment of previously existing potentials, whereas
“evolution,” in the meaning of Darwin, implies the transmutation of species
without any underlying goal.
Section 4:
‘Abdu’l-Bahá’s Response to Darwinism
4.1 The
Principle of Cause and Effect
The
arguments of ‘Abdu'l-Bahá against a materialistic interpretation of the
universe, which many thinkers believed to be implicit in Darwinism, depend in
one way or another on the principle of cause and effect. ‘Abdu'l-Bahá states:
“Every cause is followed by an effect and vice versa; there could be no effect
without a cause preceding it.”[257]
According to this statement even random processes, which ‘Abdu’l-Bahá refers to
by the expression “conditional fate” (qadá’yi
mashrút),[258]
have a clear cause and effect relation. For example, throwing dice is a typical
random process. When you throw a die (the cause), you know that at the end it
will show a number between 1 and 6 (the effect). You only do not know which of
the numbers will appear.
This
principle of cause and effect is frequently applied by ‘Abdu'l-Bahá to prove
the existence of a Creator transcending the material world, on the basis that
it is inconceivable that this universe should exist without a First Cause.
As we, however, reflect
with broad minds upon this infinite universe, we observe that motion without a
motive force, and an effect without a cause are both impossible; that every
being has come to exist under numerous influences and continually undergoes
reaction. These influences, too, are formed under the action of still other
influences.... Such process of causation goes on, and to maintain that this
process goes on indefinitely is manifestly absurd. Thus such a chain of
causation must of necessity lead eventually to Him who is the Ever-Living, the
All-Powerful, who is Self-Dependent and the Ultimate Cause.[259]
In place of a Creator, materialistic Darwinists,
such as Shumayyil and Ludwig Büchner, posited matter and force at the beginning
of the chain of causation and attributed matter’s orderly transformations to
blind necessity (see Section 1.10).
‘Abdu'l-Bahá’s
proof for the existence of God is based on Aristotle’s dictum that causes are
finite both in series and kind, and that in a series there must be a first
cause (Metaphysics ii.2).
The impossibility of an infinite regress of causes has long been used by both
philosophers and theologians as a proof for the existence of God, though not
necessarily as a proof of God’s nature. Aristotle used this proof to show that
there must be a first cause of motion for the universe, which he called the
Unmoved Mover, but he did not also assert that this mover was the cause of the
existence of the universe.[260]
In
another proof, based on the same principle of cause and effect, ‘Abdu'l-Bahá
states that the very formation of things into orderly structures is proof of
the existence of a Creator: “The change of the configuration of particular
beings proves the existence of a Creator, for can this great universe, which is
endless, be self-created and come into existence from the interaction of matter
and the elements alone? How self-evidently wrong is such a supposition!”[261]
It will be recalled that Jamál al-Dín al-Afghání (see Section 1.12) made the
same argument against certain materialists who believed the simple elements
combined themselves into complex and stable forms.
4.2
Formation by God’s Voluntary Will
‘Abdu’l-Bahá
rejects both necessary and accidental causation as sufficient to explain the
formation of beings:
Now, formation is of
three kinds and of three kinds only: accidental, necessary and voluntary.[262]
The coming together of the various constituent elements of beings cannot be
accidental, for unto every effect there must be a cause. It cannot be
necessary, for then the formation must be an inherent property of the
constituent parts and the inherent property of a thing can in no wise be
dissociated from it....The third formation remains and that is the voluntary
one, that is, an unseen force described as the Ancient Power, causes these elements
to come together, every formation giving rise to a distinct being.[263]
In
one of his talks in America, ‘Abdu’l-Bahá elaborates the same argument,
concluding similarly that “composition is effected through a superior will.”[264]
‘Abdu'l-Bahá is saying that if a thing composed of parts has these parts
combined as an inherent property, then there is no possibility of active
composition or decomposition. Since the living and non-living objects we are
talking about can be taken apart and put together, then our logical choices are
now narrowed down to being composed either voluntarily (on purpose) or
accidentally (not on purpose). ‘Abdu'l-Bahá dismisses the latter option by
saying that every effect must have a cause, and, as ‘Abdu'l-Bahá argues above,
the chain of natural causes must eventually end in God (see Section 4:1). This
means that nothing in reality happens accidentally.
This does not imply a
dismissal of random occurrences, which obey the cause and effect principle, and
which contain a complex order that is hard to see. Also, his rejection of
“necessary formation” does not imply a dismissal of natural causality, for
‘Abdu’l-Bahá often mentions the “nature” of things: “The nature of fire is to
burn; it burns without will or intelligence. The nature of water is fluidity;
it flows without will or intelligence.”[265]
Elsewhere he refers to such necessary cause and effect relationships between
things as “decreed fate” (qadá’yi mahtúm).[266]
The point is that what appears to be necessary causality (i.e., by the nature
of something) is really voluntary
causality, in the sense that God’s eternal Will, through the species essences,
guides different and contrary elements to form into structures that act and
react in certain ways.
‘Abdu’l-Bahá
states that, in the Bahá’í view, “all of the realities and conditions which the
philosophers attribute to nature are the same as have been attributed to the
Primal Will in the Holy Scriptures.”[267]
God’s Will, therefore, is recognized by ‘Abdu'l-Bahá as the first cause of the
formation of beings and the beginning of natural causation. ‘Abdu’l-Bahá shares
this doctrine with Shaykh Ahmad Ahsá’í, who also locates the beginning of
natural causation in God’s actional Will and not in His Essence (see section
3.10).
Like Shaykh Ahmad,
‘Abdu'l-Bahá also affirms that the attribute of volition in God’s act of
creation extends to all created things, and that this is necessary to uphold
the justice and mercy of God. He says: “Created things and the recipients of
God’s action have each accepted a degree of existence according to their own
pleasure and desire.”[268]
Creation thus entails both a voluntary act on the part of the Creator and a
voluntary act to receive existence on the part of the created, according to its
own disposition.[269]
[In like manner, the
philosopher Maimonides argued against the view of Alfarabi and Avicenna
requiring the formation of the world to be through necessity, for then “all
existence is thus made necessary—cause and effect alike. Nothing can fail to
exist or be other than as it is. But this implies that…nothing can diverge in
any way from the nature which it has.”[270]
Maimonides continues that only voluntarism allows for “change in the nature of
things,” that is, evolution, as a means of bringing creation to maturity.]
Two
other important points about the Primal Will need mentioning: First, it is an atemporal, placeless
reality which exists “with” God as His action but not as part of God’s essence.
Because it precedes time and space, time and space are its effects.
‘Abdu'l-Bahá explains:
The first thing to
emanate from God is that universal reality which the philosophers of the past
termed the First Intellect, and which the people of Bahá call the Primal Will.
This emanation, with respect to its action in the world of God, is not limited
by time or place; it is without beginning or end....His creation of the
possible (mumkin) is an essential
creation, and not a temporal creation.[271]
In other words, God’s creation of the realities of things takes place outside of time.
As will be recalled from Shaykh Ahmad, all possible things (mumkinát) exist potentially in God’s
actional Will as part of His “first creation.” Second, the Primal Will is identical to the inner reality (bátin)
of all created things. This is also clearly stated by ‘Abdu'l-Bahá: “The Primal
Will, which is the world of Command, is the inner reality of all things, and
all existing things are the manifestations of the Divine Will.”[272]
This Will, which corresponds to the possible, manifests the realities of things
as a sea manifests itself in the forms of the waves. The actual creatures that have ever lived
on earth represent only a fraction of those hidden realities that are potential
or possible in God’s Will.
‘Abdu'l-Bahá explains that the composition, or formation, of things when they first appear on this planet is a result of their realities:
Each time that the
isolated elements become combined in accordance with the divine universal
system,[273] one being
among beings comes into the world. That is to say, that when certain elements
are combined, a vegetable existence is produced; when others are combined, it
is an animal; again others become combined, and different creatures attain
existence. In each case, the existence of things is the consequence of their
realities.[274]
Realities (haqá’iq),
here, as will be recalled from Section 2, are a synonym for essences (máhíyát),
which are equivalent to Platonic Forms and laws of nature. [Suhrawardí
explains, in harmony with Shaykh Ahmad’s codependent origination principle,
that “being particularized by accidents is also a condition for the existence
of the realities of species.”[275]]
Another
principle that ‘Abdu'l-Bahá holds to is that when things come into existence by
formation, in the manner described above, they are “created perfect and
complete from the first, but their perfections appear in them by degrees (bitadríj).”[276]
He gives the example of a seed in which all of the vegetable perfections exist
in a latent state; it is only later, after the seed is planted, that the
vegetable perfections appear, little by little. Here we have the answer to the
question which was unanswered by Alfarabi as to how “becoming” takes place in
beings. ‘Abdu'l-Bahá says it takes place “by degrees” (bitadríj), which
means “by steps.” Sometimes the term bitadríj has been translated
in the selected passages by the adverb “gradually,” but this does not
necessarily imply a continuum of gradual change, but only a ladder of distinct
manageable steps in the development of creatures.
4.3 The
Question of Evolution
‘Abdu’l-Bahá’ does not deny the reality
of evolution as a process by which the universe and its creatures change and
develop over time, as some essentialists of classical biology did under the
influence of typological thinking. He certainly does not believe in a static
cosmos of fixed populations corresponding to fixed essences. He appears to
confirm the process metaphysics of Shaykh Ahmad, which requires a real and
continuous process of becoming in all created things, whether corporeal or
intelligible. The only entity ‘Abdu'l-Bahá excepts from change is God’s
existentiating Command by which all things are called into being. He states in
a letter: “All things are subject to transformation and change, save only the
existentiating Command (al-amr al-wujúdí), since it is constant and
immutable, and upon it is founded the life of every species and kind, of every
contingent reality throughout the whole of creation.”[277]
“Creation,” he says in another place, “is the expression of motion, and motion
is life….All created forms are progressive in their planes, or kingdoms of
existence, under the stimulus of the power or spirit of life. The universal
energy is dynamic. Nothing is stationary in the material world of outer
phenomena or in the inner world of intellect and consciousness.”[278]
But this state of motion, which implies transformation, is not a purely random
and chaotic motion. It does not imply the transmutation of one species into
another or a purely arbitrary unfolding of events, as would be the case in a
non-goal directed universe. ‘Abdu'l-Bahá is adamant that physical species
evolve purposively within the boundaries of their own essences. As he explains
in a letter: “Some of the philosophers of Europe think that evolution takes
place from the genus to the species. But the Prophets teach that this theory is
in error, as we have explained already in the book Some Answered Questions (Mufávaḍát).
Nay, rather progress and development take place within the species itself.”[279]
‘Abdu’l-Bahá
supports the gradual change of biological species over time, but for him
“evolution” means progress toward a preexisting goal, not the mere natural selection
of favorable random variations. In commenting on the following words of
Bahá’u’lláh in the Lawh-i Hikmat:
“That which hath been in existence had existed before, but not in the form thou
seest today,” he says: “From this blessed verse it is clear and evident that
the universe (kawn) is evolving (tarraqí). In the opinion of the
philosophers and the wise this fact of the development and evolution of the
world of existence is also established. That is to say, it is progressively
transferred from one state to another.”[280]
He says the same thing about the planet earth, and explains that this law of
gradual progress toward greater perfection applies equally to all creatures:
It is clear that this
terrestrial globe in its present form did not come into existence all at once,
but that this universal existent gradually[281]
passed through different stages until it became adorned with its present
perfection. Universal existents resemble and can be compared to particular
existents, for both are subject to one natural system, one universal law, and
one divine organization. So you will find that the smallest atoms in the
universal system are similar to the greatest existents of the universe.[282]
“All
beings, whether universal or particular,” continues ‘Abdu’l-Bahá, “were created
perfect and complete from the first, but their perfections appear in them by
degrees...So also the formation of man in the matrix of the world was in the
beginning like the embryo;[283]
then gradually he progressed through various stages, and grew and developed
until he reached the stage of maturity, when the mind and spirit became
manifest in the greatest power.”[284]
It will be recalled that “the movement of living bodies toward perfection,”
which ‘Abdu'l-Bahá teaches here, was the only definition of evolution that
Isfahání found acceptable (see Section 1.12).
From
these passages we can see that ‘Abdu’l-Bahá teaches that physical beings,
whether the universe itself or the creatures within it, evolve step by step,
from one distinct stage to another, toward greater perfection. The fact that
creatures may also decline or retrogress is also recognized by ‘Abdu’l-Bahá.
But ‘Abdu'l-Bahá’s doctrine of the “originality of species” (see Section 2)
implies that this whole process is goal-directed (i.e., guided by laws and
arranged according to divine wisdom), not arbitrary or the result of blind
environmental necessity. Should the transmutation of a population occur, so
that it becomes classed as a new species, this is only possible because of
God’s prior creation of the possible. “Creation” and “evolution,” to
‘Abdu'l-Bahá, are not contrary, but complementary and mutually necessary
processes. For God’s timeless creation to become manifested, the evolution of
the external universe is necessary; otherwise the potentialities of creation
could not unfold as a temporal process. And for evolution to be realized, the
creation of primordial laws is necessary; otherwise a harmonious cosmos could
not arise out of chaos.
4.4 Some
Non-References to Evolution
There
are some passages in ‘Abdu’l-Bahá’s writings and talks that might be construed
as a reference to biological evolution, but which most likely refer only to the
descent and ascent of the soul of man within human individuals. These passages
are those in which ‘Abdu’l-Bahá mentions the passage of man through the lower
kingdoms of nature. For example, in one of his talks in the United States,
‘Abdu’l-Bahá says:
In the world of
existence man has passed through various stages until he has attained the human
kingdom. In each stage the capacity for ascent to the next stage has appeared.
While in the kingdom of the mineral the capacity to progress to the stage of
the plant appeared, and, therefore, he came into the vegetable kingdom. In the
vegetable kingdom the capacity to progress into the world of the animal was
obtained, and thus he came into the animal kingdom. Similarly, from the world
of the animal he came into the world of man....In this world, also, it is
necessary to prepare and make ready for the world to come. Whatever is needed
in the world of the Kingdom of God, man must prepare and make ready for it
here.[285]
This
idea of the gradual ascent of the soul of man through the three kingdoms of
nature has its origin in the Islamic concept of arcs of descent and ascent. According
to the Qur’án, as God created things, in a similar manner they will return to
Him: “As He created you, so you will return” (7:29). The Sufis and Hikmat
philosophers of Islam[286]
have elaborated this theory and explained it as follows: Individuals commence
their lives at conception as an emanation from their Creator, descend through
degrees in the incorporeal dimension (the arc of descent) until they reach the
level of the corporeal elements, traditionally earth, air, fire, and water,
from which are produced the three kingdoms of the material world: mineral,
vegetable, and animal. The I-spirit of the individual does not really “descend”
but remains in its exalted state. It has, though, successive manifestations
which, in Neoplatonic cosmology, are like increasingly darker shadows until the
stage of the body composed of the physical elements is reached. This is the
lowest point of descent.
The arc of ascent
commences with the manifestation of the human spirit in the kingdom of the
mineral, from whence it progresses to the plant kingdom, to the animal kingdom,
and finally to the human kingdom. In the human kingdom the soul is ready at
last to disengage itself from its attachment to the material world and return
toward its point of origin in the world of spirit. To do this it must also
traverse many degrees in the spiritual world. The spiritual teachings of
religion are directed toward releasing the soul from its bondage to the
attributes of the world of nature so that it can attain to the knowledge of its
Creator and the perfection of its own reality.
William
Chittick explains that in Islam this theory is about the origin and return of
individual souls to God and does not prefigure biological evolution. It
concerns individuals, not the origin of species.[287]
Man only analogously ascends through the kingdoms of nature, not literally. The
human body was believed to recapitulate the levels of complexity of the lower
kingdoms of nature in its own development. So the human embryo first possesses
the faculty of cohesion of the mineral kingdom, then the faculties of growth
and metabolism of the plant kingdom, and then in the stage of the infant it
possesses the animal faculties of desire, volitional movement, anger, and sense
perception. As the child grows, it learns to use these faculties properly, and
gradually it acquires and develops the faculties of intellect and the spiritual
virtues that belong to the human kingdom. The intellectual faculties and
spiritual virtues, in turn, open the door to higher levels of spiritual
perfection.
4.5
‘Abdu’l-Bahá’s Arguments Against Darwinian Transmutation
‘Abdu’l-Bahá’s
arguments against the transmutation of species (taghyír-i naw‘) from a Darwinian perspective, which occur in
Some Answered Questions, chapters 46
to 51, and elsewhere, should be understood in the context of his doctrine of
the originality of species. In other words, he is not opposed to the
modification and change of biological forms but to their haphazard
transformation without any underlying goal. According to ‘Abdu’l-Bahá, each
biological form depends upon a corresponding species essence in the inner world
of spirit. This is due to the “perfect harmony and correspondence” of the
worlds of God, whereby whatever exists in the material world is the outer
expression of the realities of the inner intelligible realm.[288]
‘Abdu’l-Bahá states:
Know that this material
world is the mirror of the Kingdom, and each of these worlds is in complete
correspondence with the other…for the truth of all things is laid away in the
treasuries of the Kingdom. When that truth is manifested in the material world,
the archetypes (a‘yán) and realities (haqá’iq) of beings attain
realization.[289]
The essential attributes of a biological
organism cannot become modified or changed in time into the attributes of an
entirely different species, unless the essence itself is replaced. Species, in
other words, are original, not derivative, while the material form (the clay of
creation) is dependent upon and derived from what precedes it. What is material
is only so much clay that can be molded into any form as dictated by the
complex system of forces or causes originating in the world of spirit. DNA and
genes, from this perspective, are simply tools created in the clay to
accomplish purposes on a higher level.
[To return to
philosophical terminology, accidents are necessary to particularize realities,
and they can be associated with more than one reality at the same time.
Suhrawardí gives this example: “Accidents can change the answer to the question
‘what is it’?” For example, “if a chair is made from a piece of wood, nothing
changes in the wood except states and accidents; yet if you were asked what it
was, you would say that it is a chair, not that it is wood.”[290]]
The
first argument of ‘Abdu’l-Bahá against the transmutation of species (taghyír-i naw‘), which sees the
“clay” itself as fundamental to speciation, is based on the idea of a
predetermined harmonious cosmos and the eternal perfection of the creation
brought into being by an all-wise Creator. For example, if the human species at
one time did not exist, then this chief member of the body of the universe
would have been missing, and the creation consequently would have been
imperfect. ‘Abdu’l-Bahá states:
We have now come to the
question of the transmutation of species and the evolution (taraqqí) of organs--that is to say, to
the point of inquiring whether human beings have descended from the animal or
not. This theory has found credence in the minds of some European philosophers,
and it is now very difficult to make its falseness understood, but in the
future it will become evident and clear, and the European philosophers will
themselves realize its untruth. For, verily, it is an evident error. When man
looks at the beings with a penetrating regard, and attentively examines the
condition of existents, and when he sees the state, organization, and
perfection of the world, he will be convinced that in the contingent world
there is nothing more wonderful than what already exists. For all existing
beings, terrestrial and celestial, as well as this limitless space and all that
is in it, have been created and organized, composed, arranged, and perfected as
they ought to be. The universe has no imperfection, so that if all beings
became pure intelligence and reflected for ever and ever, it is impossible that
they could imagine anything better than that which already exists.
If, however, the creation in the past had not been
adorned with the utmost perfection, then existence would have been imperfect
and meaningless, and in this case creation would have been incomplete....Now,
if we imagine a time when man belonged to the animal world, or when he was
merely an animal, we shall find that existence would have been imperfect--that
is to say, there would have been no man, and this chief member, which in the
body of the world is like the brain and mind in man, would have been missing.
The world would then have been quite imperfect. This is a categorical proof,
because if there had been a time when man was in the animal kingdom, the
perfection of existence would have been destroyed.[291]
By “man” here, ‘Abdu'l-Bahá does not mean the
body of man but the reality or essence of man within the divine intelligible
order, because biological man had a temporal origin on the planet earth.
‘Abdu'l-Bahá, speaking with the theologians, says: “the human species on this
planet had a beginning and is not eternal. And inasmuch as the existence of the
human species [on this planet] had a beginning, surely the first man [Adam] had
neither father nor mother.”[292]
The import of ‘Abdu'l-Bahá’s argument is that “man” has always been part of
God’s timeless intelligible creation, which manifests in space and time
whenever the material conditions are suitable. Since the perfection of the
universe requires a being like man, according to ‘Abdu'l-Bahá, and since we
cannot ascribe imperfection to God’s creation, man, therefore, has always
existed. Man is not a haphazard descendant of an animal species, even though
his body is physically and genetically related to the animal and “grows
develops through the animal spirit.”[293]
In
a variant of this same argument, ‘Abdu’l-Bahá focuses on the necessity of the
eternal existence of the human reality to act as a comprehensive mirror of
God’s created names and attributes.
The proofs which we have
adduced relative to the originality of the human species are rational proofs.
Now we will give theological proofs....We have many times demonstrated and
established that man is the noblest of contingent beings, the sum of all
perfections, and that all beings and all existents are centers for the
appearance of the divine effulgence--that is to say, the signs of the divinity
of God are manifest in the realities of all created things. Just as the
terrestrial globe is the place where the rays of the sun are reflected--where
its light, heat, and influence are apparent and visible in all the atoms of the
earth--so, in the same way, the atoms of every universal existent in this
infinite space proclaim and prove one of the divine perfections. Nothing is
deprived of this benefit: either it is a sign of the mercy of God, or it is a
sign of His power, His greatness, His justice, His nurturing providence; or it
is a sign of the generosity of God, His vision, His hearing, His knowledge, His
grace, and so on....
The world, indeed each existing thing, proclaims to us
one of the names of God, but the reality of man is the collective reality, the
general reality, and the center for the appearance of the effulgence of all the
divine perfections. That is to say, for each name, each attribute, each
perfection which we affirm of God there exists a sign in man. If it were
otherwise, man could not conceive these perfections and could not understand
them....Consequently, the divinity of God, which is the sum of all perfections,
appears resplendent in the reality of man....If man did not exist, the universe
would be without result, for the object of existence is the appearance of the
perfections of God. Therefore, it cannot be said there was a time when man was
not. All that we can say is that this terrestrial globe at one time did not
exist, and at its beginning man did not appear on it. But from the beginning
which has no beginning, to the end which has no end, this perfect manifestation
always exists. This man of whom we speak in not every man; we mean the perfect
man (insán kámil).[294]
For the noblest part of the tree is the fruit, which is the reason of its
existence. If the tree had no fruit, it would have no meaning. Therefore, it is
inconceivable that the worlds of existence, whether the stars or this earth,
were once inhabited by the donkey, cow, mouse and cat, and that they were
without man. This supposition is false and meaningless.[295]
‘Abdu’l-Bahá
is saying that the universe is designed by God to produce perfect human beings
who will reflect His attributes (such as love, mercy, justice, wisdom,
beneficence, etc.), and who can therefore know His Essence befittingly, which
was the reason why He, as the Hidden Treasure, created the creation. All other
things in existence ultimately serve this purpose. “This world,” states
‘Abdu’l-Bahá, “is in the condition of a fruit tree, and man is like the fruit;
without the fruit the tree would be useless.”[296]
The implication may be that biological manifestations of the species essences
of all things always exist in some part of the universe, wherever the
conditions are suitable. Or, the perpetual existence of species may indicate
only the species essences, because there was a long period in the early phases
of the formation of our universe when biological species could not exist. Of
course, it is not known whether or not the temporal creation is limited to what
arose from the singularity of the Big Bang.
The
above arguments regarding the necessity of perfect man apply in a similar sense
to all species because each has a necessary purpose in the eternal plan of God:
“The difference of degrees and distinction of forms, and the variety of genera
and species, are necessary--that is to say, the degrees of mineral, vegetable,
animal, and man are inevitable; for the world cannot be arranged, organized,
and perfected with man alone.”[297]
The plan of God for a harmonious cosmos requires the simultaneous presence of
many species, so it is inconceivable in this context that any species should
exist merely by mechanical causes and be the product of arbitrary evolution.
A
second argument of ‘Abdu’l-Bahá against the transmutation of species is based
on the proposition that each biological organism represents a prescribed
composition.[298] In other
words, for each species to realize the purpose or function intended for it by
its Creator, a certain type of structure or pattern of constituent elements
must be present in its make-up. Because of this, as long as man has existed on
the earth, even though he has evolved (taraqqí)
toward greater perfection, he has always had the same type of composition and
structural organization, or at least the specific
potential for them in the way that an acorn has the specific potential to
become an oak.
There is another more
subtle proof: all these endless beings which inhabit the world, whether man,
animal, vegetable, or mineral--whatever they may be--are surely, each one of
them, composed of elements. There is no doubt that this perfection which is in all
beings was realized by the creation of God from the composition of the
elements, by their appropriate mingling and proportionate quantities, by the
manner of their composition, and the influence of other beings. For all beings
are connected together like a chain; and reciprocal help, assistance, and
interaction belonging to the properties of things are the causes of the
existence, development, and growth of created beings. It is confirmed through
evidences and proofs that every being in the universe influences other beings,
either independently or through a series of other beings. In brief, the
perfection of each individual being--that is to say, the perfection you now see
in man and apart from him with regard to parts, organs, or faculties--is due to
the composition of the elements, to their measure, to their balance, to the
manner of their combination, and to the interaction and influence of other
beings. In the case of man, when all these factors are gathered together, then
man exists. As the perfection of man is entirely due to the composition of the
elements, to their measure, to the manner of their combination, and to the
interaction and influence of different beings--then, since man was produced ten
or a hundred thousand years ago from these earthly elements with the same
measure and balance, the same manner of combination and mixture, and the same
influence of other beings, exactly the same man existed then as now. This is
evident and not worth debating. A thousand million years hence, if these elements
of man are gathered together and arranged in this special proportion, and if
the elements are combined according to the same method, and if they are
affected by the same influence of other beings, exactly the same man will
exist.[299]
The
point of ‘Abdu’l-Bahá’s argument in this passage seems to be that once the
appropriate composition needed for a species to manifest itself in the world is
realized and the right environmental conditions, it does not evolve into
another species because its essential perfection, as determined by its essence,
is already present. A species essence will not allow its biological counterpart
to exceed its own potentialities. In this case, as ‘Abdu’l-Bahá explains, if
the same elements are combined again a thousand million years from now in the
same manner and under the same influence of other beings (i.e., under the same
environmental conditions), exactly the same kind of biological being will be
realized. This is because the species essence which allows the composition to
exist is time invariant. It is a natural law, universally valid for all times
and all places. Hence, the human species could not have evolved by chance from
another species, since each is a unique creation in the divine intelligible
order.
In
one of his letters, ‘Abdu'l-Bahá gives an argument which was also given by
Cuvier (see Section 1.3) as evidence for the generally long-term invariability
of biological species:
The species and essences
of all things are permanent and established. Only within the limits of each
species do progress and decline occur. For example, the human species and
essence has always been and will remain preserved and inviolable. As can be
seen from the ancient, dried, and embalmed bodies which have been exhumed from
the pyramids of Egypt 5,000 years after their death, there is not the slightest
change or variation, to the extent of a hair, from the human beings of today.
Similarly, the [ancient] pictures of animals on the frescoes of Egypt are
identical to present-day animals....Man is man with his beautiful, radiant
countenance. “There is no change in the creation of God (Qur’án 30:30).”[300]
‘Abdu'l-Bahá
is not implying that the form of a biological species at its first appearance
on earth is created suddenly and then undergoes no substantial change, as the
strict special creationists hold. The passage merely means that man in his
present form hasn’t changed for thousands, even tens of thousands of years. But
there was a time when the material reflection of the human essence, due to the
undeveloped nature of the planet, took on more primitive forms. When a new
biological species appears for the first time in the matrix of the planet, it
is complete but develops further perfections in a step-by-step fashion.
‘Abdu'l-Bahá emphasizes
in several places that nothing attains its full perfection at once: “When you
consider this universal system, you see that there is not one of the beings
which at its coming into existence has reached the limit of perfection. No,
they gradually grow and develop, and then attain the degree of perfection.”[301]
In regard to the initial appearance of the human species, he clarifies:
It is evident and
confirmed that the development and growth of man on this planet, until he
reached his present perfection, resembles the growth and development of the
embryo in the womb of the mother: by degrees it passed from condition to
condition, from form to form, from one shape to another, for this is according
to the requirement of the universal system and divine law....Man’s existence on
this earth, from the beginning until it reaches this state, form, and
condition, necessarily lasts a long time, and goes through many stages until it
reaches this condition. But from the beginning of man’s existence he has been a
distinct species....Now assuming that the traces of organs which have
disappeared actually existed, this is not a proof of the lack of independence
and nonoriginality of the species. At most it proves that the form, appearance,
and organs of man have evolved.[302]
This passage clearly differentiates ‘Abdu'l-Bahá
from those classical essentialists who did not allow for any kind of evolution,
and shows that his conception of a “species essence” contains more than just
the ideal form of a species. It also must contain all of its possible
evolutionary pathways from the most primitive to the most advanced. Such an
essence, though permanent, cannot be regarded as fixed.
In
addition to the above arguments against the transmutation of species, in
Chapter 49 of Some Answered Questions
‘Abdu’l-Bahá also presents the Darwinian argument for transmutation based on
the presence of vestiges or rudimentary organs. He rebuts the Darwinian
argument using the same types of essentialist arguments found in Section 1.
Certain European
philosophers think that the species (naw‘)
develops and evolves, and that even change and transformation are possible. One
of the proofs that they give for this theory is that through the attentive
study and verification of the science of geology it has become clear that the
existence of the vegetable preceded that of the animal, and that of the animal
preceded that of man. They believe that both the vegetable and the animal
genera (jins) have changed, for in
some of the strata of the earth they have discovered plants which existed in
the past and are now extinct; in other words, they think these plants
progressed and grew in strength, and that their form and appearance changed;
and, therefore, the species has altered. In the same way, in the strata of the
earth there are some species of animals which have changed and become modified.
One of these animals is the serpent. There are indications that the serpent
once had feet, but through the lapse of time those members have disappeared. In
the same way, in the vertebral column of man there is a vestige which proves
that man, like other animals, once had a tail. They believe that at one time
that member was useful, but when man evolved, it was no longer of use; and,
therefore, it gradually disappeared. As the serpent took refuge under the
ground and became a creeping animal, it was no longer in need of feet, so they
disappeared; but their traces survive. Their principal argument is this: the
existence of traces of members proves that they once existed, and as now they
are no longer of service, they have gradually disappeared, and there is no
longer any benefit in or reason for these vestiges. Therefore, while the
perfect and necessary members have remained, those which are unnecessary have
gradually disappeared by the modification of the species, but the traces of
them continue.
The first answer to this argument is the fact that the
animal having preceded man is not a proof of the evolution, change, and
transmutation of the species, nor that man was raised from the animal world to
the human world. For while the creation of these different beings is certain,
it is possible that man came into existence after the animal. So when we
examine the vegetable kingdom, we see that the fruits of different trees do not
all come into existence at the same time; on the contrary, some come first and
others afterward. This priority does not prove that the latter fruit of one
tree was produced from the earlier fruit of another tree.
Second, these slight signs and traces of members may have
a great wisdom of which minds are not yet cognizant. How many things exist of
which we do not yet know the reason! So the science of physiology--that is to
say, the knowledge of the composition of the members--records that the reason
and cause of the difference in the colors of animals, and of the hair of men,
of the redness of the lips, and of the variety of the colors of birds, is still
unknown; it is secret and hidden. But it is known that the pupil of the eye is
black so as to attract the rays of the sun, for if it were another color--that
is, uniformly white--it would not attract the rays of the sun. Therefore, as
the reason of the things we have mentioned is unknown, it is possible that the
reason and the wisdom for these traces of members, whether they be in an animal
or in man, are equally unknown. Certainly, there is a reason, even though it is
not known.
Third, let us suppose [for the sake of argument] that
there was a time when some animals, or even man, possessed some members which
have now disappeared; this is not a sufficient proof of the transmutation and
evolution of the species. For man, from the beginning of the embryonic period
till he reaches the degree of maturity, goes through different forms and
appearances. His aspect, his form, his appearance and color change; he passes
from one form to another, and from one appearance to another. Nevertheless,
from the beginning of the embryonic period he is of the species of man--that is
to say, an embryo of a man and not of an animal; but this is not at first
apparent, only later does it become clear and evident. For example, let us
suppose that man once resembled the animal, and that now he has progressed and
changed. Supposing this to be true, it is still not a proof of the
transmutation of the species. No, as mentioned before, it is merely like the
change and modification of the embryo of man until it reaches the degree of
reason and perfection. We will state it more clearly. Let us suppose that there
was a time when man walked on his hands and feet, or had a tail; this change
and alteration is like that of the fetus in the womb of the mother. Although it
changes in all respects, and grows and develops until it reaches this perfect
form, from the beginning it is a particular species. We also see in the
vegetable kingdom that the original, separate species do not change and alter,
but the form, color, and bulk may change and alter, and they may even evolve
within themselves.
To recapitulate: just as man in the womb of the mother
passes from form to form, from shape to shape, changes and develops, and is
still the human species from the beginning of the embryonic period--in the same
way man, from the beginning of his formation in the matrix of the world, is
also a distinct species--that is, man--and he has gradually passed from one
form to another. Therefore, this change of appearance, this evolution of
organs, this development and growth, does not prevent the originality of the
species. This explanation is assuming assent to the evolution of species (pl. anwá‘). But the fact is that man, from
the beginning, had this perfect form and composition, and possessed the
potentiality and capacity for acquiring inner and outer perfections, and was
the manifestation of these words, “We will make man in Our image and likeness.”
He has only become more pleasing, more beautiful, and more graceful.
Civilization has brought him out of his wild state, just as the wild fruits
which are cultivated by a gardener become finer, sweeter and acquire more
freshness and delicacy. The gardeners of the world of humanity are the Prophets
of God.[303]
In
his first rebuttal to the arguments of the Darwinists, ‘Abdu’l-Bahá seeks to
establish that the precedence of the animal kingdom to the human kingdom does
not in itself prove that man has evolved from an animal species. All it proves
is that the formation of man on this earth was completed after the formation of
the animal. In the second rebuttal, ‘Abdu’l-Bahá states that the existence of
vestiges of organs that now apparently have no function is also not a proof of
the transmutation of the species, since these vestiges may have a reason we do
not yet understand. Abu al-Majd al-Isfahání and Hussein al-Jisr also made this
argument (see Section 1.12).
‘Abdu’l-Bahá’s
third rebuttal takes the track of assuming for the sake of argument that the
species form has changed dramatically, such that man once walked on four legs
and had a tail. He then says that if this were so, it does not prove the
non-originality of the species, because although the form has changed it could
still be the same species (i.e., under the influence of the same essence). He
gives the example of how the human embryo does not at all resemble the state of
a fully-developed human being, yet it still belongs to the human species and
has not traversed from one species to another. ‘Abdu’l-Bahá explains that this
analogy is given for the sake of those who assent to the theory of the
transmutation and evolution of species, meaning those who believe man descended
from the animal.
In
his talk on this subject at the Open Forum in San Francisco in 1912,
‘Abdu’l-Bahá uses the same qualifying language while presenting the same
argument, showing that he considers the idea that man’s biological form
descended from more primitive animal forms belonging to other species to be
improbable. He says:
The philosophers of the
East say: If the human body was originally not in its present composition, but
was gradually transferred from one stage to another until it appeared in its
present form [as the philosophers of the West say], then we would postulate
that although at one time it was a swimmer and later a crawler, still it was
human, and its species has remained unchanged….Provided that we assent [to this
theory] that man was at one time a creature swimming in the sea and later
became a four-legged, assuming this to be true, we still cannot say that man
was an animal. Proof of this lies in the fact that in the stage of the embryo
man resembles a worm. The embryo progresses from one form to another, until the
human form appears. But even in the stage of the embryo he is still man and his
species has remained unchanged.[304]
‘Abdu’l-Bahá is so certain of this position that
he asserts in this talk that the link assumed to be missing between man and the
animal will never be found: “The link which they say is lost is itself a proof
that man was never an animal. How is it possible to have all the links present
and that important link absent? Though one spend this precious life searching
for this link, it is certain that it will never be found.”[305]
Although ‘Abdu'l-Bahá
does accept evolution and modification within a species, he consistently does
not assent to the idea of inter-species evolution (i.e., the theory that one
species can evolve into another solely through environmental forces), which was
how the Darwinists understood the implications of modification.
‘Abdu’l-Bahá concludes
his argument above by saying that man has, in fact (va hál ánki), always
had “this perfect form and composition,” which belongs to the human species,
and that he “has only become more pleasing, more beautiful, and more graceful.”
By extension, the same would apply to all species.
Now
a seeming dilemma arises here. How is this conclusion of ‘Abdu’l-Bahá, that the
human species has “from the beginning” had “this perfect form and composition”
and “only become more pleasing, more beautiful, and more graceful,” to be
reconciled with this equally clear statement of his:
Man in the beginning of his
existence in the matrix of this terrestrial globe, like the embryo in the womb
of the mother, gradually grew and developed, and passed from one form to
another, from one shape to another, until he appeared with this beauty and
perfection, this force and this power. It is certain that in the beginning he
had not this loveliness and grace and elegance, and that he only by degrees
attained this shape, this form, this beauty, and this grace. There is no doubt
that the human embryo did not at once appear in this form; neither did it
suddenly become the manifestation of the words “Blessed be God, the best of
creators.”…Thus it is evident and confirmed that the development and growth of
man on this planet, until he reached his present perfection, corresponds to the
growth and development of the embryo in the womb of the mother: by degrees it
passed from condition to condition, from form to form, from one shape to
another, for this is according to the requirement of the universal system and
the Divine Law….And in the same way, man’s existence on this earth, from the
beginning until it reaches this state, form, and condition, necessarily lasts a
long time, and goes through many degrees until it reaches this condition. But
from the beginning of man’s existence he has been a distinct species.[306]
The solution to this
seeming contradiction lies in the realization that ‘Abdu'l-Bahá’s conception of
evolution is very different from that of Darwin. To ‘Abdu’l-Bahá “evolution” (taraqqí)
means the “progress” of something from a primitive though perfect and complete
seed state toward the state of fulfilling its innate potential or reason for
being. For example, an acorn is perfect and complete in itself, but it has not
yet realized its potential to become an oak tree. To become an oak tree, which
will have the capacity to feed and shelter other creatures, it must pass
through many stages of development over a long period of time. But from the
beginning the acorn has the specific potential in its composition and
configuration of elements to become an oak tree. It cannot become anything
else; it stays within its species. In the same way, when ‘Abdu’l-Bahá states
that “man, from the beginning, had this perfect form and composition,” he means
this in the sense that a seed already has the perfect composition and configuration
to become a tree, even though it will still change in outward form and pass
through many stages of development.
This view has been
designated by some Bahá’ís as “parallel evolution,” and it appears to
correspond roughly to the views of such thinkers as Augustine, Isfahání, and
Leibniz (see sections 1.4, 1.12, and 3.3). According to this idea, a parallel
but distinct path of evolution is maintained for each biological population
from the time of its original formation on this planet. In the beginning stages,
such as the single-celled stage and in other early stages, various species may
have looked alike and even been nearly identical genetically, but they later
gradually differentiated in appearance and continued to evolve new
characteristics separately from each other. This is analogous to the way the
nearly identical, undifferentiated cells of the blastula begin to specialize
into particular types of cells, such as bone cells, blood cells, skin cells,
and so forth.
Although this type of
evolution is designated “parallel,” the source of parallelism is not in the
biological forms themselves but in their corresponding essences. For this
reason, the evolutionary pathway of all of earth’s life will physically take
the form of a tree with certain biological species appearing (because of
physical similarity) to derive from or branch out of others, while, in reality,
their essences are distinct. Outwardly, then, as a physical process, parallel
evolution appears no different than Darwinian evolution. The critical difference
resides in the source of speciation. To Darwin speciation is arbitrary and
comes from the natural selection of favorable random variations; to
‘Abdu’l-Bahá speciation is already determined and comes from timeless
nonspatial essences.
4.6 A Model
for Temporal Creation
If,
as ‘Abdu’l-Bahá proposes, “all beings, whether universal or particular, were
created perfect and complete from the first, but their perfections appear in
them by degrees,”[307]
then how does the physical and temporal realization of this creation occur? In
other words, how do you get the first human being on earth, the seed of
the species, without reverting to literal biblical special creation?
‘Abdu’l-Bahá’s answer retains the idea of creation, but incorporates the role
of evolution in realizing a species’ potential. And of course what is formed at
first is not the finished product of the species but only its most primitive
form.
As
explained in Section 4.2, ‘Abdu’l-Bahá teaches that “the coming together of the
various constituent elements of beings cannot be accidental” and “cannot be
necessary,” but arises from the Will of a supreme Being.[308]
This Primal Will contains the species essences (i.e., the realities, the
possibilities, the natural laws) of all things, which define the space of
possible formations that can take place in the universe in accordance with
God’s perfect wisdom. As ‘Abdu’l-Bahá explains:
Each time that the
isolated elements become combined in accordance with the divine universal
system, one being among the beings comes into the world. That is to say, that
when certain elements are combined, a vegetable existence is produced; when
others are combined, it is an animal; again others become combined, and
different creatures attain existence. In each case, the existence of things is
the consequence of their realities.[309]
Before the elements became composed by God’s Will into the first primitive forms of creatures, these elements themselves underwent a period of evolution in their formation. ‘Abdu’l-Bahá says:
Therefore, it is evident
that in the beginning there was a single matter, and that one matter appeared
in a particular form in each element. Thus various forms were produced, and
these various forms as they were produced became independent, and each element
was specialized. But this independence was not definite, and did not attain
realization and perfect existence until after a very long time. Then these
elements became composed, organized, and combined in infinite forms; in other
words, from the composition and combination of these elements a limitless
number of beings appeared.
This
composition and arrangement, through the wisdom of God and his preexistent
might, were produced from one natural organization. As the world was composed
and combined with the utmost perfection, conformable to wisdom, and according
to a universal law, it is evident that it is the creation of God, and is not a
fortuitous composition and arrangement.[310]
Given
that all things at their first appearance in the temporal domain are formed as
‘Abdu’l-Bahá has described, how might this look in practice? Before answering
this with a
tentative model, two general principles of ‘Abdu'l-Bahá first need closer
examination.
The
first principle is that the biological manifestations of species are latent or
potential (kumún or bi’l-quwah) on this earth and become
manifested in stages: first inorganic structures of atomic and molecular
organization appeared and then gradually more complex biological structures
appeared, finally cumulating in the appearance of the animal and human
kingdoms. ‘Abdu’l-Bahá explains:
For example, in this
seed all the vegetable perfections exist, but not visibly; afterward, little by
little, they will appear. So it is first the shoot which appears from the seed,
then the branches, leaves, blossoms, and fruits; but from the beginning of its
formation all these things exist in the seed potentially (bi’l-quwah), though not outwardly....In the same way, the planet
earth from the beginning was created with all its elements, substances,
minerals, parts, and organisms; but these only appeared by degrees: first the
mineral, then the plant, afterward the animal, and finally man. But from the
first these genera and species existed, although they were latent (kumún) in the terrestrial globe. Later
they gradually appeared.[311]
What
is significant in this passage is ‘Abdu’l-Bahá’s use of the words kumún and bi’l-quwah, latency and potentiality. Something can be latent or
potential in two senses: either it can be potential in a general sense, or it
can be potential in a specific sense. If something is potential in a general
sense, such as the potentiality of a pile of bricks to become a house, or a
group of atoms to become a horse, not even a trace of the actual existence of
the thing is present in the bricks or the atoms. In other words, this pile of
bricks or these atoms at some future time might become configured as such, but
they could just as well become configured as something else. ‘Abdu’l-Bahá says
every atom has the potentiality to be part of the composition of God’s
creatures in each of the kingdoms of nature;[312]
this is a general potentiality. The house is not in the bricks in any form, nor
is the horse in the atoms. The form of the house only preexists in the mind of
the architect or builder; and the ideal form of the horse, as a species
essence, only preexists in God’s created knowledge. Therefore, when
‘Abdu'l-Bahá says “from the first these genera and species existed, although
they were latent in the terrestrial globe,” he really means they were latent in
what causes the forms in matter. The potential is not in the clay; it is
in the unseen essence. It is not in the image, but in the object casting the
image.
Unlike
something that has a general potentiality, something that has a specific
potentiality can only become one thing. The seed of a tree or the embryo of a
human being, for example, can only become one thing. The animal species that
have appeared on this planet since its inception could only have had a general
potentiality in the terrestrial globe in the early stages of its formation when
the chemical and biological constituents from which all organic life is
composed were developing. During this period, not even a trace of the actual
existence of plant and animal species was present. In this respect,
‘Abdu’l-Bahá’s analogy of the seed above should not be taken literally, since,
in a sense, branches, blossoms, and fruit actually exist in the seed in its
genetic code. The acorn can only become an oak tree, but we could not say that
certain atoms or molecules can only become a horse.
The
species essence can be compared with the intention to build a house. First
there is nothing visible, only the intention and perhaps a preliminary design
of it. Then it becomes a file of papers containing the drawings of the
architect and the legal papers you need to construct a house. Then it becomes a
pile of bricks or lumber. Gradually, you see the frame being raised, although
the roof is still missing and the finishing touches remain to be done. Finally,
everything is ready and you move in with your family. Only now is the house
ready to serve its original purpose; only now can it really be called a house.
But from the beginning it was planned to be a house for living.[313]
The
steps for building other types of structures, such as libraries or factories,
would not be very different. The same kind of preliminary planning would be
necessary, the same kind of materials, the same workers. Only when a structure
is finished does its original purpose, or essence, become fully realized. Prior
to that it is only a potentiality. In the same way, the laws of formation, the
biological materials, and the mutual influence of different beings must be in
common for all biological species. Only when their biological structures become
completed are their species essences (or plans) fully realized. But God’s way
of building living beings is more complex than this analogy can show, since He
has built the tools by which He builds biological structures, such as DNA and
genes, into the biological structures themselves.
The
second relevant principle given by ‘Abdu’l-Bahá is that the timeless divine
emanations, which include the species essences of things, become manifested in
the temporal domain whenever capacity has developed to receive them. In a talk
to the Theosophical Society in New York ‘Abdu’l-Bahá states: “The divine
emanations (fayúdát-i illáhíyah)
pervading all created beings have had no beginning and will have no end. That
illimitable bounty becomes effective in every station whenever the capacity
appears to receive it.”[314]
If this principle is applied to the idea of biological evolution, then each
timeless species essence should begin manifesting its influence as soon as the
environmental conditions are prepared to receive it.
With
these two principles, and assuming a species essence for each unitary being, it
is possible to give a tentative model for how temporal creation by formation
and evolution occurs according to ‘Abdu’l-Bahá. By a unitary being is meant any
of God’s creatures, each of which is a unity-multiplicity or self-contained
system consisting of harmoniously interacting parts. Each atom, as a unitary
being, has appeared, according to this view, under the influence of its own
unique species essence and always remains under the influence of that species
essence in its individual being. Once the kinds of atoms required for the
composition of beings have appeared in their predetermined states, in which
they are able to fulfill the functions for which they have been created, then
another species essence, say the essence for water, allows two atoms of
hydrogen and one of oxygen to combine together to form the molecule of water,
provided the conditions are right for this transformation. The other molecules
are also formed when their constituent elements are present and conditions are
appropriate. The atoms have not changed in essence and evolved into molecules;
they have simply been combined into a more complex structure under the
influence of a different species essence, so that collectively they manifest
entirely different properties.
Molecules,
such as amino acids, are combined by the influence of new essences and the
preparation of the environment into more complex substances, such as proteins.
The amino acids themselves have not evolved into proteins, but in their new
configurations they manifest properties different from their individual
properties.
In
the philosophical terminology of the Hikmat philosophers, each new
structure is form in relation to the less complex structure preceding
it, and matter in relation to the more complex structure that follows
(see Section 3.9-10). So molecules are form in relation to atoms, because they
are configurations of atoms, but they are matter in relation to proteins,
because the proteins configure them. According to the logic of this pattern,
the components of living things do not evolve arbitrarily into each other, but
some can act as building blocks for others. Each is the completed organization
of less complex components and appears as soon as those components have
attained their own perfection and environmental conditions (i.e., the influence
of other beings) are right.
It
is important to remember that, according to ‘Abdu’l-Bahá’s philosophy, the
potential for all these things is not in the material forms themselves but in
their species essences. All material things are composed (hence equivalent to
matter) but what composes (i.e., gives form) is an immaterial power emanating
from a higher realm. There is no dualism of spirit and matter in this view,
only one reality (God’s actional Will), which through successive vertical
emanations and corresponding horizontal manifestations expresses itself in
infinite forms (cf. Section 3.10).
In
general terms, plants began to appear as soon as atmospheric and geological
conditions became appropriate and all the inorganic compounds necessary for
their existence were present. Which species essences became manifested depended
on the preparation of the environment. The latent potential of the plant
species essences could now begin to be realized. These plants, in turn, were
necessary to prepare the environment for the appearance of more complex
organisms. The same can be said for the microscopic one-celled organisms. The
one-celled organisms, in this view, did not evolve from plants or from any
other individual entities, but were composed from less complex components under
the influence of new species essences. In the same way, these one-celled
organisms may have become combined in accordance with new essences into more
complex biological structures, as soon as conditions were suitable.
This process of the
combination of already existing materials in accordance with possible essences
would then continue until the primitive “seeds” of all the species existing on
earth today were formed. The seeds may not have been formed at the same time
but at different times in accordance with the preparedness of the environment
for certain essences. Once the seeds appeared, they would evolve independently
according to their specific essences but harmoniously with each other (and
perhaps indistinguishably from each other for a long time) according to their
physical circumstances.
Not
only must the required components for new, more complex structures be present,
but the environment must possess the means for each newly manifested species to
survive and hopefully flourish. This necessarily involves the appearance of
many organisms simultaneously which mutually influence and assist each other.
The environmental system as a whole is therefore more essential to the
continuance of life than any of its individual members. As ‘Abdu’l-Bahá
describes it, “all beings are connected together like a chain; and reciprocal
help, assistance and interaction belonging to the properties of things are the
causes of the existence, development, and growth of created beings.”[315]
Thus, the environmental system of all life, like a single being, has grown and
evolved, each part developing in relation to other parts, just as the diverse
members of the human body all develop in coordinated harmony.
As
the plant kingdom, in general, was necessary for the appearance of the animal
kingdom, so was the animal kingdom, according to ‘Abdu’l-Bahá, necessary for
the appearance of the human kingdom. The human body itself “grows and develops through the animal
spirit.”[316] As soon as
conditions became right for the appearance of man, man appeared, but he did not
evolve by chance from another species because his particular species essence
has always existed. Only his biological form was molded from the biological
materials already present and then continued to progress toward greater
perfection.
4.7
Saltation
The following
letter of ‘Abdu’l-Bahá on the possibility of man having evolved from the animal
summarizes his view well:
O seeker of the truth! Man is the greatest member of the world of
existence and the fruit of the tree of this visible universe. His species is
eternal, and this eternal reality has no beginning and no end. That which the
philosophers of Europe have stated in regard to human evolution—that man came
from the kingdom of the mineral, the vegetable, and then the animal, and by
means of evolution reached this station—is pure supposition, for his species
has always existed. It may be that on this globe of earth in the beginning he
was in the stage of a seed, and afterwards he evolved and attained the station
of manifesting the words “Blessed be God, the best of creators!” But that seed
which evolved by degrees belonged to the human species, not an animal species.
Therefore, this species is beyond time (qadím) and from the outset was
the noblest of creatures upon the earth. “This is the truth, and naught lies
beyond the truth but evident error.” God has ever existed while His creation
renews itself continuously. Take for example the sun and its rays. Without
light it would be opaque darkness, and an extinguished lamp is fit for the
abode of the blind. The glory of glories rest upon thee.[317]
‘Abdu’l-Bahá is saying that the potentiality or reality of man (and implicitly all other species) is eternal. No species is the arbitrary product of another by the process of evolution, since each possible kind exists timelessly in the divine intelligible order and is necessary for the unfoldment of a harmonious cosmos of which man is the fruit. Once a species essence, by reason of the preparedness of the environment, connects to a biological “seed,” that seed evolves or progresses in parallel to other biological seeds under different essences until it reaches its full potential perfection.
Now
some questions arise: What is the nature of this seed? How did the “seed” get
there? Are we limited to the explanation given in Section 4.6, that the seed
came about through the combination of the materials already present?
Could the seed also have appeared through transmutation?
If
this seed came about through transmutation rather than by a combination of
elements, it would be easier to explain it in terms of the presently accepted
scientific theory of evolution. In this case the seed would derive from a
previously existing biological population which jumped or “saltated” to a new
essence. As long as that seed develops under the human essence, it would
develop in parallel to other biological forms, because it belongs to the human
species, not an animal species. This view, called saltation,
incorporates a component of parallel evolution as well (see Section 1.4).
Saltation is an alternative to maintaining ‘Abdu'l-Bahá’s essentialism without relying wholly upon parallel evolution or upon biblical special creation. Saltation allows temporal creation to occur via essences by using radical mutations that occur within the biological populations already existing. If the species space is very dense then each population would have a large number of closely related species to which it could jump. In practice, this would be hard to distinguish from the idea of slow gradual evolution proposed by Darwin. If, on the other hand, the species space is more sparce, a population would have a smaller chance of jumping over to another species.
Although ‘Abdu'l-Bahá
does not refer to the saltation theory, which was proposed by certain
essentialists of his time, one of his letters on the subject of the
transmutation of elements clearly allows for its possibility. In that letter,
he says:
As for the question of
the transmutation of copper into gold, this is possible and certain; that is to
say, by means of the hidden science, which in this cycle is one of the special
bounties of the Blessed Beauty. The materialistic philosophers of modern
science believe that the metals are isolated elements incapable of
transmutation into one another; in other words, they think that the essential
qualities (máhíyat) of things cannot become transformed. But in
the future, it will become manifest and clear that this is possible.[318]
Despite the fact that
things have different essences, ‘Abdu'l-Bahá is here saying that their
transmutation is possible by external intervention. In the case of the metals
mentioned above, he says they may be transmuted by means of the hidden science
(i.e., alchemy), which itself contains an element of divine permission. It is
impossible for copper to suddenly transmute into gold unless it saltates or
jumps to the gold essence. By extending this principle to other species, it
means that new biological populations could be produced by the transmutation
(or mutation) of older ones if they jump to a new essence. This is what
saltation means. (Of course, it may be that ‘Abdu'l-Bahá does not intend to
extend this principle of transmutation in alchemy to living forms.)
Despite these
speculations there is no definite support for saltation in ‘Abdu’l-Bahá’s
statements, whereas the parallel evolution model is more clearly supported.
4.8 The Question of Uniqueness
Is
evolution as the temporal unfoldment of timeless essences bound to ever repeat
the same physical forms? Does the concept of essences somehow limit the free
and creative ability of life to express itself in endless original forms that
delight our senses with their variety? One of the criticisms of classical
biology was that a static cosmos of unchanging species created perfect from the
beginning is incompatible not only with the appearance and extinction of
countless unknown species in the fossil record, but also with the incredible
variation of life and the continuous adaptation of organisms to their
environment. Darwin praised his theory of evolution because it allowed for the
continuous expression of uniqueness in nature. He said: “There is a grandeur in
this view of life [wherein]…from so simple a beginning endless forms most
beautiful and wonderful have been, and are being, evolved.”[319]
Since timeless essences
correspond to whatever is possible, they are in no sense a limitation to the
possible expressions of evolution. They only define what can and cannot exist
and under what conditions, and what can exist is probably beyond the ability of
our intelligence to grasp. [In two places at least, the Báb, the Prophet-Forerunner
of the Bahá’í Faith, indicates that the contingent states of being made
possible by the domain of archetypes are absolutely limitless.[320]]
Furthermore, the continuous need and ability of organisms to adapt to random
environmental changes (what some call “chance”) ensures that the varieties of
the expressions of life are absolutely infinite.
‘Abdu'l-Bahá affirms
that uniqueness is a rule that applies to all things in the universe, whether
individuals or populations, as a consequence of the uniqueness of the Creator.
The possible individual, temporal expressions of species essences are endless.
The factors of constantly changing environmental influences and the inheritance
of genes from two different parents ensure that appearances are never exactly
repeated and that endless diversity within the same species is possible. Even
if an organism is cloned from another, they will never be exactly alike due to
differences of individual nurture and experience. On the other hand, similar
environmental pressures, such as the need to move in water, can create very
similar forms among populations with distinct essences.
On this subject,
‘Abdu'l-Bahá says:
Now observe that in the
sensible world appearances are not repeated, for no being in any respect is
identical with, nor the same as, another being. The sign of singleness is
visible and apparent in all things. If all the granaries of the world were full
of grain, you would not find two grains absolutely alike, the same and
identical without distinction….As the proof of uniqueness exists in all things,
and the oneness and unity of God is apparent in the realities of all things,
the repetition of the same appearance is absolutely impossible.[321]
A similar sentiment is
beautifully expressed in a prayer revealed by Bahá'u'lláh in support of the
uniqueness and exquisiteness of every created thing:
Blind is the eye that
faileth to behold Thee seated upon the throne of Thy sovereignty, and that
seeth Thee not exercising undisputed authority over all Thou hast created of
the manifestations of Thy names and attributes….Just as Thou hast assigned no
partner to Thyself, in the same way, whatever Thou hast called into being hath
no peer or equal, since Thou hast revealed Thyself in each thing through the
effulgent light of Thy divine unity….In truth, every thing that proceedeth from
Thyself is the most excellent and most exquisite of all things that exist
betwixt Thy heaven and Thy earth, and by it the tokens of Thy glorious
sovereignty are revealed to Thy creatures, and Thy proof is perfected to all
mankind.[322]
4.9 ‘Abdu’l-Bahá’s
Criticism of the “Struggle for Survival”
One of the things apparent in ‘Abdu’l-Bahá’s writings and
talks on the subject of Darwinian evolution is that his criticisms, rather than
attempting to judge its validity as a scientific theory, focus instead on the
implications Darwin’s theory will have in all the spheres of human thought and
civilization. ‘Abdu’l-Bahá was looking at the broad scheme of things and seeing
how these ideas affected our ideas of God, purpose, and human progress in the
future. He knew that they represent only part of the picture as seen from a
limited materialistic perspective, which recognizes no reality beyond what the
senses can perceive and no authority outside of science.
One of the ideas spawned from Darwinism by late
nineteenth-century Victorian philosophers was that Darwin’s principle of the
“struggle for survival” should also be applied to the realm of human society.
According to this idea, it is natural and desirable for one nation to behave
aggressively toward another and to dominate it for its own benefit. As
mentioned in Section 1, this materialistic philosophy was used as a
justification for the horrors of World War I. ‘Abdu’l-Bahá was fiercely opposed
to this idea, and called it the greatest of all errors and the cause of utter
ruin to humanity. The tragic events of the twentieth century justify his
position. In a letter written to the executive committee of the Congress for
Universal Peace, he wrote:
Observe that the primary
principle adhered to by every individual of the human species is to attract
benefit to himself and to avoid injury. His aim is to secure his own
tranquility and happiness. This is his sole desire in life, and he strives to
distinguish himself from all others through the ease, wealth, and fame he has
obtained. This is the goal of every individual of the human species. But, in
truth, this is a base, dangerous, and inferior notion. If man advances a little
in his thinking and his aspirations become nobler, he will realize that he
should strive to benefit his whole family and to protect it from harm, for he
perceives that by bringing comfort and affluence to the whole family, his own
felicity and prosperity will increase. Should his thinking expand even more and
his aspirations grow in depth, he will realize that he should endeavor to bring
blessings to the children of his country and nation and to guard them from
injury. Although this aspiration and thought are for his own sake and that of
his family, all the children of the nation will benefit therefrom. But this
aspiration will become the cause of injury to other nations, for he then exerts
the utmost effort to bring all the advantages of the human world to his own
nation and the blessings of the earth to his own family, singling them out for
the universal felicity of humankind. He imagines that the more other nations
and neighboring countries decline, the more his own country and nation will
advance, until by this means it surpasses and dominates the other nations in
power, wealth, and influence.
However, a divine human
being and a heavenly individual is sanctified from these limitations, and the
expansion of his mind and the loftiness of his aspirations are in the utmost
degree of perfection. The compass of his thinking is so vast that he recognizes
in the gain of all mankind the basis of the prosperity of every individual
member of his species. He considers the injury of any nation or state to be the
same as injury to his own nation and state, indeed, the same as injury to his
own family and to his own self. Therefore, he strives with heart and soul as
much as possible to bring prosperity and blessings to the entire human race and
to protect all nations from harm. He endeavors to promote the exaltation,
illumination, and felicity of all peoples, and makes no distinctions among
them, for he regards humanity as a single family and considers all nations to
be the members of that family. Indeed, he sees the entire human social body as
one individual and
perceives each one of the nations to be one of the organs of that body. Man
must raise his aspiration to this degree so that he may serve the cause of
establishing universal virtues and become the cause of the glory of humankind.
At present the
state of the world is the opposite of this. All the nations are thinking of how
to advance their own interests while working against the best interests of
other nations. They desire their own personal advantage while seeking to
undermine affairs in other countries. They call this the “struggle for
survival” (tanazu‘-i baqa), and assert that it is innate to human
nature. But this is a grievous error; nay, there is no error greater than this.
Gracious God! Even in the animal kingdom cooperation and mutual assistance for
survival are observed among some species, especially in the case of danger to
the whole group. One day I was beside a small stream and noticed some young
grasshoppers which had not yet developed wings seeking to cross to the other
side in order to obtain food. To accomplish their goal, these wingless
grasshoppers rushed forward into the water and vied with each other to form a
bridge across the stream while the remaining grasshoppers crossed over on top
of them. The grasshoppers were able to pass from one side of the stream to the
other, but those insects which had formed the bridge in the water perished.
Reflect how this incident illustrates cooperation for survival, not struggle
for survival. Insofar as animals display such noble sentiments, how much more
should man, who is the noblest of creatures; and how much more fitting it is in
particular that, in view of the divine teachings and heavenly ordinances, man
should be obliged to attain this excellence….
All the divine
teachings can be summarized as this: that these thoughts singling out
advantages to one group may be banished from our midst, that human character
may be improved, that equality and fellowship may be established amongst all
mankind, until every individual is ready to sacrifice himself for the sake of
his fellowman. This is the divine foundation. This is the law come down from
heaven.[323]
Conclusion
Though I have tried to
be thorough and objective in this study of ‘Abdu'l-Bahá’s response to
nineteenth century Darwinism, my analysis is necessarily influenced by the
narrow compass of my specialized training in classical Greek and Islamic
philosophy. Other writers trained in other disciplines may draw different
conclusions. Let me therefore state plainly that although I deem the following
conclusions sound and reasonable, they are nevertheless tentative and subject
to being either strengthened or weakened as additional research is undertaken
on this subject.
In my paper I hold that
‘Abdu'l-Bahá teaches a form of evolution that is congruent with a teleological
worldview and which corresponds generally with certain philosophical concepts
put forward by the Greek and Islamic philosophers whom he calls the
“philosophers of the East.” His ideas, however, should not be confused with the
essentialism of classical Western biology, which promoted a static harmonious
cosmos without evolution. As we saw in Section 1, many of ‘Abdu'l-Bahá’s Muslim
contemporaries responded to Darwinism from a similar point of view.
The debate between ‘Abdu’l-Bahá and “certain
European philosophers” is not so much scientific, but philosophical. One of the
main points of controversy is the question of whether the term “species” refers
to merely the nominal classification of a biological population of mutually
interbreeding individuals (the modern scientific definition), or to a reality
transcending space and time by which a thing is what it is (the Platonic
definition). In this essay such a reality is referred to as a “species essence”
in order to distinguish the Platonic definition from the modern scientific
definition.
The word “species,” to
‘Abdu'l-Bahá, refers primarily to such timeless realities, or laws, which are
part of God’s eternal creation. By “laws” here are meant “natural laws” by
which God causes the universe to operate. In other words, a “species” is not
just the biological form with which we are all familiar; rather it is also that
by which such a biological form exists. A biological population is consequently
both a changing reflection of the influences of its environment and a unique
temporal manifestation of a timeless natural law. As ‘Abdu'l-Bahá stated, “this
question [of evolution] will be decided by determining whether species are
original or not—that is to say, has the species of man been established from
the beginning or was it afterward derived from the animal?”[324]
Another important point
of controversy is the question of whether or not mechanical causes (random
variation and natural selection) are sufficient to account for the evolution of
complex order in the universe. ‘Abdu'l-Bahá infers that mechanical causes are
not sufficient to explain the origin of complex order, because these causes,
too, require an explanation. Since the regress of causes and effects cannot be
infinite, it must end in a self-sufficient First Cause at least as
sophisticated as the order it creates and possessing the power and wisdom to
call creation into being. The difference between these two views, if each is
carried to its logical end, is the difference between biological populations that
are purely self-created by blind environmental selection and evolve arbitrarily
into new species, and biological populations that evolve according to designed
laws created by a transcendent Creator.
‘Abdu'l-Bahá supported
the doctrine of creation and the independence of species, which was held in one
way or another by all the essentialists studied in sections 1 and 3. But he
certainly did not take the biblical story of genesis literally, requiring all
living kinds to have been created fully formed in two day’s time about 6,000
years ago. Like Abu al-Majd al-Isfahání, ‘Abdu'l-Bahá held that religion and
science must ultimately agree, and in his teachings, he has retained essential
components from each. From the Holy Scriptures, he affirmed the concept of God
as the Creator of species by His voluntary will; from science he accepted what
had been categorically established, such as the great age of the earth and the
fact that numerous biological populations have appeared and disappeared during
the vast expanse of geologic time. He supported the idea of evolution, but in
his own special way as progress and development “within the species itself.”
As this essay has
explained, evolution to ‘Abdu'l-Bahá is goal-directed so that each temporal
material reflection of a species essence progresses gradually towards its goal
in a step-by-step fashion under (or “within”) the boundaries set by its
essence. The possibility of the retrogression and/or temporal extinction of a
species is also accepted by ‘Abdu’l-Bahá. But Darwinian, or inter-species
evolution, from this perspective, is considered to be an error.
‘Abdu'l-Bahá, like most of his Muslim and Christian contemporaries and his predecessors in medieval Islamic philosophy, viewed the universe and its possible species as preexisting, in plan and in a general way, in the mind of the Creator. This “plan” eternally unfolds itself in the unique and endlessly diverse expressions of life in the cosmos.
To say that God has a “plan” and a “mind,” of course, does not mean that we can know them or that they resemble anything with which we are familiar. The use of such terms reflects the limitations of the human condition, not the reality of God. This understanding of the universe intends to preserve for it a predetermined, non-arbitrary meaning and purpose. From this perspective, biological species and the relationships between them are the unfolding of preexisting potentials inherent by design in the universe. When and where these potentials become manifested varies by the needs and preparedness of the environments in which they appear.
[3]
Ashley Montagu, Science and Creationism, pp. 4-5; Stephen Jay Gould,
“Dorothy, It’s Really Oz,” U.S. News and World Report (August 23, 1999),
p. 59.
[5]
‘Abdu'l-Bahá, Khitábát vol. 1, pp. 155, 157-158; seems to correspond to Paris
Talks, 11th edition, pp. 141-146, though the original English
translation contains much material that is not in the Persian.
[9] ‘Abdu’l-Bahá, Min Makátíb-i ‘Abdu’l-Bahá,
vol. 1 (From the Collected Letters) (Rio de Janeiro: Editora Baha’i Brasil,
1982), p. 85.
[12]
Qtd. in Robert Root-Bernstein, “On Defining a Scientific Theory,” in Science
and Creationism, p. 82.
[16]
Rev. Thomas Reese, qtd. in “Hell hath No Fury,” U.S. News and World Report
(January 31, 2000), p. 49.
[17]
Quoted in a letter written on behalf of the Universal House of Justice dated 3
November 1987.
[21] ‘Abdu'l-Bahá, Khitabát (Talks of ‘Abdu'l-Bahá)
(Hofheim-Langenhain: Bahá'í Verlag, 1984) vol. 2, p. 299; The Promulgation of Universal Peace (Wilmette: Bahá'í Publishing
Trust, 1982), p. 356, revised translation.
[22] All of the revised translations of ‘Abdu'l-Bahá’s writings
contained in this essay are provisional and have not been authorized by the
Universal House of Justice.
Notes for Section 1: The Historical
Context
[23]
The description of the reception of Darwinism in Europe in this chapter depends
heavily on two works: David L. Hull’s Darwin
and His Critics: The Reception of Darwin’s Theory of Evolution by the
Scientific Community (Cambridge: Harvard University Press, 1973), which is
largely a collection of reviews of Darwin’s published works by his peers, and
Ernst Mayr’s The Growth of Biological
Thought (Harvard University Press, 1982).
[24]
Quoted in Ernst Mayr, The Growth of
Biological Thought. Diversity,
Evolution, and Inheritance (Cambridge: Harvard University Press, 1982), p
141.
[25]
A U.S. News poll conducted in 1994 indicated that 93 % of Americans “believe in
a benevolent God who hears prayers and is able to intervene in human events” (U.S. News & World Report, April 4,
1994, pp. 48-49). A Gallop poll conducted in 1993 found that 47% of Americans
believe “God created humans pretty much in their present form at the same time
within the last 10,000 years.” (Raymo, Skeptics and True Believers, p.
122.)
[27]
Quoted in David L. Hull, Darwin and His
Critics: The Reception of Darwin’s Theory of Evolution by the Scientific
Community (Cambridge: Harvard University Press, 1973), p. 89.
[28]
Quoted in Ashley Montagu, ed. Science and Creationism (Oxford: Oxford
University Press,
1984), pp. 245, 247.
[29]
Mayr, Growth of Biological Thought, p. 376.
[30]
One of Darwin’s critics, Richard Owen, noted that ancient species also could
have disappeared for the same reasons species disappear today: not adapting to
a changing environment, destruction by another species, etc. (Hull, Darwin
and His Critics, p. 196).
[31]
Charles Darwin, The Origin of Species by
Means of Natural Selection, 6th ed. (London: E. P. Dutton, 1928), p. 67.
[34]
Thomas Kuhn, The Structure of Scientific
Revolutions, 2nd ed.
(Chicago: University of Chicago Press, 1970), pp. 171-172.
[35]
Darwin, Origin of Species,
p. 463.
[36]
Darwin, May 22, 1860, Life and Letters
(1887) 2:105; quoted in Hull, Darwin and His Critics, pp. 62, 65-66.
[37]
For an essentialist answer to this objection, see Section 1:4.
[39]
Today’s biologists would add that the similarity continues down to the
fundamental steps of biochemistry. The genetic code is the same in all
organisms as well as the mechanism that translates the genetic message into
proteins.
[42]
Quoted in Hull, Darwin and His Critics, p. 299.
[43] Extracts from Albertus
Magnus, Thomas Aquinas, and Nicolaus Cusanus qtd. in Arthur Lovejoy, The
Great Chain of Being (Harvard University Press, 1964), pp. 79-80.
[44]
Francis Hitching relates that Ernst Mayr, one of Darwin’s staunchest twentieth
century supporters, conducted an experiment on Drosophila which ironically supported Agassiz’s point: “He
selectively bred successive generations of flies to try to increase or decrease
the number of bristles they grew, normally averaging thirty-six. He reached a
lower limit, after thirty generations, of twenty-five bristles; and an upper
limit, after twenty generations, of fifty-six bristles. After that the flies
rapidly began to die out. Then, Mayr brought back nonselective breeding,
letting nature take its course. Within five years, the bristle count was almost
back to average” (Neck of the Giraffe, p. 41).
[50]
Quoted in Mayr, Growth of Biological Thought, p. 368.
[54]
Quoted in Hull, Darwin and His Critics, p. 150.
[58]
Quoted in Hull, Darwin and His Critics, p. 338.
[64]
John Locke, “An Essay Concerning Human Understanding,” Book 3, Chapter 6, in Classics
of Western Philosophy (Cambridge: Hackett, 1990), p. 673.
[66]
Although scientists today accept evolution as a fact, they are still engaged in
scientifically healthy debate over exactly how species originate. For example,
Darwinian gradualism and the role of natural selection are both being
challenged. (See Augros, New Biology, Chapter 8.)
[67]
For the general Arab response to Darwinism, I have relied on Adel A. Ziadat, Western Science in the Arab World: The
Impact of Darwinism: 1860 - 1930 (New York: St. Martin’s Press, 1986). For
the details, I have referred to the original works of Arabic speaking authors.
[68]
Adel A. Ziadat, Western Science in the
Arab World: The Impact of Darwinism: 1860 - 1930 (New York: St. Martin’s
Press, 1986), pp. 13-14.
[69]
R. al-Barbari, “Fí Asl al-Insán” (On the Origin of Man), al-Muqtataf 1 (Beirut 1876), pp. 242-244, 279-280.
[75]
Y. Sarruf, “al-Madhhab al-Darwiní ” (Darwinism), al-Muqtataf 7 (1882) 65-72; 121-27; J. Denis, 7 (1882-1883)
233-236; Edwin Lewis, 7 (1882-1883) 287-290; Y. al-Há’ik, 7:290-292.
[76]
This idea of a fixed chain of being dominated biological thinking until Darwin.
Aristotle had no concept of evolution. Cf. Section 3.1.
[85]
Ibid.
[101]
Y. al-Há’ik, al-Muqtataf 7 (1882-1883), p. 290.
[103] The full title is Sechs Vorlesungen über die Darwin’sche
Theorie von der Verwandlung der Arten und die erste Entstehung der
Organismenwelt (Six Lessons on Darwin’s Theory of the Transmutation of
Species and the First Origin of the World of Living Things). 3rd ed. Leipzig:
Thomas, 1872.
[104]
Shiblí Shumayyil, “Lesson Two,” Falsafat
al-Nushú’ wa’l-Irtiqá’ (The Theory of Evolution and Progress) (Cairo
1910), p. 129.
[105]
Shumayyil, Falsafat al-Nushú’, pp. 39-40.
[106]
Shumayyil explains that the modern concept of
“ether” is identical to the idea of matter: “Whether we call the
original substance of the universe ether or matter, and the forces which are
its transformations energy or motion, the meaning is the same” (Falsafat al-Nushú’, p. 35).
[115]
al-Usur 2 (1928), pp. 678-680; cited
in Ziadat, Western Science, p. 60. Contemporary authors Robert Augros
and George Stanciu present convincing evidence that Darwinian struggle for
survival does not characterize the relationship between species in the natural
state, but rather harmony and cooperation is the norm. See The New Biology,
chapters 4 and 5.
[118] Jamál al-Dín Afghání, al-Radd ‘ala al-Dahriyín, trans. Nikki Keddie in An Islamic Response to Imperialism
(Berkeley: University of California Press, 1968), p. 133.
[121]
Ibid., p. 137.
[122] Hussein
al-Jisr, Al-Risála al-Hamídíya fí Haqíqa
al-Diyána al-Islámíya wa Haqqíya al-Sharí`a al-Muhammadíya (The
Praiseworthy Epistle on the Truth of Islam and Islamic Canon Law) (Beirut
1887), pp. 293, 300.
[125]
Ibid., pp. 310-311.
[133]
Abu al-Majd
al-Isfahání, Naqd Falsafah Darwin
(Critique of Darwin’s Philosophy), 2 vols, (Baghdad 1914), vol. 1, pp. 16-17.
[136]
Ibid., pp. 39-40.
[139]
Quoted in Isfahání, Naqd Falsafah Darwin, vol. 1, p. 53.
[140]
Isfahání, Naqd Falsafah Darwin, p. 54.
[145] Ibid., pp. 76-77.
[146]
Ibid., p. 98.
[148]
Ibid., p. 102.
[149] The difference in
understanding between the essentialists and the Darwinists on the role of
variation illustrates precisely the point at issue between teleological and
population thinking.
[154]
Isfahání, Naqd Falsafah Darwin, p. 136.
[156]
Ibid., p. 147. Elsewhere Isfahání notes that Darwin has the eye evolve
gradually from a light-sensitive spot through limitless transformations solely
by natural selection. He is amazed at this view and asks: “How can it be hidden
from them that these organs are among the greatest proof of the existence of a
Creator and His wisdom and providence....Eternal Providence prepares organs for
animals over a long period of time, according to their needs, then He completes
their creation and they become capable of performing their function” (Naqd Falsafah Darwin, vol. 2, p. 40).
[158]
Ibid., p. 221. Isfahání’s understanding of evolution as “progress toward
perfection” recalls Leibniz (see section 1.4) and Sarruf’s statement that this
idea was added by the Arab philosophers to Aristotle’s concept of the great
chain of being (see section 1.6).
[160]
Ibid., p. 225.
[161]
Ibid., vol. 2, pp. 30-31.
[162]
Personal communication with Professor Amin Banani, Department of Near Eastern
Languages and Cultures, University of California, Los Angeles, June 1996.
Notes for Section 2: The Originality of
Species
[163]
This book, known in Persian as Mufávadát,
is Laura Clifford Barney’s collection of the table talks that ‘Abdu’l-Bahá gave
in ‘Akká’ between the years 1904-1906. It was later corrected by ‘Abdu’l-Bahá
and he encouraged Miss Barney to publish it.
[164]
‘Abdu'l-Bahá, Má’idiy-i Ásmání (The
Heavenly Table) (New Delhi: Bahá'í Publishing Trust, 1984; reprint of vols. 2,
5, and 9 formerly published in Tehran), vol. 2, p. 69.
[165]
‘Abdu'l-Bahá, Mufávadát (Table Talks)
(New Delhi: Bahá'í Publishing Trust, 1984), pp. 135-136; Some Answered Questions [hereafter abbreviated as SAQ]
(Wilmette: Bahá'í Publishing Trust, 1981), p. 191, revised translation.
[166]
`Abdu'l-Bahá, Mufávadát, pp.130-131; SAQ, p.184, revised translation.
[167]
`Abdu'l-Bahá, Má'idiy-i Ásmání, vol. 9, p. 27.
[168]
For example, he says: “The species existing on this planet had a beginning, for
it is established that there was a time when these species did not exist on the
surface of the earth. Moreover, the planet earth has not always existed, but
the world of existence has always been, for the universe is not limited to this
terrestrial globe” (Mufávadát, p.
107; SAQ, p. 151, revised translation).
[169]
Toshihiko Izutsu, Concept and Reality of
Existence (Tokyo: The Keio Institute of Cultural and Linguistic Studies,
1971), p. 101.
[170] Fazlur
Rahman, The Philosophy of Mullá Sadrá
(Albany: State University of New York Press, 1975), pp. 29, 47.
[171]
William Chittick, The Sufi Path of Love.
The Spiritual Teachings of Rumi (Albany: University of New York Press,
1983), p. 84.
[172]
Mullá Sadrá, Al-Hikmat al-Muta‘álíya
fi’l-Asfár al-‘Aqlíya al-Arba‘a (The
Sublime Wisdom in Four Journeys of Reason) 9
vols. (Qum 1368 - 1379 A.H.), vol. 2, pp. 56-57.
[173]
Ibid., vol. 6, pp. 256-257.
[175]
‘Abdu'l-Bahá, Má'idiy-i Ásmání, vol.
9, p. 27.
Notes for Section 3: Species, Essence,
and Becoming: The Views of the “Philosophers of the East”
[177]
Mayr, Growth of Biological Thought, p. 88.
[180]
Ibid. 3b.10-18.
[181]
Aristotle, Metaphysics vii.13, 1038b
- 1039a.
[182] Ibid. vii.8,
1034a; cf. xii.3, 1070a.25.
[185]
Plato, Timaeus 28a - 29a, 52d - 53a.
The Greek eidé, translated here as “Form” or “Idea,” is the same word used to
translate “species.”
[186] Plato, Republic,
v.479d - 480.
[190] Proclus,
Commentary on Plato’s Parmenides,
trans. Glenn Morrow and John Dillon (Princeton: Princeton University Press,
1987), 2, iv, 735.
[191] Some of Aristotle's
objections to Plato's Forms can be read in the Metaphysics i.9, 990b - 993a; vii.14, 1039a.25 - 1039b.15. The
whole of Aristotle's Metaphysics is
really a critique of the theory of separate Forms, and an attempt to set up an
alternate theory based on the idea of immanent forms.
[192]
The Ideas of species are not one in an absolute sense; rather they are one as
unity-multiplicities. The Idea "Man himself" would include the Ideas
of "animal,"
"two-legged," “rational,” etc.
[193] Plato, Timaeus 27d.
[195]
For a fuller discussion of how Plato understood the relation between the
separate Form and its concrete images, see Keven Brown, “A Bahá'í Perspective
on the Origin of Matter,” The Journal of
Bahá'í Studies 2.3 (1989-1990), pp. 30-35.
[196] Albinus, Didaskalos
ix.1 and 3 cited by Harry A. Wolfson,
“Extradeical and Intradeical Interpretations of Platonic Ideas.” Journal of the History of Ideas 22
(January-March 1961), pp. 4-5.
[197]
Thank you, Aly Kassam Khan, for reminding me of Augustine’s seminal reasons
without which this chapter would have been missing a critical idea in the
development of pre-Darwinian philosophical concepts.
[198]
Frederick Copleston, A History of Philosophy, vols. 1-3 (New York:
Doubleday, 1985), vol. 1, p. 389.
[200] Quoted in Copleston,
A History of Philosophy, vol. 2, p. 73.
[202] See Pseudo-Aristotle in the Middle Ages: The
Theology and Other Texts, eds. J. Kraye, W. F. Ryan, and C. B. Schmitt
(London: University of London, 1986) for an extensive discussion of this book.
[203] Alfarabi,
Mabádi’Ará’ Ahl al-Madína al-Fádila,
trans. Richard Walzer as Al-Farabi on the
Perfect State (Oxford: Clarendon Press, 1985), p. 137; revised translation.
[205] Avicenna, Naját quoted in A.
M. Goichon, Lexique de la Langue Philosophique d’Ibn Síná
(Paris: Desclée de Brouwer, 1938), p. 405.
[206] Ibid., p. 386.
[208] Hikmat is a term referring to a form of wisdom
combining the esoteric teachings of the Shí‘ah Imams, the
illuminationist knowledge of Suhrawardí, the teachings of Ibn ‘Arabí and other
Sufis, and the heritage of the Greek philosophers. For more on this see Seyyed
Hossein Nasr, “The School of Ispahán” A
History of Muslim Philosophy, vol. 2, ed. M. M. Sharif (Wiesbaden: Otto
Harrassowitz, 1966), pp. 907-908.
[209] Avicenna, Dánish Náma-i
`alá’í, trans. Parviz Morewedge as The Metaphysica of Avicenna.
(New York: Columbia University Press, 1973), p 33.
[210] Ibid., p. 61.
[211] Avicenna, "On
the Proof of Prophecies" in Medieval
Political Philosophy,
eds.
Ralph Lerner and
Muhsin Mahdi (Ithaca: Cornell University Press, 1972), pp.117- 118.
[212] Avicenna, Shifá’: Iláhiyyát, ed. Ibrahim Madkour (Cairo 1960), pp. 402 -
409.
[213] Etienne
Gilson, History of Christian Philosophy
in the Middle Ages (New York: Random House, 1955), p. 482.
[214] Herbert
A. Davidson, Alfarabi, Avicenna, and
Averroes, on Intellect, (New York: Oxford University Press, 1992), pp.
227-228.
[216]
Suhrawardí, The Philosophy of
Illumination: Kitáb Hikmat al-Ishráq, trans. John Walbridge and Hossein
Ziai (Provo, Utah: Brigham Young University Press, 1999), pp. 99-100.
[220] Ibid., p. 108,
revised translation.
[222]
Fazlur Rahman, The Philosophy of Mullá
Sadrá (Albany: State University of New York Press, 1975), p. 96.
[224] Mullá
Ṣadrá, Al-Hikmat al-Muta‘álíya
fi’l-Asfár al-‘Aqlíya al-Arba‘a (The Sublime Wisdom in Four Journeys of
Reason), 9 vols, (Qum 1368 - 1379 A.H.), vol. 6, pp. 256-257.
[225] Rahman, Philosophy of Mullá Sadrá, p. 77.
[229]
The reader is referred to The Metaphysics and Cosmology of Process According
to Shaykh Ahmad al-Ahsá’í by Idris Hamid (Dissertation, State University of
New York, Buffalo, 1998) for an excellent and comprehensive treatment of Shaykh
Ahmad’s philosophy.
[230]
Quoted in Idris Samawi Hamid, The Metaphysics and Cosmology of Process
According to Shaykh Ahmad al-Ahsá’í: Critical Edition, Translation, and
Analysis of Observations in Wisdom, (Dissertation: State University
of New York at Buffalo, 1998), p. 166.
[234] Hamid,
Metaphysics and Cosmology of Process, p. 253.
[235] Shaykh
Ahmad, Sharh al-Mashá‘ir, p. 16.
[242]
Ibid., pp. 200-201.
[244]
Ibid., p. 128.
[245]
By “appointed time” (ajal) is meant a
creature’s lifespan.
[246]
Shaykh Ahmad, Sharh al-Mashá‘ir, p. 57.
[250]
This is the basis of Shaykh Ahmad’s doctrine of the resurrection body, selected
writings of which have been translated by Henry Corbin in Spiritual Body and Celestial Earth (Princeton 1977), pp. 180-221.
So at death the elements of man’s physical body are dispersed but the elements
of the spiritual body at the next higher level still subsist. It is in this
next dimension, sometimes called the autonomous world of forms and images (‘álam al-mithál), that the events of the resurrection take
place. According to Shaykh Ahmad, ‘álam
al-mithál is one stage below the world of the Kingdom (malakút). The same I-spirit speaks
through the body at each level and is itself inseparable from the most
essential body. Shaykh Ahmad says, for example: “Zayd is the one who speaks,
but his spirit which speaks to you in this cage [of the body] is not at this
moment in the domain of time; his spirit is only generated in time through its
connection to the body which it administers....The sanctified intellects are
free in themselves from the mixtures of the material substances, temporal
duration, and geometrical shapes, but they are not free from matter, form, and
extension absolutely as most recent thinkers have imagined. Nay, they have
luminous matters, atemporal duration, and subtle forms” (Sharh al-Mashá‘ir
228).
[252] Hamid, Metaphysics
and Cosmology of Process, p. 122.
Notes for Section 4: ‘Abdu'l-Bahá’s
Response to Darwinism
[257]
‘Abdu'l-Bahá, Promulgation of Universal
Peace, p. 307.
[259]
‘Abdu'l-Bahá, Tablet to Forel
published in John Paul Vader, For the
Good of Mankind, August Forel and the
Bahá'í Faith (Oxford: George Ronald, 1984), pp. 75-76.
[260]
For a full and excellent discussion of Aristotle’s proof and other proofs for
the existence of God in medieval philosophy, see Herbert A. Davidson, Proofs for Eternity, Creation and the
Existence of God in Medieval Islamic and Jewish Philosophy (Oxford
University Press 1987).
[262]
Ilzámí, as a philosophical term, is
translated consistently here as "necessary" for the sake of clarity.
In Shoghi Effendi’s translation above, he had translated the first appearance
of ilzámí as "necessary"
and the second as "compulsory."
[264] ‘Abdu'l-Bahá, Promulgation of Universal Peace, p. 424.
[269]
A similar statement is found in the writings of the Báb: “He [God] knows the
dispositions of all things, and through the dispositions of all, He creates
all, giving each one a portion according to its disposition….Were He to create
something other than in accord with the state of its own receptivity, this
would be an injustice to it” (Amr va Khalq, vol. 1, p. 76).
[275] Suhrawardi, The Philosophy of Illumination, p. 60.
[277]
‘Abdu'l-Bahá, Muntakhabát az Makátíb-i Hadrat-i `Abdu'l-Bahá
(Wilmette: Bahá'í Publishing Trust, 1979), p. 154; Selections from the
Writings of `Abdu'l-Bahá, p. 157, revised translation.
[281]
The Arabic word translated here as “gradually” (bitadríj) literally means “step by step” or “by degrees.”
[282] ‘Abdu'l-Bahá, Mufávadát, p. 129; SAQ, p. 182, revised translation.
[283]
This statement: “the formation of man in the matrix of the world was in the
beginning like [the development of] the embryo” should not necessarily be
interpreted to mean the two processes are equivalent. Rather, they have an
analogical resemblance.
[285] ‘Abdu'l-Bahá, Khitabát, vol. 2, pp. 170-171; Promulgation of Universal Peace, pp. 225-226, revised translation.
[286]
See, for example, William Chittick’s explanation of the arcs of ascent and
descent in the poetry of Rúmí in The Sufi
Path of Love (Albany: SUNY, 1983), pp. 72-82.
[292] ‘Abdu'l-Bahá, Mufávaḍát, p. 64; SAQ, p. 88, revised translation.
[294]
“Perfect man” is a technical term used by Ibn ‘Arabí and his followers to refer
to human individuals who reflect in perfect equilibrium all the names and
attributes of God, though in their specific functions (as determined by time
and place) they may display only certain names. All of the prophets and saints
are “perfect men,” and as such they are exemplars to the rest of humanity and
reveal the fullness of what other men possess only potentially. Ibn ‘Arabí
says: “The highest cosmic level is...‘poverty toward all things.’ This is the
level of perfect man, for everything was created for him and for his sake and
subjected to him” (qtd. in Chittick, Sufi
Path of Knowledge 46).
[296] ‘Abdu'l-Bahá, SAQ, p. 201.
[298]
In a paper by Aly-khan Kassam called “Matter, Spirit, and Complexity,” posted
on the newsgroup Talisman on December 18, 1996, he explains cogently
‘Abdu'l-Bahá’s understanding of the relation of spirit to matter. By “spirit”
here is meant an emergent property of matter that is dependent on particular
kinds of compositions of constituent elements. In other words, spirit, in this
case, is not the same as a species essence, which guides the composition;
rather, it is a manifestation of a species essence realized through a
particular arrangement of constituent elements. The whole of a composition,
being more than just the sum of its parts, “attracts” a spirit to itself. “It
adds,” Kassam explains, “another dimension which cannot be inferred by simply
examining the constituent parts.” So “a collection of elements when arranged according
to a specific pattern will attract an ordained level of spirit to the group,
which is then manifested in the group by certain properties or behavior in the
physical world. The spirit thus attracted will not be attributable to any part
of the group, and if the group is broken up the spirit vanishes.” All spirits
realized in this manner are perishable, except for the human spirit. According
to 'Abdu'l-Bahá, once the human spirit, i.e. the rational soul, comes into
existence, it continues forever (SAQ
151). But the other spirits, such as the plant and animal spirits, are
perishable (SAQ 143). The point of
Kassam’s paper is that all complex systems, which can be anything from a group
of cells in the body to a rain forest or a galaxy, exhibit just such emergent
properties, which are “associated with the system as a whole and not any part
of it.”
[300] ‘Abdu'l-Bahá, Má’idiy-i Ásmání, vol. 9, pp. 27-28.
[303] ‘Abdu'l-Bahá, Mufávadát, pp. 136-138; SAQ, pp. 191-194, revised translation.
[304] ‘Abdu’l-Bahá, Khitábát, vol. 2, p. 303; Promulgation
of Universal Peace, pp. 358-359, revised translation.
[310] ‘Abdu’l-Bahá, Mufávadát, p. 128; SAQ,
p. 181, revised translation. Shaykh Ahmad proposes in his Sharh al-Mashá‘ir that the concept of
“unity of existence,” if we are not referring to the special meaning of this
expression used by the leaders of the Sufis, can only refer to the unity
between a whole and its parts. He says: “Unity of existence is inconceivable
except between a whole and its parts. For example, man is a single existent by
the existence of his parts” (228). In the same manner, ‘Abdu’l-Bahá says that
the true meaning of “unity of existence,” at the level of physical things, is
to be found in the elements or atoms from which all things are composed,
because every atom is capable of becoming part of the constitution of any being
in the universe and consequently expressing the properties of that level of
organization (Promulgation 286).
[312] ‘Abdu'l-Bahá, Promulgation of Universal Peace, pp. 284-286.
[313]
I owe this analogy to Eberhard von Kitzing, who shared it with me in one of our
many e-mail correspondences.
[314] ‘Abdu'l-Bahá, Khitabát, vol. 2, p. 106; Promulgation of Universal Peace, p. 160, revised translation.
[318] ‘Abdu'l-Bahá, Letter
440 of collection sent to author from the Bahá'í World Centre, 12 July 1998.
[319]
Darwin, Origin of Species, p. 463.
[320] In one Tablet the Báb states: “With the exception of God, nothing can subsist through itself. All
things are composite. Once the decree of duality is established, the decree
of connection (rabt) is also established,
for a thing cannot be a thing except through its existence, which is the aspect
of manifestation (tajallí) in it, through its essence, which is the
aspect of receiving (qubúl), and through connection, which is realized
after the union [of the first two].…The names of these three at the beginning
of the creative act are Will, Purpose, and predestination (qadar)…. It
is not possible for anything to exist without the elements described, even were
God’s command offered to a willing soul, for the contingent world cannot come
into existence save through two complementary principles [i.e., Will and
Purpose, existence and essence, or matter and form]. Once the remembrance of
duality [i.e., the essential duality of the archetypes of things] is established,
the remembrance of states (shu’ún) continueth without end, for these
states have no end” (Iranian National Bahá’í Archives, vol. 14, p. 268 ff.). In
another Tablet, the Báb states: “Through this station [Purpose, which is the
station of form preceded by its mutually necessary complement: undifferentiated
active matter] the mode of relationships known as predestination [which is the
level of the atemporal archetypes] appeareth, which is the beginning of
multiplicity and infinitude. Whatever is going to exist in the contingent world
cometh into existence through the existence of Purpose….Once the remembrance of
Purpose is established, the remembrance of the contingency of all existents can
be realized” (Iranian National Bahá’í Archives, vol. 14, p. 417 ff.)